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Resolution No. 7369I RESOLUTION NO, 7369 2 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF 3 VERNON APPROVING AND AUTHORIZING THE EXECUTION OF AN AGREEMENT TO PROVIDE MANDATED COST CLAIMING SERVICES 4 BY AND BETWEEN THE CITY OF VERNON AND DMG-MAXIMUS (FORMERLY DAVID M. GRIFFITH & ASSOCIATES, LTD.) FOR 5 FISCAL YEAR 1999-2000 6 7 WHEREAS, the City Council by Resolution No. 7224 on 8 October 6, 1998, approved an Agreement to Provide Mandated Cost 9 Claiming Services for the 1998-1999 fiscal year with David M. Griffith 10 & Associates, Ltd. which provided for preparing, processing and filing 11 the City of Vernon's claims for reimbursement of state mandated costs 12 from the State of California; and 13 WHEREAS, David M. Griffith & Associates, Ltd. has prepared, 14 processed and filed such state mandated cost claims on behalf of the 15 City of Vernon for several years in an effective manner; and 16 WHEREAS, said contract has been extended annually since 17 October 20, 1992; and 18 WHEREAS, in 1998, David M. Griffith & Associates, Ltd. merged 19 with MAXIMUS, another national public sector consulting firm, and is 20 now known as DMG-MAXIMUS; and 21 WHEREAS, DMG-MAXIMUS has submitted the "Agreement to Provide 22 Mandated Cost Claiming Services" for the fiscal year 1998-1999 actual 23 costs and the fiscal year 1999-2000 estimated costs; and 24 WHEREAS, the fixed fee for Annual State Mandated Cost 25 Reimbursement Claims has been set at Three Thousand Five Hundred Fifty 26 Dollars ($3,550) for this fiscal year, and the fee for other claims 27 funded by the 1999 legislative session will be thirty percent (300) of 28 such reimbursements up to a maximum fee of Three Thousand Three I Hundred Dollars ($3,300), with a minimum fee of Five Hundred Dollars 2 ($500) . 3 NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE 4 CITY OF VERNON AS FOLLOWS: 5 SECTION 1: The City Council of the City of Vernon hereby 6 finds and determines that the recitals contained hereinabove are true 7 and correct. 8 SECTION 2: The City Council of the City of Vernon hereby 9 approves the Agreement to Provide Mandated Cost Claiming Services for 10 fiscal year 1999-2000, an original of which has been presented to the 11 City Council concurrently with this resolution, and the City Council 12 hereby orders said Agreement to be received and filed by the City 13 Clerk. 14 SECTION 3: The City Council of the City of Vernon hereby 15 authorizes the Mayor, and the City Clerk to execute said Agreement for, 16 and on behalf of, the City of Vernon. 17 SECTION 4: The City Clerk of the City of Vernon shall 18 certify to the passage of this resolution, and thereupon and 19 thereafter the same shall be in full force and effect. 20 APPROVED AND ADOPTED this 13th day of July, 1999. 21�' v LEONIS C. LBURG, Mayor 22 ATTES 23 BRUCE V. MALKENHORST, City Clerk 24 25 26 27 28 -2- STATE OF CALIFORNIA ) ) ss COUNTY OF LOS ANGELES ) I, BRUCE V. MALKENHORST, City Clerk of the City of Vernon, do hereby certify that the foregoing Resolution, being Resolution No. 7369, was duly adopted by the City Council of the City of Vernon at an adjourned regular meeting of the City Council duly held on Tuesday, July 13, 1999, and thereafter was duly signed by the Mayor of the City of Vernon. BRUCE V. MALKENHORST, City Clerk (SEAL) -3- SUPPORTING DOCUMENTS 11 OFFICE OF THE CITY ADMINISTRATOR/ CITY CLERK INTER -OFFICE MEMORANDUM DATE: August 3, 1999 TO: Lewis Pozzebon, Director of Environmental Health FROM: Gloria J. Or 14Chief Deputy City Clerk RE: DMG-Maximus - Agreement to Provide Mandated Cost Claiming Services Enclosed for your files is a copy of the above referenced agreement which was approved by City Council on July 13, 1999 through R �e<(copy enclosed). According to No. 9 of said agreement, consultant is to furnish a Certificate of Insurance to the City prior to commencement of work. Upon receipt of said certificate, this office will forward a duplicate original agreement to DMG-Maximus. Thank you. cc: Joan Francone - Risk Manager/Personnel Assistant Contract Number: 99F-174 Agreement to Provide Mandated Cost Claiming Services THIS AGREEMENT, entered into this e/ 57— day of —�- effective1999 and immediate) b and between DMG-MAXIMUS (hereinaand the City Y Y of Vernon (hereinafter "City"), WHEREAS, Article XIIIB of the California State Constitution provides that cities may recover costs associated with carrying out programs mandated by the State of California, WHEREAS, the City desires to obtain maximum reimbursement for costs incurred in carrying out State mandated programs, and has determined that engaging the Consultant to assist in the mandated cost claim preparation process is the most economical and cost effective means for preparing the City's state mandated cost claims; and WHEREAS, the Consultant is staffed with personnel knowledgeable and experienced in determining the costs of governmental programs and in the submission of cost claims to the State of California, and WHEREAS, the Consultant, by letter dated June 1, 1999, submitted a proposal to City for Renewal of State Mandated Cost Claiming Services that outlines the scope of the work Consultant is prepared to perform and lists the Annual State Mandated Cost Reimbursement Claims included in the State Controller's Claiming Instructions; and WHEREAS, the City desires to engage the Consultant to assist in developing, submitting, and negotiating cost claims pertaining to state mandated programs. NOW, THEREFORE, the parties hereto mutually agree as follows: 1. Scope of Services The Consultant shall prepare claims for reimbursable state mandated costs as provided herein. A. Annual State Mandated Cost Reimbursement Claims The Consultant shall prepare and file applicable actual annual state mandated cost reimbursement claims for the 1998-1999 fiscal year and estimated claim(s) for the 1999- 2000 fiscal year. The fiscal year 1998-1999 actual claims to be filed are claims that are included in the State Controller's Claiming Instructions that provide for timely -filed claims to be submitted by January 15, 2000, including without limitation, those claims listed under the heading "Annual Claims" in the Consultant's proposal dated June 1, 1999. City of Vernon - 1 - June 1, 1999 Contract Number : 99F-174 B. All Other Claims for Which Claiming Instructions Are Issued in FY 1999- 2000 With the exception of the claims in Scope of Services I.A. above, the Consultant shall prepare, submit and file on the City's behalf, all other eligible actual and estimated state mandated cost reimbursement claims for which State Controller Claiming Instructions are issued in the 1999-2000 fiscal year. 2. Consultant Claim Filing Requirements The Consultant shall file these claims to the extent that appropriate documentation is available and verifiable and that claim amounts exceed $200 per claim. 3. Costs and Method of Compensation A. Scope of Services LA. - Annual State Mandated Cost Reimbursement Claims For the services provided pursuant to Scope of Services l.A., the City agrees to pay the Consultant upon submission of the claims to the State Controller, a fixed fee of three thousand five hundred fifty dollars ($ 3,550). The fixed fee shall be due upon receipt of Consultant's invoice following submission of such claim(s). B. Scope of Services 1.13. - All Other New Claims for Which Claiming Instructions are Issued in FY 1999-2000 For the services provided pursuant to Scope of Services 1.13, the City agrees to pay the Consultant a contingent fee of 30% of the amount claimed and paid, to a maximum of three thousand three hundred dollars ($ 3,300). Payment shall be made from monies actually received from the State resulting from the Consultant's efforts. Monies received shall be defined as payments resulting from the Consultant's filing of cost claims listed in Scope of Services I.B. In the event that the total amount of claims paid by the State is less than one thousand six hundred sixty-seven dollars ($1,667), the City shall pay the Consultant a fixed fee of five hundred dollars ($500). The fee, which in no case shall exceed the maximum amount, is due within four weeks of City receipt of reimbursement from the State. 4. Services and Materials to be Furnished by the City The Consultant shall provide guidance to the City in determining the data required for claims submission. The Consultant shall assume all data so provided to be correct. The City further agrees to provide all specifically requested data, documentation- and information to the Consultant in a timely manner. Consultant shall make its best effort to file claims in a timely manner pursuant to Scope of Services. Consultant shall not be liable for claims that cannot be filed as a result of inadequate data or data provided in an untimely manner. City of Vernon -2- June 1, 1999 Contract Number: 99F-174 For purposes of this Agreement, data that is requested by the Consultant must be provided within three weeks of the request, or three weeks prior to the filing deadline, whichever would come first, to be deemed to have been received in a timely manner. It is the responsibility of the City to provide the Consultant with payment information upon receipt of disbursements from the State for any and all claims filed pursuant to this agreement. 5. Not Obligated to Third Parties The City shall not be obligated or liable hereunder to any parry other than the Consultant. 6. Consultant Liability if Audited The Consultant will assume all financial and statistical information provided to the Consultant by City employees or representatives is accurate and complete. Any subsequent disallowance of funds paid to the City under the claims for whatever reason is the sole responsibility of the City. 7. Indirect Costs The cost claims to be submitted by the Consultant may consist of both direct and indirect costs. The Consultant may either utilize the ten percent (10%) indirect cost rate allowed by the State Controller or calculate a higher rate if City records support such a calculation. The Consultant by this Agreement is not required to prepare a central service cost allocation plan or departmental indirect cost rate proposals for the City. 8. Consultant Assistance if Audited If audited, the Consultant shall make workpapers and other records available to the State auditors. If requested by the City, the Consultant shall provide assistance to the City in defending claims at the desk audit level if an audit results in a disallowance of at least twenty percent (20%) or seven hundred fifty dollars ($750), whichever is greater. Reductions of less than twenty percent (20%) or seven hundred fifty dollars ($750) shall not be contested by the Consultant. Nothing in this section or any part of this Agreement shall be construed to include Incorrect Reduction Claims preparation. 9. Insurance Consultant shall acquire and maintain appropriate general liability insurance, workers' compensation insurance, automobile insurance, and professional liability insurance. Such insurance shall (a) name City, its appointed and elected officials, and its employees as insured; and (b) be primary with respect to insurance or self-insurance programs maintained by City. Consultant shall furnish a properly executed Certificate of Insurance to City prior to commencement of work under this Agreement which shall clearly evidence coverages afforded and provide that such insurance shall not be materially changed, terminated, or allowed to expire except on thirty -days' prior written notice to City. Consultant shall maintain such insurance from the time work first commences until City of Vernon -3- June 1, 1999 Contract Number : 99F-174 completion of the work under this Agreement, and shall replace such certificates for policies expiring prior to completion of work under this Agreement. 10. Changes The City may, from time to time, require changes in the scope of services of the Consultant to be performed hereunder. Such changes, which are mutually agreed upon by and between the City and the Consultant, shall be incorporated in written amendment to this agreement. 11. Termination of Agreement If, through any cause, the Consultant shall fail to fulfill in a timely and proper manner its obligation under this agreement, the City shall thereupon have the right to terminate this agreement by giving written notice to the Consultant of such termination and specifying the effective date thereof, at least five (5) days before the effective date of such termination. 12. City Contact Person The City designates the following individual as contact person for this contract: Name: Lewis Pozzebon Telephone: 323/583-8811 Title: Director/Health Officer Fax: 3 2 3 / 5 8 8 - 4 3 2 0 OFFER IS MADE BY CONSULTANT jr. ='. . _ Date: June 1 1999 CITY OF VERNON By: eons C. Malburg, Mayor ATTEST By: Bruce V. Malkenhorst, City Clerk City of Vernon - 4 - June 1, 1999 Contract Number : 99F-174 By: IL — Robert E. Tagg O DMG-M MUS Date: �_3 9 Approved as to form: By: David B. Brearley, Legal Co sel Date: 2h6 n City of Vernon - 5 - June 1, 1999