Ordinance No. 1213ORDINANCE NO. 1213
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
VERNON, CALIFORNIA, ADDING CHAPTER 15 TO THE VERNON
MUNICIPAL CODE TO ESTABLISH FRANCHISE FEES, PEG
FEES; AND CUSTOMER SERVICE PENALTIES.FOR STATE
FRANCHISE HOLDERS PROVIDING VIDEO SERVICE WITHIN
THE CITY OF VERNON
WHEREAS, the Digital Infrastructure and Video Competition
Act of 2006 (Pub. Util. Code 5800 et seq., "DIVCA") went into effect
on January 1, 2007; and
WHEREAS, under DIVCA, the State of California is the "sole
franchising authority" for new video service providers within the City
of Vernon ("City"); and
WHEREAS, the City, although not the franchising authority
for state franchises, has certain rights and responsibilities with
respect to the new state video franchise holders; and
WHEREAS, the City intends to require franchisees to pay the
City a fee of five percent (5%) of gross revenues from each state
video franchisee which operates within the City for use of the public
rights -of -way unless the City opts to waive collection of the fee; and
WHEREAS, the City does not currently opt to waive the
collection of the five percent (5s) franchise fee; and
WHEREAS, the City may authorize the audit of the business
records of a.state video franchisee once annually to ensure compliance
with.the payment of the franchise and PEG fees; and
WHEREAS, the City may establish and enforce penalties
against state video franchisees for violations of customer service
rules consistent with state law; and
WHEREAS, this ordinance does not establish a "tax" within
090913444
the meaning of Article XIII C, section 1, subdivision (e) for the
reasons set forth in the staff report.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF VERNON
HEREBY ORDAINS:
SECTION 1: Findings. The City Council of the City of
Vernon hereby finds and determines that all of the foregoing recitals
are true and correct.
SECTION 2: Code Amendment.
Chapter 15 of the Code of the City of Vernon is hereby added
to read as follows:
"CHAPTER 15
STATE VIDEO
TABLE OF CONTENTS
Section 15.1 Purpose and Application..
Section 15.2 State Video Franchise and PEG Fees.
Section 15.3 Audit Authority.
Section 15.4 Customer Service Penalties.
Section 15.5 City Response to State Video Franchise
Applications.
Section.15.1. Purpose and Application.
This Chapter is designed to regulate video service providers
holding state video franchises and operating within the City pursuant
to that franchise. On January 1, 2007, the State of California became
the sole authority with power to grant state video franchises pursuant
to the Digital Infrastructure and Video Competition Act of 2006
("DIVCA"). Pursuant to DIVCA, the City of Vernon shall receive a
franchise fee and a fee for public, educational and/or government
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090913444
(PEG) purposes from all state video franchise holders operating within
the City. Additionally, the City intends to exercise its authority to
establish and enforce penalties, consistent with state law, against
all state video franchise holders operating within the City for
violations of customer service standards.
Section 15.2. State Video Franchise and PEG Fees.
(a) Any state video franchise holder operating within the
boundaries of the City shall submit a fee to the City
equal to five percent (50) of the "gross revenue" of that
state video franchise holder. Gross revenue, for the
purposes of this chapter, shall have the definition set
forth in California Public Utilities Code § 5860.
(b) Any state video franchise holder operating within the
boundaries of the City shall submit a PEG fee to the City,
or the City's designee, for support of Public,
Educational, and/or Governmental, (PEG).purposes that are
consistent with state and federal law. The PEG fee shall
be one percent (1%) of the "gross revenue" of that state
video franchise holder.
Section 15.3. Audit Authority.
Not more than once annually, the City Administrator, or the City
Administrator's designee, may examine and perform an audit of the
business records of a holder of a state video franchise to ensure
compliance.with Section 15.2.
Section 15.4. Customer Service Penalties.
(a) The holder of a state video franchise shall comply with
all applicable state and federal customer service and
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090913444
protection standards pertaining to the provision of video
service.
(b) The City Administrator, or the City Administrator's
designee, shall monitor the compliance of state video
franchise holders with respect to state and ..federal
customer service and. protection standards. The City
Administrator, or the City Administrator's designee, will
provide the state video franchise holder written notice of
any material breaches of applicable customer service
standards, and will allow the state video franchise holder
30 days from the receipt.of the notice to remedy the
specified material breach. Material breaches not remedied
within the 30 day time period will be subject to the
following penalties to be imposed by the City:
(1) For the first occurrence of a violation, a fine of
up to $500.00'may be imposed for each day the
violation remains in effect, not to exceed
$1,500.00 for each violation.
(2) For a second violation of the same nature within 12
months, a fine of up to $1,000.00 may be imposed
for each day the violation remains in effect, not
to exceed $3,000.00 for each violation.
(3) For a third or further violation of the same nature
within 12 months, a fine of up to $2,500.00 may be
imposed for each day the violation remains in
effect, not to exceed $7,500.00 for each violation.
(c) A state video franchise holder may appeal a penalty
assessed by the City Administrator to the City Council
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within 60 days of the initial assessment. The City
Council shall hear all evidence and relevant testimony and
may uphold, modify or vacate the penalty. The City
Council's decision on the imposition of a penalty shall be
final.
Section 15.5. City Response to State Video Franchise
Applications.
(a) Applicants for state video franchises within the
boundaries of the City must concurrently provide complete
copies to the City of any application or amendments to
applications filed with the California Public Utilities
Commission (PUC). One complete copy must be provided to
the City Administrator.
(b) Within 30 days of receipt, the City Administrator will
provide any appropriate comments to the PUC regarding an
application or an amendment to aft application for a state
video franchise."
SECTION 3: Severability. If any chapter, article, section,
subsection, subdivision, paragraph, sentence, clause, phrase, or word
in this Ordinance or any part thereof is for any reason held to be
unconstitutional or invalid or ineffective by any court of competent
jurisdiction, such decision shall not :affect the validity or
effectiveness of the remaining portions of this Ordinance or any part
thereof. The City Council hereby declares that it would have adopted
this Ordinance and each chapter, article, section, subsection,
subdivision, paragraph, sentence, clause or phrase thereof,
irrespective of the fact that any one or more chapters, articles,
sections, subsections, subdivisions, paragraphs, sentences, clauses,
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090913444
phrases or words be.declared unconstitutional, or invalid, or
ineffective.
SECTION 4: Book of Ordinances. The Interim City Clerk, or
Deputy City Clerk, shall attest and certify to the adoption of this
Ordinance and shall cause this Ordinance and the Interim City Clerk's,
or Deputy.City Clerk's, certification to be entered in the Book of
Ordinances of the Council of this City. The Interim City Clerk, or
Deputy City Clerk, shall.cause this ordinance to be published or posted
as required by law.
SECTION 5: This Ordinance shall go into effect and be in
full force and effect at 12:01 a.m. on the thirty-first (31st) day
after its passage'.
APPROVED AND ADOPTED this 1st day of October, 2013.
Name:: W Michael McCormick
Title: Mayor
T ST-
I j
Dana. Reed
Inte im City Clerk i y
APPROVED AS TO FORM:
Scott E. Porter, Deputy City Attorney
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STATE OF CALIFORNIA )
) ss
COUNTY OF LOS ANGELES )
I, DANA REED, Interim City Clerk of the City of Vernon,
do hereby certify that the foregoing Ordinance, being Ordinance
No. 1213, was duly and regularly introduced at a meeting of the
City Council of the City of Vernon, held in the City of Vernon on
Tuesday, September 17, 2013, and thereafter adopted at a meeting
of said City Council held on Tuesday, October 1, 2013, by the
following vote:
AYES: Councilmembers: Mayor McCormick, Mayor
Pro-Tem Davis, Maisano,
Martinez, Ybarra
NOES: Councilmembers: None
ABSENT: Councilmembers: None
And thereafter was duly signed by the Mayor or Mayor
Pro-Tem of the City of Vernon.
Executed this day of October, 2013, at Vernon,
California.
Da Reed
Interim City Clerk
(SEAL)
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CITY CLERK'S OFFICE
INTEROFFICE MEMORANDUM
DATE: October 3, 2013
TO: Carlos Fandino, Director of Light & Power
William Fox, Finance Director
Mark Whitworth, City Administrator
FROM: Deborah Juarez, Records Management Assistant
RE: Ordinance No. 1213 — An Ordinance of the City Council of the City of Vernon, California,
Adding Chapter 15 to the Vernon Municipal Code to Establish Franchise Fees, PEG Fees,
and Customer Service Penalties for State Franchise Holders Providing Video Service
Within the City of Vernon
Transmitted herewith is a copy of Ordinance No. 1213 referenced above, which was approved by City
Council on October 1, 2013.
Thank you.
Attachment
c: Ana Barcia
Anthony Serrano
Ordinance No. 1213
RECEIVED
SEP 11 2013
CITY CLERK'S OFFICE
STAFF REPORT
LIGHT & POWER DEPARTMENT
DATE: September 17, 2013
TO: Honorable Mayor and City Council
FROM: Carlos Fandino, Director of Light & Power
SEP 10 2013
CITY ADMINISTRATION
RE: Ordinance No. 1213 adding Chapter 15 to the Code of the City of Vernon to
establish franchise fees, PEG fees, and .customer service penalties for state
franchise holders providing video service within the City of Vernon
Recommendation
It is recommended that the City Council:
1. Find that approval of the ordinance is exempt under the California Environmental
Quality Act (CEQA) in accordance with Section 15061(b)(3), the general rule that
CEQA only applies to projects that may have an effect on the environment, because the
mere collection of fees and penalties will have no significant effect on whether AT&T
or any other company provides video service in Vernon; and '
2. Hold the first reading of, and subsequently adopt, Ordinance No. 1213 to establish
franchise fees, PEG fees, and customer service penalties for state franchise holders
providing video (cable TV) service within the City of Vernon.
Backaround
This ordinance is in accordance with state law which became effective January 1, 2007 — the
Digital Infrastructure and Video Competition Act of 2006 ("DIVCA"). DIVCA establishes the
California Public Utilities Commission ("CPUC") as the sole franchising authority for new video
service providers in California but delegates certain rights and responsibilities to local
authorities. However, cities must pass an ordinance before the cities may take certain actions to
regulate state video franchise holders.
On March 30, 2007, AT&T California obtained a state franchise to provide video service in the
overwhelming majority of California jurisdictions, including Vernon. On August 1, 2013 AT&T
California provided Vernon with formal written notice that it would begin providing video
service within Vernon on or after August 11, 2013.
This ordinance proposes to add Chapter 15 to the Municipal Code to regulate AT&T California,
and any other new video service provider in the City.
Discussion
The primary impact of DIVCA on the City is that as of January 2, 2008, the City could no longer
issue new cable franchises. Instead, the CPUC became the sole franchising authority for video
service providers in the State.
With regards to all video service providers with state franchises, DIVCA imposes a franchise fee
of five percent (5%) of "gross revenues" (which term is defined by DIVCA), unless the City opts
to lower the franchise fee. This ordinance, as drafted, confirms that the City will impose the full
5% fee, as is customary throughout the state.
DIVCA also authorizes the City to collect an additional fee to support Public, Educational,
and/or Governmental ("PEG") programming. Currently, PEG fees can only be expended to pay
for "capital costs" associated with PEG support. These costs can include purchase of or
maintenance of PEG facilities and equipment. It is likely that in the few years, federal legislation
will be passed to broaden how PEG funds may be expended. The language of this ordinance is
drafted broadly to avoid needing to amend the ordinance should this occur.
Cities must also monitor customer service standards for state video franchisees, but are limited to
enforcing only those standards enumerated in DIVCA. A city may only impose fines for
violations of those standards if the city enacts an ordinance or resolution establishing the fine
schedule. The amount of each fine is limited by DIVCA. This ordinance establishes fines
consistent with the maximum fines permitted by DIVCA.
This ordinance authorizes the City Administrator (or the City Administrator's designee) to
authorize an audit of any state franchisee's records up to once per year to ensure compliance with
the City's ordinance.
This ordinance complies with the requirements of Article XII C section 1, subd. (e) (Proposition
26), because the ordinance does not establish a "tax." First, it is the California Public Utilities
Commission, and not the city that establishes the franchise fee and the franchise fee of 5% is a
charge for the use of the city's property. Second, the PEG fee is not a tax, by definition, because
the city will use the 1 % fee only for the reasonable "capital costs" the city incurs relating to the
provision of public, educational, and governmental video services, as that term is defined in
federal law, and because the charge is only imposed for a specific government service or product
provided directly to the payor that is not provided to those not charged. Third, the fines and
audits authorized by this ordinance are not taxes, because fines are expressly exempted from the
definition of a tax, and the payments applicable to the audit would only apply if there was a
violation of law.
Fiscal Imnact
It is expected that AT&T will begin providing video service in the City pursuant to a state
franchise, if it has not yet already done so. If the City does not enact this ordinance, then
potentially, AT&T may assert that it does not have to pay the PEG fee, or be subject to any
customer service violations until such time as an ordinance is adopted. That stated, it is clear
that the franchise fee would still have to be paid, because the fee was established by the state.
CITY OF VERNON CITY COUNCIL MEETING
SEPTEMBER 17, 2013
ORDINANCE NO. 1213 SUMMARY
(Adding Chapter 15 to the Vernon Municipal Code to establish
Franchise Fees, Peg Fees, and Customer Service Penalties)
A CERTIFIED COPY OF THE FULL TEXT OF PROPOSED ORDINANCE NO. 1213
IS AVAILABLE IN THE OFFICE OF THE CITY CLERK LOCATED AT 4305
SANTA FE AVENUE, VERNON, CALIFORNIA.
Ordinance No. 1213 was duly introduced at a regular meeting of the City Council of the
City of Vernon held on September 17, 2013. Ordinance No. 1213 is scheduled to be
approved and adopted by said Council at a regular meeting to be held on October 1, 2013.
On October 1, 2013, the City Council of the City of Vernon is proposing to adopt
Ordinance No. 1213 adding Chapter 15 to the Vernon Municipal Code to establish
Franchise Fees, Peg Fees, and Customer Service Penalties for State Franchise Holders
Providing Video Service within the City of Vernon.
Dana Reed, Interim City Clerk of the City of Vernon, does hereby certify that Ordinance
No. 1213 was duly introduced to the City Council of the City of Vernon at a regular
meeting held on September 17, 2013, and said Ordinance is scheduled to be approved and
adopted at a regular meeting of the City Council to b eld on October 1, 2013.
Dated: ���Y- A
DanYReed, Interim City Clerk
PROOF OF PUBLICATION
(2015.5 C.C.P.)
STATE OF CALIFORNIA,
COUNTY OF LOS ANGELES
I am a citizen of the United States and a resident
of the County aforementioned; I am over the age
of eighteen years, and not a party to or interested
in the above -entitled matter. I am the principal
clerk of the printer of
EASTERN GROUP PUBLICATIONS'
EASTSIDE SUN, MEXICAN AMERICAN SUN,
NORTHEAST SUN, BELL GARDENS SUN,
VERNON SUN, COMMERCE COMET,
CITYTERRACE COMET, MONTEBELLO COMET,
MONTEREY PARK COMET,
E.L.A. BROOKLYN BELVEDERE COMET
AND WYVERNWOOD CHRONICLE,
newspapers of general circulation, printed
and published THURSDAYS in the County of
Los Angeles, and which newspaper has been
adjudicated a newspaper of general circulation by
the Superior Court of the County of Los Angeles,
State of California, under the
date of JUNE 21, 1966,
CASE NUMBER 884861;
that the notice, of which the annexed is a printed
copy (set in type not smaller than nonpareil), has
been published in each regular and entire issue
of said newspaper and not in any supplement
thereof on the following dates, to -wit:
SEPTEMBER 26,
all in the year 2013.
I certify (or declare) under penalty of perjury that
the foregoing is true and correct.
Dated at LOS ANGELES, California,
this 26hday of SEPTEMBER, 2013.
This space is for the County Clerk's Filing Stamp
CITY OF VERNON
Proof of Publication of
City of Vernon City Council Meeting
September 17, 2013
Ordinance No. 1213 Summary
(Adding Chapter 15 to the Vernon Municipal
Code to Establish Franchise Fees, Peg Fees,
and Customer Service Penalties
Signature
CITY OF VERNON CITY COUNCIL MEETING
OCTOBER 1, 2013
ORDINANCE NO. 1213 SUMMARY
(Adding Chapter 15 to the Vernon Municipal Code to establish
Franchise Fees, Peg Fees, and Customer Service Penalties)
A CERTIFIED COPY OF THE FULL TEXT OF ADOPTED ORDINANCE NO. 1213
IS AVAILABLE IN THE OFFICE OF THE CITY CLERK LOCATED AT 4305
SANTA FE AVENUE, VERNON, CALIFORNIA.
On October 1, 2013, the City Council of the City of Vernon approved and adopted
Ordinance No. 1213 adding Chapter 15 to the Vernon Municipal Code to establish
Franchise Fees, Peg Fees, and Customer Service Penalties for State Franchise Holders
Providing Video Service within the City of Vernon.
I, Dana Reed, Interim City Cleric of the City of Vernon, do hereby certify that Ordinance
No. 121.3 was duly approved and adopted by the City Council of the City of Vernon at a
regular meeting held on October 1, 2013, and passed by said Council by the following
vote:
AYES: COUNCILMEMBERS:
NOES: COUNCILMEMBERS:
ABSTAIN: COUNCILMEMBERS:
Dated: 16 - �— / d
McCormick, Davis, Maisano,
Ybarra, and Martinez
None
None
Interim City Clerk
PROOF OF PUBLICATION
(2015.5 C.C.P.)
STATE OF CALIFORNIA,
COUNTY OF LOS ANGELES
I am a citizen of the United States and a resident
of the County aforementioned; I am over the age
of eighteen years, and not a party to or interested
in the above -entitled matter. I am the principal
clerk of the printer of
EASTERN GROUP PUBLICATIONS'
EASTSIDE SUN, MEXICAN AMERICAN SUN,
NORTHEAST SUN, BELL GARDENS SUN,
VERNON SUN, COMMERCE COMET,
CITYTERRACE COMET, MONTEBELLO COMET,
MONTEREY PARK COMET,
E.L.A. BROOKLYN BELVEDERE COMET
AND WYVERNWOOD CHRONICLE,
newspapers of general circulation, printed
and published THURSDAYS in the County of
Los Angeles, and which newspaper has been
adjudicated a newspaper of general circulation by
the Superior Court of the County of Los Angeles,
State of California, under the
date of JUNE 21, 1966,
CASE NUMBER 884861;
that the notice, of which the annexed is a printed
copy (set in type not smaller than nonpareil), has
been published in each regular and entire issue
of said newspaper and not in any supplement
thereof on the following dates, to -wit:
OCTOBER 03,
all in the year 2013.
I certify (or declare) under penalty of perjury that
the foregoing is true and correct.
Dated at LOS ANGELES, California,
this 03� day of OCTOBER, 2013.
This space is for the County Clerk's Filing Stamp
CITY OF VERNON
Proof of Publication of
City of Vernon CitvCouncil Meetin
October 1, 2013
Ordinance No. 1213 Summary
(Adding Chapter 15 to the Vernon Municipal
Code to Establish Franchise Fees, Peg Fees.
and Customer Service Penalties)
�ture