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20201117 Regular City Council Meeting - Packet (3) November 17, 2020 Item 10 Staff Presentation BLX Group Financial Services City Council Meeting November 17, 2020 City Policy and Strategic Planning ➢ City policy drives projects that require financing ➢ Projects are brought forward under the leadership of City Administration ➢ The role of any financial advisor is not strategic planning, but financing projects as requested by City Administration Introduction to BLX Group ➢ Municipal Securities Rulemaking Board (MSRB) registered municipal advisor ➢ Over 2,500 local government clients nationwide � Consulting and advisory services on over two trillion of debt, investments, and derivatives transactions Representative clients — State of California, City of Los Angeles, County of Los Angeles, City of San Francisco � Assigned Vernon team — over 85+ years of relevant public finance experience BLX Group LLCs Services � November 5, 2003 BLX was engaged by the City to provide various financial advisory, consulting, and research services related to the City's debt and capital financing plans and/or transactions. Specific projects, assignments, and tasks requested of BLX by the City were at the City's discretion � BLX had performed financial services for the City previously in connection with the Malburg Generating Station August 2, Soso BLX was part of consultant team assembled by Eric Fresch to "explore non-traditional methods to raise capital for the Light and Power utility" Projects Natural Gas Prepay Transaction Aimed to reduce Vernon's exposure to long-term fluctuations in the gas market and manage the gas needs for the Malburg Generating Station � In line with long-term strategy of providing reliable electricity, in terms of supply and price, to the business community Assumed that gas price would remain highly volatile over the next several years Projects (cont . ) Power Purchase Tolling Agreement (PPTA) BLX advised the City (i.) on the potential impact of the MGS sale and PPTA on the City's credit rating; (2) worked with City management to analyze the impact of the PPTA on the electric utility's long term financial forecast Kern County � BLX aided the City with credit rating transactions after the purchase of Kern County land Barclays Capital was financial advisor for sale of Tehachapi land to NextEra Energy in February 2010 Vernon Utilities Department Historical Resource Procurement Plan and Credit Risk Management Policy Resolution 7296 adopted by City Council on March 30, lggg established brokerage accounts to enable the Vernon Utilities Department to trade in electricity commodity futures and options on futures Resolution 7489 adopted by City Council on February 15, 2000 named allowable transactions that the Utilities Department could use to meet the objective of low-cost energy at low-to-moderate risk included: Y Futures ➢ Forwards ➢ Swaps ➢ Contracts for differences ➢ Options ➢ Market position management Per the notes to the financial statements (FYs 2000 & 2008) the City was actively engaged in financial instruments as part of its hedging activity in the electric and gas utilities Conclusion ➢ Projects are brought forward under the leadership of City Administration and require financing The role of any financial advisor is not to provide expertise in commodity trading or strategic planning, but financing projects as requested by City Administration