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Resolution No. 6763 . . I RESOLUTION NO. 6763 2 3 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON APPROVING AND AUTHORIZING THE EXECUTION OF A STIPULATION AND SETTLEMENT AGREEMENT IN CPUC DOCKET NOS. A.91-03-039 AND A.93-09-006 BY AND BETWEEN THE CITY OF VERNON AND SOUTHERN CALIFORNIA GAS COMPANY 4 5 6 7 WHEREAS, there exists controversies pending before the Public utilities Commission raised by the City of Vernon concerning Decision Nos. D.94-09-033, D.94-12-052, D.93-05-008 and 8 9 10 II l2 D.93-11-072 involving applications filed by the Southern California Gas Company (lfSoCaIGas") in Docket Nos. A.91-03-039 and A.93-09-006; and 13 14 WHEREAS, representatives from the City of Vernon and SoCalGas have held settlement discussions over a period of several 15 months to try to resolve the issues in dispute in the above- 16 17 referenced matters; and 18 WHEREAS, the City of Vernon and SoCalGas have negotiated in good faith a compromise on the disputed issues and desire to 19 enter into a Stipulation and Settlement Agreement which does not 20 21 22 constitute or represent an admission or an acceptance of any fact, principle, or position by any party and does not preclude the City from asserting or taking legal action on any other claim against the Gas Company which is not specifically precluded in said StipUlation and Settlement Agreement. 23 24 25 26 NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: 27 SECTION 1: The City Council of the City of Vernon does hereby find and determine that the recitals contained hereinabove 28 < , I are true and correct. 2 SECTION 2: The City Council of the City of Vernon hereby 3 approves the stipulation and Settlement Agreement, a copy of which 4 has been presented to the City Council concurrently with this 5 resolution, and the city Council hereby orders said Agreement to 6 be received and filed by the City Clerk. 7 SECTION 3: The City Council of the City of Vernon hereby 8 authorizes Hilario Gonzales, Councilman, and the city Clerk to 9 execute said Agreement for, and on behalf of, the City of Vernon. 10 SECTION 4: The City Clerk of the City of Vernon shall II certify to the passage of this resolution and thereupon and 12 thereafter the same shall be in full force and effect. 13 14 APPROVED AND ADOPTED this 26th day of March, 1996. ?/~ ~., t!.:~" HILARIO GONZALES Councilman 15 16 AT~/~ 17 BRUCE V. MALKENHORST, City Clerk 18 19 20 21 22 23 24 25 26 27 28 -2- . t I STATE OF CALIFORNIA ) ) ss 2 COUNTY OF LOS ANGELES ) 3 I, BRUCE V. MALKENHORST, City Clerk of the city of 4 Vernon, do hereby certify that the foregoing Resolution, being Resolution No. 6763, was duly adopted by the City Council of the City of Vernon at an adjourned regular meeting of the City Council 5 6 7 duly held on Tuesday, March 26. 1996, and thereafter was duly 8 signed by a Councilman and Acting and Presiding Official of the 9 City of Vernon. 10 II ~ BRUCE V. 12 13 (SEAL) 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -3- .. . . . 1 2 BEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA 3 4 5 In The Matter of The Application of 6 SOUTHERN CALIFORNIA GAS COMPANY 7 for Authority to Revise Its Rates Effective October 1, 1991, in Its Biennial Cost 8 Allocation Proceeding (BCAP) 9 In The Matter of The Application of 10 SOUTHERN CALIFORNIA GAS COMPANY for Authority to Revise Its Rates Effectiye 11 April 1, 1994, in Its Biennial Cost 12 Allocation Proceeding (BCAP) 13 14 15 ) ) ) ) ) ) ) ) ) ) ) ) A. 91-03-039 A. 93-09-06 16 STIPULATION AND SETTLEMENT AGREEMENT 17 18 19 20 21 John W. Jimison Thomas J. MacBride David B. Brearley 22 23 Attorneys for 24 25 City of Vernon 4305 Santa Fe Avenue Vernon, California 90058 [Telephone: (818) 336;.3408] [Facsimile: (818) 330-5818] 26 27 28 Thomas R. Brill David B. Follett Attorneys for Southern California Gas Company 633 West Fifth Street, Suite 5200 Los Angeles, California 90071-2071 [Telephone: (213) 895-5134] [Facsimile: (213) 629-9621] 1 BEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA 2 3 4 In The Matter of The Application of S SOUTHERN CALIFORNIA GAS COMPANY 6 for Authority to Revise Its Rates Effective October 1, 1991, in Its Biennial Cost 7 Allocation Proceeding (BCAP) 8 In The Matter of The Application of 9 SOUTHERN CALIFORNIA GAS COMPANY for Authority to Revise Its Rates Effective 10 April 1, 1994, in Its Biennial Cost 11 Allocation Proceeding (BCAP) 12 13 ) ) ) ) ) ) ) ) ) ) ) ) A. 91-03-039 . A. 93-09-006 14 STIPULATION AND SETTLEMENT AGREEMENT lS 16 Pursuant to Rules 51 through 51.10 of the Rules of Practice and Procedure of the California Public Utilities Commission ("Commission"), the 18 undersigned parties (the "settlement parties") hereby submit this Stipulation and 19 Settlement Agreement (the "S&SA") in settlement of certain disputed issues in the 20 above captioned proceedings. Specifically, this S&SA resolves the issues currently 21 pending before the Commission as raised by the City of Vernon ("Vernon") in its 22 Applications for Rehearing of Decision No. ("D.") 94-09-033 and D. 94-12-052 and 23 sets forth agreements regarding the provisions of these two decisions and D. 93-05-008 24 17 and D. 93-11-072. 2S 26 27 28 -1- 1 I. 2 INTRODUCTION 3 On May 7, 1993, the Commission issued D. 93-05-008 in Application 4 No. 91-03-039 (SoCalGas' 1991 BCAP) addressing the request of Vernon for the 5 Commission to establish wholesale service rates for the transportation of natural gas by 6 SoCalGas at the transmission service level. In this decision, the Commission 7 determined the basis for the wholesale service rates that would apply to Vernon as a 8 wholesale customer of SoCalGas. Subsequent to the issuance of this decision, Vernon 9 flIed both an Application for Rehearing and a Petition for Modification ofD. 93-05- 10 008. On November 23, 1993, the Commission issued D. 93-11-072 denying Vernon's 11 request for rehearing but making certain modiflcations to the original decision, D.93- 12 05-008. 13 After the issuance ofD. 93-11-072, a disagreement arose between Vernon 14 and SoCalGas regarding the appropriate method of implementing the wholesale rate 15 that would apply to Vernon during the interim period of time prior to its completing the 16 construction of a distribution system capable of serving all of the customers in Vernon 17 (the "interim wholesale rate"). As a result of the disagreement, Vernon flIed a Petition 18 for Modification on December 23, 1993 requesting the Commission to clarify D. 93-11- 19 072 with respect to (1) the basis on which the interim wholesale rate would be 20 established, and (2) the extent to which the interim wholesale rate methodology would 21 be subject to further litigation in subsequent SoCalGas BCAP proceedings. On 22 September 1, 1994, the Commission issued D. 94-09-033 denying Vernon's Petition. 23 On October 3, 1994, Vernon flIed an Application for Rehearing ofD. 94-09-033. This 24 Application is currently pending before the Commission. 25 During this same general period of time, the interim wholesale rate was 26 also an issue of contention in Application No. 93-09-006 (SoCalGas' 1993 BCAP). On 27 December 23, 1994, the Commission issued D. 94-12-052 establishing rates as a result 28 -2- 1 ofSoCalGas' 1993 BCAP. In this decision, the Commission also adopted SoCalGas' 2 proposed methodology for establishing the interim wholesale rate that would apply to 3 Vernon. On January 23, 1995, Vernon filed an Application for Rehearing ofD. 94-12- 4 052. This Application for Rehearing is also currently pending before the Commission. 5 As a result of the encouragement of the Commission and members of the 6 California State Legislature, representatives of Vernon and SoCalGas met in 7 Sacramento, California on July 19, 1995 to discuss a proposal by SoCalGas that would 8 hopefully resolve the matters of contention between the two parties and, in particular, 9 the issues raised by Vernon in its two Applications for Rehearing. Subsequent to this 10 meeting, Vernon and SoCalGas held settlement discussions over a period of several 11 months and, on February 2, 1996, reached an agreement in principle regarding the 12 terms of a settlement. 14 II. THE SETTLEMENT 13 15 The settlement parties propose to resolve the issues in dispute with regard 16 to D. 93-05-008, D. 93-11-072, D. 94-09-033 and D. 94-12-052 as follows: 17 A. 18 Interim Wholesale Rate Vernon agrees to withdraw its pending Applications for Rehearing of 19 D. 94-09-033 and D. 94-12-052 within 30 days after the Commission has approved the 20 settlement. Vernon further agrees to accept and abide by the provisions of these 21 decisions as they relate to the interim wholesale rate that will be applicable to Vernon 22 and not seek to reverse or modify these provisions before the Commission, in a court of 23 law, or in any other forum where such reversal or modification could be accomplished. 24 Moreover, Vernon agrees not to resist SoCalGas' efforts to implement the interim 25 wholesale rate so long as SoCalGas is in compliance with the provisions of these 26 decisions and the terms of the S&SA. It is expressly understood by the settlement 27 parties, however, that no 'provision of the S&SA prohibits Vernon from pursuing any . 28 -3- 1 existing or future claims for damages or other legal relief in a civil court where such 2 claim does not seek to reyerse or modify the interim wholesale rate provisions provided 3 in D.94-09-033 and D.94-12-052. 4 For the purpose of calculating the weighted average retail rate of the 5 customers expected to be s7rved by Vernon which is to be used to determine the 6 interim wholesale rate applicable to Vernon, such calculation shall be based on the 7 actual rates paid by core and noncore customers in Vernon and shall incorporate fully 8 deayeraged G-IO and G-20 rates in Vernon or any applicable negotiated core or 9 noncore rates. loA reputable and independent accounting finn contracted by SoCalGas 11 and acceptable to Vernon shall, with full access to all of SoCalGas' records pertinent to 12 the need for doing so, but subject to a confidentiality agreement, confInn that Vernon's 13 interim rate has been correctly calculated, appropriately reflecting actual retail rates 14 paid to SoCalGas including any relevant confidential discounts for customers Vernon 15 expects to serve. 16 B. 17 Traditional Wholesale Rate SoCalGas agrees to the provisions of the Commission's decisions 18 regarding the applicability of a "traditional wholesale rate" to Vernon if and when the 19 City completes construction of a distribution system capable of serving all customers in 20 Vernon. With respect to the reference in D.94-12-052 regarding the Commission's 21 intent to reconsider the phrase "traditional wholesale rate," SoCalGas agrees not to put 22 forth, or cause to be put forth, any position or proposal that is inconsistent with 23 traditional wholesale rate methodology, as it would apply to Vernon. The parties 24 intend that the term "traditional wholesale rate" means, among other attributes, a rate 25 which reflects none of SoCalGas' own distribution-level cost or costs incurred for the 26 exclusive benefIt of SoCalGas' retail customers. The settlement parties also agree that 27 by approving the S&SA, the Commission affmns that Vernon will receive a "traditional 28 -4- 1 wholesale rate" if and when Vernon completes construction of a distribution system 2 capable of serving all customers located in Vernon as such completion is defmed in 3 Ordering Paragraph No. 23 on page 31 ofD.93-11-072, amending Ordering Paragraph 4 No.3 on page 25 ofD.93-05-008. The parties further agree that at any time a s wholesale rate design is proposed by SoCalGas or approved by the Commission for any 6 other wholesale customer ofSoCalGas which, in Vernon's sole opinion, is preferable to 7 the wholesale rate design proposed or approved for Vernon, Vernon may seek to have 8 the same wholesale rate design or treatment applied as well to Vernon, to be effective at 9 the same time. SoCalGas shall bear the burden of establishing that denying such 10 preferred rate design to Vernon is not unduly discriminatory. The parties agree, and the 11 Commission affirms, that, without prejudice to other arguments of either party, it would 12 be unduly discriminatory for Vernon to be denied such a preferred wholesale rate 13 design (I) on the grounds that Vernon has built facilities duplicating those of SoCal Gas 14 within the City of Vernon, or (2) because of the status or classification for rate lS purposes of Vernon's retail customers, or their status as prior customers ofSoCalGas. Accelerated G-IO Deaverae:ine: The settlement parties agree that as a condition of its approval of the 18 S&SA, the Commission shall authorize the immediate implementation, of full core rate 19 deaveraging for those SoCalGas customers located in Vernon and served under the 20 series of SoCalGas' G-IO tariff rate schedules (e.g., GN-IO and GT -10). Moreover, the 21 settlement parties agree that immediate full core rate deaveraging in Vernon shall be 22 implemented as follows: 23 Upon Commission approval of the S&SA, SoCalGas agrees to file tariff 24 schedules implementing revised rates for G-I o customers located in Vernon. The 2 S revised G-IO rates shall become effective for service on the first day of the first month 26 following the effective date of Commission approval of the S&SA. The revised G-I 0 27 rates in Vernon shall be set equal to what SoCalGas' system average G-IO rates would 28 16 C. 17 -5- . . 1 be without including the "core ayeraging" revenue requirement currently applicable to 2 such rates. The resulting core deaveraged G-IO rates are shown in Attachment A 3 hereto. These illustrative core rates are based on SoCalGas' revenue requirement and 4 cost allocation as established on January I, 1995 pursuant to D. 94-12-052. The fully 5 deaveraged G-I 0 rates applicable to customers located in Vernon shall be revised from 6 time to time pursuant to any Commission decision that modifies SoCalGas' G-IO rates 7 (e.g., a change in cost allocation or revenue requirement for the G-IO class). 8 The settlement parties agree that, for the purpose of accelerated core 9 deaveraging, the rate savings afforded under the S&SA shall apply to those G-IO and 10 G-20 customers located in Vernon as of August I, 1995, and to any new customers 11 conunencing service after that date that meet the defmition of the G-IO and G-20 12 customer class in effect on August I, 1995. 13 SoCalGas agrees that its shareholders will absorb all of the revenue 14 shortfall resulting solely from the accelerated implementation of full core rate 15 deaveraging in Vernon. The total amount of the revenue shortfall (or core rate savings) 16 resulting from accelerated deaveraging in Vernon shall be fixed at $2.5 million. 1 7 SoCalGas further agrees that its shareholders will be at full risk for any revenue 18 shortfall resulting from any negotiated core contracts with its G-IO and G-20 customers 19 in Vernon (see Section IT.D herein). 20 Upon Commission approval of the S&SA, SoCalGas shall establish a 21 one-way regulatory memorandwn account with a balance of $2.5 million upon 22 implementation of fully deaveraged G-IO rates in Vernon. Further, SoCalGas shall use 23 the one-way memorandwn account to track the core revenue shortfall resulting from the 24 accelerated deaveraging of core rates in Vernon and thereby make the necessary 25 adjustments to its Core Fixed Cost Account ("CFCA") in order to av:oid a reallocation 26 of such revenue shortfall to SoCalGas' customers. 27 28 -6- 1 The settlement parties agree that the recorded revenue shortfall will be 2 detennined as the difference between (1) the revenue SoCalOas would have collected 3 in Vernon at the tariffed 0-10 or 0-20 rates then applicable systemwide for the 4 volwnes of gas actually conswned by customers meeting the defmition of those classes 5 and (2) the actual revenue collected by SoCalOas from customers in Vernon at the fully 6 deaveraged 0-10 or 0-20 rates for those same volwnes. SoCalOas agrees that the' 7 customer rate savings resulting from any negotiated core contract or decrease in 8 volwnes shall not be counted when satisfying the fixed $2.5 million rate savings 9 amount. 10 The settlement parties agree that, if and when full core deayeraging is 11 implemented for SoCalOas' entire service territory, any remaining balance in the 12 memorandwn "savings" account shall be used to fund a further reduction in 0-10 and 13 0-20 rates for customers in Vernon, or to provide a direct refund to these same 14 customers. SoCalOas and Vernon agree to meet and confer at least sixty (60) days 15 prior to the implementation date of fully deaveraged rates for SoCalOas' other 16 customers in order to reach agreement on a mutually acceptable method for the 1 7 disposition of any remaining balance in the memorandwn savings account. 18 D. 19 Ne20tiated Core Contracts The settlement parties agree that as a condition of the Commission's 20 approval of the S&SA, the Commission shall grant SoCalOas authority to enter into 21 discounted short-term and long-term transportation service contracts with its 0-10 and 22 0-20 customers in Vernon with usage of at least 50,000 therms per year. The authority 23 granted to SoCalOas by the Commission shall be the same as that existing for noncore 24 customers with the exception that there shall be no minimwn usage requirement for 25 long-term contracts filed by Expedited Application Docket pursuant to the provisions of 26 D. 92-11-052. 27 28 -7- . . 1 III. 2 RESERVATIONS 3 The S&SA represents a negotiated compromise among the parties on a 4 number of issues. Except as expressly provided in Section II.A and II.B herein, the 5 execution of this S&SA by the parties shall not be deemed to constitute or represent an 6 admission or acceptance of any fact, principle, or position contained herein by any 7 party. In addition, except as expressly provided in Section lIB herein, adoption by the 8 Commission of this S&SA shall not be deemed to constitute approval of, or precedent 9 regarding, any principle or issue in this proceeding or in any other proceeding, present 10 or future. Nothing contained herein shall be deemed to constitute or represent an 11 admission or an acceptance of any fact, principle, or position contained herein by any 12 party. 13 The settlement parties have bargained earnestly and in good faith to 14 achieve this S&SA. The settlement parties intend that the S&SA be treated as an entire 15 package and not as a collection of separate agreements on discrete issues. In short, the 16 agreements and compromises reflected in the various sections of the S&SA are closely 1 7 interrelated. Accordingly, the settlement parties respectfully request the Commission to 18 promptly approve the S&SA without modification. The S&SA shall not be effective 19 III 20 III 21 III 22 III 23 III 24 III 25 III 26 III 27 III 28 -8- 1 until receipt of mutually acceptable approval from the Commission and any material 2 change to this S&SA shall render it null and void. 3 This S&SA is agreed to by the undersigned parties on the dates indicated: 4 THE CITY OF VERNON 5 6 BY:~J-.- Date: March 27.1996 . ~ HILARIO GONZALES, Councilman lit Acting 4305 Santa Fe Avenue Presiding Officer Vernon, California 90058 [Telephone: (818) 336-3408] 7 8 9 ATTEST: A-/~ 10 11 12 BRUCE V. MALKENHORST, City Clerk 13 APPROVED AS TO FORM: 14 Qcv-J \l, i \S~/ 16 DAVID B. BREARLEY, City Attorney CITY OF VERNON 15 17 18 SOUTHERN CALIFORNIA GAS COMPANY 19 21 By: ~~.~ ERIC B. NELSON, Vice President 555 West Fifth Street Los Angeles, California 90017 [Telephone: (213) 895-5134] Date: 3 '~A . ~6 20 22 23 24 APPROVED AS TO FORM: 25 ~g.~ 2 6 DAVID B. FOLLETT, Attorney for 27 SOUTHERN CALIFORNIA GAS COMPANY - 28 -9- , ' Attachment A G-IO Settlement Rates Current 0-10 TarifIVolumetric Rates (50% Deaveraged): ON-I0 Tier I == 77.691 cents per therm Tier n == 49.456 " " " " OT-I0 Tier I = 60.247 " " " " Tier n = 32.011 " " " " S&SA Tariff Volumetric Rates (100% Deaveraged): ON-I0 Tier I = 77.691 cents per therm Tier n == 39.556 " " " " OT-I0 Tier I = 60.247 " " " " Tier n = 22.111 " " " " Average Rate Comparison: ~ 20 Mtb 60 Mtb 180 Mth ON-I0 Current == 66.397 51.997 50.303 49.738 S&SA = 62.437 42.988 40.700 39.937 Change == 3.960 9.009 9.603 9.801 OT-I0 Current == 48.953 34.552 32.858 32.293 S&SA == 44.993 25.543 23.255 22.492 Change == 3.960 9.009 9.603 9.801 Notes: All rates are shown in cents per therm. Tariffrates in effect as of January, 1, 1996 pursuant to 0.94-12-052, D. 95-12-060, et al. ON-IO provides both procurement and transportation service; aT -10 provides only transpOrt Tier I applies to the first 100 therms of monthly use during April through November and the first 250 therms of use during December through March. Tier n applies to an usage above Tier I quantities. Average rate comparison calculated for indicated annual 0-10 usage (Mtherms). Average rate comparison excludes monthly customer charge and applicable surcharges.