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Resolution No. 7929I 1 2 K 4 5 6 7 a 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 f RESOLUTION NO. 7929 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON APPROVING AND AUTHORIZING THE EXECUTION OF A NEW UNIVERSAL CARE LARGE GROUP SUBSCRIBER AGREEMENT (PREMIER 100 PLAN) BY AND BETWEEN THE CITY OF VERNON AND UNIVERSAL CARE AND RATIFYING THE PAYMENT OF HEALTH PLAN PREMIUMS WHEREAS, on December 15, 1998, the City Council of the City of Vernon adopted Resolution No. 7252 approving Universal Care Group Subscriber Agreement M10 Plan (90-100) ("M10 Plan Agreement"); and WHEREAS, the M10 Plan Agreement took effect on January 1, 1999, and has been renewed each calendar year either by resolution or minute order; and WHEREAS, the M10 Plan Agreement was not renewed and expired Ilas of December 31, 2001; and WHEREAS, in order to meet the urgent need for a new HMO plan, Joan Francone, Risk Manager, administratively approved the payment of Health Plan Premiums to Universal Care for a Premier 100 Plan for the months of January (January 8, 2002), February (February 4, 2002) and March (February 27, 2002), subject to ratification by the City Council; and WHEREAS, Universal Care has presented the City with a Large Group Subscriber Agreement effective January 1, 2002, for the new Premier 100 Plan under which employees are charged a co -payment for office visits, prescription drugs and emergency room treatment; and WHEREAS, the City Council desires to approve and ratify the payment of Health Plan Premiums for the new Premier 100 Plan; and WHEREAS, on March 11, 2002, the Finance Committee recommended that the City Council approve the recommendation of Bruce V. w r ! ,f; p.: 1 Malkenhorst, the Director of Finance, dated March 7, 2002, that the new 2 HMO Plan (Premier 100 Plan) with Universal Care be approved and an 3 agreement executed. 4 NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE 5 CITY OF VERNON AS FOLLOWS: 6 SECTION 1: The City Council of the City of Vernon hereby 7 finds and determines that the recitals contained hereinabove are true 8 and correct. 9 SECTION 2: The City Council of the City of Vernon hereby 10 approves and ratifies the January through March payments of Health 11 Plan Premiums for the new Premier 100 Plan. 12 SECTION 3: The City Council of the City of Vernon hereby 13 approves the Large Group Subscriber Agreement (Premier 100) with 14 Universal Care, a copy of which is attached hereto as Exhibit "A" and 15 made a part hereof. 16 SECTION 4: The City Council of the City of Vernon hereby 17 authorizes the Mayor and the City Clerk to execute said Agreement for, 18 and on behalf of, the City of Vernon. 19 SECTION 5: The City Council of the City of Vernon hereby 20 directs the City Clerk, or his designee, to send one fully executed 21 Agreement to: 22 Universal Care Attn: Jay B. Davis, Executive Vice President 23 1600 E. Hill Street 24 Signal Hill, CA 90806-3682 25 26 27 28 2 - 4 , 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SECTION 6: The City Clerk of the City of Vernon shall certify to the passage of this resolution, and thereupon and thereafter the same shall be in full force and effect. APPROVED AND ADOPTED this 20th day of March, 2002. FATTEST: BRUCE V. MALKENHORST, City Clerk EONIS C. MA BURG, Nayor - 3 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 STATE OF CALIFORNIA ) ss COUNTY OF LOS ANGELES ) I, BRUCE V. MALKENHORST, City Clerk of the City of Vernon, do hereby certify that the foregoing Resolution, being Resolution No. 7929, was duly adopted by the City Council of the City of Vernon at a regular meeting of the City Council duly held on Wednesday, March 20, 2002, and thereafter was duly signed by the Mayor of the City of Vernon. (SEAL) BRUCE V. MALKENHORST, City Clerk - 4 - EXHIBIT Ain UNIVERSAL CARE LARGE GROUP SUBSCRIBER AGREEMENT Group's Minimum Number of Eligible Employees is 51 THIS LARGE GROUP SUBSCRIBER AGREEMENT (the "Agreement") is entered into between CITY OF VERNON (the "Group") and Universal Care, a California corporation (hereinafter sometimes referred to as the "Health Plan" or "Universal Care Health Plan") which operates a health care service plan licensed and regulated by the Department of Managed Health Care of the State of California under the Knox -Keene Health Care Service Plan Act of 1975, as amended. To the extent herein limited and defined, this Agreement provides for comprehensive health services provided through the Health Plan. Upon payment of Health Plan Premiums (the amount paid by Group to Universal Care in consideration for the benefits provided under the Health Plan) in the amount and manner provided for in this Agreement, Universal Care HEREBY AGREES to furnish services and benefits as defined in this Agreement to the eligible employees and their eligible Dependents of: Group's Name: CITY OF VERNON Group's Minimum Number of Eligible Employees is: 51. Group's ID Number: 10010A Group's Benefit Plan ID Code: Premier 100 (P100MRX4) Group's Effective Date: January 1, 2002 Documents Incorporated by Reference into this Group Subscriber Agreement: 1. Combined Evidence of Coverage and Disclosure Form for the Group's Benefit Plan (includes Benefit Plan and Exclusions and Limitations) 2. Premium Rate Schedule 3. Available Riders (as applicable): Point of Service (POS); Dental; Vision; Chiropractic IN WITNESS WHEREOF, the parties have caused this Agreement to be executed at Signal Hill, California on this 7TH day of February, 2002. NIVERSAL CARE By: �+ r Jay ( Davis Executive Vice President Date. CITY OF VERNON LEONIS C. MALBURG, Mayor Date: ATTEST: BRUCE V. MALKENHORST, City Clerk APPROVED AS TO FORM: E DUA 0 OLIVO, City Attorney Universal Care Large Group GSA (R5) DMHC Approva Pen ing DOCUMENTS INCORPORATED BY REFERENCE The application for the Group Subscriber Agreement, and any duly executed addenda, amendments, applicable Combined Evidence of Coverage and Disclosure Form[s] and Schedules are incorporated by this reference herein. TERM AND TERMINATION OF AGREEMENT This Agreement becomes effective on the Effective Date noted at the beginning of this Group Subscriber Agreement at 12:01 a.m., Pacific Time, (the "Effective Date") and will remain in effect for a term of twelve consecutive months, subject to amendments by Universal Care (see section titled Amendments to Agreement) and the payment of Health Plan Premiums (see section titled Health Plan Premiums and Copayments). This Agreement will automatically renew from year to year on the anniversary of the Effective Date (the "Renewal Date"), unless terminated or not renewed as set forth herein. This Agreement may be terminated by the Group with a 30-day prior written notice to Universal Care. Universal Care may terminate or not renew this Agreement for good cause as set forth in the Combined Evidence of Coverage and Disclosure Form under the Section titled "Ending Coverage (Termination of Benefits)." Termination of this Agreement by Universal Care for good cause, other than for not paying Health Plan Premiums (See section below titled "Health Plan Premiums and Copayments") shall become effective with a 30-day prior written notice to the Group. If this Agreement is terminated by either Universal Care or the Group, the Group shall promptly mail or hand deliver to each covered Subscriber, a notice of cancellation of this Agreement. The group shall, upon request by Universal Care, provide Universal Care with a copy of the notification, a written statement that the notice of cancellation was mailed or hand delivered to each Subscriber, and the date of mailing or hand delivery. Members who are hospitalized on the date coverage under this Agreement ends, may be eligible for continuation of coverage. See Combined Evidence of Coverage and Disclosure Form under the Section titled 'Extension of Benefits for Totally Disabled Members upon Termination of Agreement Between Employer Group and Universal Care." Universal Care shall give the group 30 days notice if the group does not meet the Minimum Participation Requirements as stated on the signature page and in Section 1 of this Agreement. Such notice period shall begin 30 days prior to the renewal date. If the group does not increase its participation to the minimum requirements during the notice period, this Agreement may not be renewed. Universal Care shall give the group 30 days notice if the group is not contributing a minimum of 50% of the employee only premium cost. Such notice period shall begin 30 days prior to the renewal date. If the group does not increase its contribution to the minimum requirements during the notice period, this Agreement may not be renewed. 2 Universal Care Large Group GSA (R5) DMHC Approval Pending AMENDMENTS TO AGREEMENT If the Plan proposes any amendment to this Agreement, including a change in the prepayment fees or benefits or copayments, and gives the Subscriber Group written notice of the amendment at least thirty (30) days in advance, the amendment shall become effective on the date identified in the plan's thirty (30) day written notice, unless the Subscriber terminates this Agreement in accord with its terms. With at least thirty (30) days notice, the Plan may also propose amendments to this Agreement (including a change in the prepayment fees, premiums, benefits, copayments, or the documents incorporated by reference into this Agreement) that result from legislation or regulations imposed by any regulatory agency that has authority over the Plan and its Agreements. The Plan may propose one or more amendments to this Agreement to go into effect no sooner than thirty (30) days after the Plan has given written notice of the proposal to the Subscriber Group. An amendment may include increases or other changes in prepayment fees and copayments and reductions or other changes in benefits. Each such amendment shall go into effect on the date specified in the notice unless the Subscriber Group gives the Plan at least thirty (30) days written notice of its rejection of such amendment(s). If the Subscriber group rejects any such amendments, this Agreement may not be renewed at the Renewal Date. HEALTH PLAN PREMIUMS AND COPAYMENTS The Group must pay Health Plan Premiums in exchange for coverage for the health care benefits, services, and supplies. The Health Plan Premiums for the Health Plan's supplemental benefits, if any, are set forth in the supplemental benefit rider(s) for those benefits. The Health Plan Premiums for the first month of coverage must be paid to Universal Care on or before the Effective Date of this Agreement. Subsequently, all Health Plan Premiums must be received by Universal Care by the 25'h day of the month preceding the month for which the Health Plan Premium fee applies. Universal Care may unilaterally, at any time[s] during the term of this Agreement and with thirty days written notice to the Group, increase all subsequent Health Plan Premiums that are due from the Group to continue this Agreement in full force and effect. Payment of any portion of the increased Health Plan Premium shall constitute acceptance of this modification. Non-payment of Premiums The Plan may terminate this Agreement if the Subscriber Group fails to pay the monthly premium within fifteen (15) days after receiving notice of delinquency. The termination shall be effective retroactively to the last day of the last month for which full payment has been made by the Subscriber Group. Services obtained by Subscribers or Members during the retroactive period will not be covered by Plan and the Subscriber Group shall assume financial responsibility for payment of such services. 3 Universal Care Large Group GSA (R5) DMHC Approval Pending If this Agreement is terminated for any reason, the Group shall be liable for all Health Plan Premiums for any time this Agreement is in force during a grace period and any notice period. Only Members for whom the stipulated Health Plan Premium fee is actually received by Universal Care shall be eligible for Covered Services under this Agreement and only for the period covered by such payment. Reinstatement If, after giving notice of termination of this Agreement for non-payment of the prepayment fees, the Plan receives full payment of those fees from the Subscriber Group before the due date of the next months prepayment fees, this Agreement shall be reinstated, unless; (1) the Plan's notice of termination states that if payment is not received within fifteen (15) days after issuance of the notice or such longer period as it may allow, the Plan will require a new application and impose conditions on a new Agreement or reinstatement of this Agreement, or (2) the payment is received more than fifteen (15) days after issuance of this notice and the Plan refunds the payment within twenty (20) business days after receipt, or (3) the payment is received more than fifteen (15) days after issuance and within twenty (20) business days of receipt the Plan issues a new Agreement and a statement of the ways the new Agreement differs from this Agreement. Individual Subscribers or other members have no right to renew or reinstate this Agreement. Any late payment, whether partial or full, which is received and accepted by Plan after Plan serves a Notice of Termination upon Subscriber Group, shall accrue an interest penalty of eighteen percent (18%) per annum, effective from the original due date of the payment. Plan may, at its discretion upon acceptance of such payment, apply it, first, to such interest owed, and then to the principle balance due. Partial Payment Plan may, at its sole discretion and without waiving its right to terminate this Agreement or to assess an interest penalty, accept partial payment of any amount owed by Subscriber Group. Plan may accept such partial payment and apply it, first, to interest owed thereon, and then to the principle balance due, but such acceptance of a partial payment shall not automatically operate as a renewal or continuation of this Agreement. Plan shall have the sole authority to determine whether a partial payment shall be sufficient to renew or continue this Agreement. SOLICITATION AND ENROLLMENT The Group shall cooperate with the Health Plan with respect to soliciting and enrolling persons eligible to enroll hereunder and in obtaining authorized payroll withholdings from such persons to the extent the applicable Health Plan Premiums exceed the Group's contribution on their behalf. The Group will promptly send the Health Plan copies of all signed enrollment forms and enrollment change forms. The Health flan may inspect the Group's records pertinent to eligibility, enrollment and Health Plan Premiums hereunder, and make copies thereof, at reasonable times upon reasonable prior notice to the Group. 4 Universal Care Large Group GSA (R5) DMHC Approval Pending The Health Plan Premiums will be calculated by Universal Care from current records as to the number of Members enrolled. Within ten (10) days after the commencement of the term of this Agreement, and on the first day of each month thereafter, the Group will deliver to Universal Care an alphabetized list of the names and social security numbers of all persons who enroll hereunder and whose enrollment has not terminated pursuant to the provisions hereof. Universal Care may rely upon the latest information received from Group as correct without further verification. Retroactive payment adjustments will be made in subsequent billings for any additions or terminations of Members not currently reflected in Universal Care's records at the time of calculation of Health Plan Premiums. However, in no event will the effective date of an addition or termination be more than sixty (60) days prior to the date of the receipt by Universal Care of the written notice of the addition or termination from the Group, and Universal Care will not refund any Health Plan Premiums to the Group paid for an ineligible Member if the request for such refund is made later than sixty (60) days after the receipt of payment by Universal Care for said ineligible Member. When a Member is being retroactively terminated, the effective date of retroactive termination cannot be prior to any date on which services or supplies were provided to the Member under this Agreement. In such instances, the date of termination will be the first day of the calendar month following the month in which Covered Services were provided, and any applicable credit of Health Plan Premiums will be calculated from that date. In addition to the Health Plan Premiums, each individual Member is required to pay Copayments for some Covered Services provided. These Copayments are payable to the Provider at the time the Covered Services are provided. The Copayments are specified in the Benefit Schedule portion of the Combined Evidence of Coverage and Disclosure Form next to the applicable Covered Services. BINDING ARBITRATION (a) Except as provided in Subsection 9(c) below, any controversy or dispute between any of the following interested parties -- the Subscriber Group; an agent, trustee, affiliate or assignee of the Subscriber Group; a Subscriber; a Dependent; or an heir at law or personal representative of a Subscriber or Dependent -- on the one hand, and any of the following parties - - the Plan, its employees or agents, or its Contracting Providers or their agents or employees, -- on the other, whether involving a claim in tort, contract or otherwise, including disputes pertaining to this Agreement or the care or other benefits rendered pursuant hereto or refused as not covered hereunder, and including disputes which are not adequately resolved by the Plan's grievance procedures, shall be submitted to binding arbitration. (b) Arbitration may be initiated by any interested party, but if the matter in dispute is one which is subject to review under the Plan's grievance procedures, arbitration may not be initiated until the completion of such procedures. The arbitration shall follow in accordance with the applicable rules of the Judicial Arbitration and Mediation Services (JAMS). The arbitration 5 Universal Care Large Group GSA (R5) DMHC Approval Pending process may be initiated by calling the American Arbitration Association and requesting a form used to demand arbitration. The demand for arbitration must be served personally or by recognized messenger service or by certified mail, return receipt requested, on or before the last date it would have to be filed in a court of law under the applicable statute of limitations. (c) If a Subscriber, a Dependent, or an heir at law or personal representative of a Subscriber or Dependent asserts an arbitration claim and the amount in dispute is less than $200,000, the claimant and Universal Care shall agree to a single neutral person to render a decision in arbitration. The single neutral arbitrator must be selected from the JAMS panel of arbitrators and the arbitration will be conducted under the rules of the JAMS. (d) In the event the claimant and Universal Care cannot agree on a single neutral arbitrator, the JAMS shall appoint a default arbitrator according to its rules and procedures. (e) Contracting Physicians, Contracting Hospitals and/or Contracting Providers may bring legal actions to collect copayments for covered services or fee -for -service rates for non - covered services. The Plan may seek declaratory relief regarding the interpretation of this Agreement or seek judicial remedies to collect prepayment fees. (f) The costs of the arbitration shall be borne equally by both parties; however, for purposes of this Agreement, the costs of arbitration are limited to fees and expenses of the arbitrators and charges for arbitrators' transcripts of the proceedings, and the room where the arbitration is conducted. The arbitrator may require the submission of pleadings, briefs and other memoranda and documents and may compel discovery from the parties, shall hold a hearing within a reasonable time and shall set forth his decision in writing, with his reasons and authority therefore. Any judgment or award rendered by the arbitrator may be entered into any court having jurisdiction thereof. The arbitration procedure established by this Agreement is the sole and exclusive means for the settlement of any such controversy or dispute. (g) Beginning with arbitration claims served on or after August 1, 1997, extreme hardship provisions will apply for Subscribers and Dependents or their heirs or personal representatives seeking arbitration. Upon request, Universal Care will provide the Subscriber, Dependent, heir or personal representative with either an application for relief from arbitration costs or information on how to obtain such an application from JAMS. The approval or denial of the application for hardship will be made by JAMS. Procedures established by JAMS for handling such hardship requests will be followed. Information on how to file an application for hardship relief may be obtained from Universal Care's Member Services Department by calling 800-635-6668 or 562-424-6200. INDEMNIFICATION OF PARTIES The Parties agree to save, hold harmless, defend and indemnify each other from and against all claims, demands, liabilities, actions or causes of action of any kind or nature which may arise out of, in connection with, or related to any act, omission, negligence, malpractice or lack of due care caused or alleged to have been caused by either party, any subcontractor of either party, or any of their employees, Contracting Physicians, Contracting Hospitals, Contracting 6 Universal Care Large Group GSA (R5) DMHC Approval Pending Physicians, consulting doctors, agents or partners in the performance of the services, duties and obligations under this Agreement, except as may result from a breach of either party's obligations hereunder. RELATIONSHIP BETWEEN PARTIES The relationship between Plan and the physicians, hospitals and other health care Providers who are its Contracting Physicians, Contracting Providers, Contracting Hospitals is that of an independent contractor relationship (except for the employees of Universal Care who provide services at the medical offices owned and operated by Universal Care); they are not agents or employees of Universal Care, and this Plan and its employees are not employees or agents of those Contracting Providers. Each physician, Hospital or other Provider of health care services is to maintain a direct physician. -patient, hospital -patient or other such relationship with Universal Care members to whom it provides services, and is solely responsible for its decisions as to what health care diagnostic, treatment or other services are required. MODIFICATION OF AGREEMENT / HEALTH PLAN PREMIUMS Universal Care may modify this Agreement at any time by providing a 30-day written notice to the Group prior to the effective date of such modification. Universal Care may unilaterally, at any time[s] during the term of this Agreement and with thirty days written notice to the Group, increase all subsequent Health Plan Premiums that are due from the Group to continue this Agreement in full force and effect. Payment of any portion of the increased Health Plan Premium shall constitute acceptance of this modification. In addition, if a government authority (a) imposes a tax or fee that is computed on Health Plan Premiums or (b) requires a change in coverage or administrative practice that increases Universal Care's costs. Universal Care may amend this Agreement and increase the Health Plan Premiums sufficiently to cover the tax, fee, or costs. The effective date of such increase shall be the date set forth in a written notice from Universal Care to the Group. The effective date shall not be earlier than the date the tax, fee, or required change in coverage or administrative practice is imposed by the governmental authority. UNDERWRITING REQUIREMENTS Underwriting requirements are incorporated by reference in the Large Group Health Proposal which is created for each large group. GENERAL PROVISIONS 1. Form or Content of Agreement 7 Universal Care Large Group GSA (R5) DMHC Approval Pending No agent or employee of Universal Care is authorized to change the form or content of this Agreement. Any changes can be made only through a written amendment authorized and signed by an officer of Universal Care. 2. Notice of Certain Events Universal Care will give the Group written notice, within a reasonable time, of any termination or breach of contract, or inability to perform services, by any Contracting Provider, if the Group may be materially and adversely affected thereby. 3. Assignment The Health Plan may assign this Agreement and its rights hereunder, and delegate its duties hereunder, to any entity which is a licensed health care service plan into which it is merged or which acquires substantially all of its assets, upon the approval of the Department of Managed Health Care. The Group may not assign this contract without the prior written consent of the Health Plan. Neither party may otherwise assign this Agreement unless such assignment is required by law. Any purported assignment in violation hereof shall be void and unenforceable. 4. Applicable Law and Interpretation This Agreement shall be construed and interpreted in accordance with the laws of the State of California and so as to effectuate its purpose in accordance with the Medical Practice Act, the ethics of the medical profession, the Knox -Keene Health Care Service Plan Act of 1975, as amended ("Knox -Keene Act") and any other applicable laws and regulations. Any provision required to be in this Agreement by the Knox -Keene Act (Health & Safety Code Section 1340 et sec .) or regulations promulgated thereunder (Title 28, Section 1300.43 et SeMc . of the California Code of Regulations) shall bind the parties whether or not contained in this Agreement. 5. Acceptance of Contract The Group may accept this Agreement either by execution of the face sheet or by making the required Health Plan Premium payments to Universal Care, and such acceptance shall render all terms and provisions hereof binding on the Health Plan and Group. 6. Contract Binding on Members By this Agreement the Group makes the Health Plan coverage available to eligible persons; however, this Agreement shall be subject to amendment or modification in accordance with the provisions hereof or by mutual agreement between Universal Care and the Group without the consent or concurrence of the Members. 7. Applications and Other Required Information Members or those persons applying for membership shall complete and submit to the Health Plan such applications, forms or statements as the Health Plan may reasonably request. 8 Universal Care Large Group GSA (R5) DMHC Approval Pending Members warrant that all material information contained in such applications, questionnaires, forms or statements submitted to the administration hereof are true, correct and complete, and all rights to benefits hereunder are subject to the condition that all such information is true, correct and complete. 8. Notices Any notice under this Agreement may be given personally, by a recognized messenger service such as Federal Express or by United States mail, postage prepaid, addressed as follows: To the Health Plan: Universal Care ATTN: President 1600 E. Hill Street Signal Hill, CA 90806 To the Member: To the latest address provided for the Member on the enrollment or change of address forms actually delivered to Universal Care. To the Group: To the latest address provided by the Group in connection with Health Plan Premium payments. Notice of material matter sent to the Group by Universal Care shall be disseminated to Members by the Group in its regular communication to Members, but in no case later than thirty (30) days after receipt of such notice. 9. Discrimination Prohibited The Health Plan shall not cancel this Agreement, nor decline to renew or reinstate this Agreement, nor shall the terms of this Agreement be modified and the benefits or coverage be subject to any limitations, exceptions, exclusions, reductions, copayments, coinsurance, deductibles, reservations, premiums, price change differentials or other modifications because of the race, color, national origin, ancestry, religion, sex, marital status, sexual orientation or, age of any Member or applicant for membership, except that Health Plan Premiums, price or charge differentials because of the sex or, age of any such individual and based on objective, valid and up-to-date statistical, underwriting or actuarial data shall not be prohibited. The Health Plan will not deny or limit coverage or charge higher Health Plan Premiums for an enrollee solely because of a physical or mental impairment, except when the refusal, limitation or rate differential is based on sound actuarial or underwriting principles or practices. However, if the Health Plan has requested a Member or applicant for membership to disclose a physical or mental impairment in enrollment application materials and that person fails to disclose or misrepresents such an impairment, the Health Plan may terminate that person's enrollment as set forth in the Combined Evidence of Coverage and Disclosure Form under the Section titled "Ending Coverage (Termination of Benefits)." 10. Entire Agreement 9 Universal Care Large Group GSA (R5) DMHC Approval Pending This Agreement, the application of the Group, and the individual applications of employees shall constitute the entire Agreement between the parties. 11. Recordkeeping The Group is responsible for keeping records relating to this Agreement. Universal Care has the right to inspect and audit those records. COBRA CONTINUATION COVERAGE With regard to COBRA, Universal Care is committed to the following: A. Providing continuation coverage to Health Plan Members upon the request of a Group when such requests are consistent with the Group's obligations under the law. B. Sharing knowledge regarding COBRA with the Group as it experiences problems; however, Universal Care will not give legal advice on these matters. HEALTH PLAN BENEFITS AND COMBINED EVIDENCE OF COVERAGE AND DISCLOSURE FORM Universal Care will issue and deliver to each Member a Combined Evidence of Coverage and Disclosure Form (including a Benefit Schedule) which will set forth a statement of services and benefits to which Members are entitled, along with an Identification Card. As noted above, the services and benefits of this Health Plan are set forth in the attached Combined Evidence of Coverage and Disclosure Form and are incorporated by reference herein. 10 Universal Care Large Group GSA (RS) DMHC Approval Pending 41 1I PO_4LE P100MRX4 Universal Care Healthcare you can feel good about. PREMIER 100 PHARMACY OPTION 4 LARGE GROUP Section 1 Table of Contents Welcome to Universal Care Glossary of Terms P100MRX4 PO 4LE 2 Tff-'Atv Universal Care t»`''' Healthcare you can feel good about. Section 1 WELCOME TO UNIVERSAL CARE . .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . ... ... . 4 GLOSSARY OF TERMS .............................................. 6 Section 2 BENEFIT SCHEDULE ................................................ 14 Section 3 CONFIDENTIALITY................................................. 42 ELIGIBILITY, ENROLLMENT & BEGINNING DATE OF COVERAGE . . . . . . . . . . . . . . . .. . 42 Coverage for Dependents ............................................ 42 New Family Members ............................................... 43 Enrollment......................................................44 Special Enrollment ................................................. 44 When Your Coverage Begins .......................................... 44 Your Universal Care Member Identification Card ............................... 45 CHOICE OF PHYSICIANS AND PROVIDERS - ACCESSING CARE . . . .. . . . . . . .. . . . . . 46 Facilities - Provider Locations .......................................... 46 Relationship Between Universal Care and Providers ............................. 46 Choosing a Primary Care Physician . . . . . .. . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . 46 Using the Primary Care Physician . .. . . .. . . . . . . . . . . . .. . . . . .. .. . . . . . . . .. . . . 47 Scheduling Appointments ............................................. 47 Initial Health Assessment ............................................. 48 Referrals to Specialists ............................................... 48 Prior Authorization - Approval, Modification, or Denial of Health Care Services ........................................ 48 Standing Referrals to Specialists ......................................... 50 Extended Referral for Coordination of Care by Specialist .......................... 51 Access to OB/GYN Physician Services and Women's Routine and Preventive Health Care Services ...................................... 51 Continuity of Care for New Members ...................................... 52 Terminated Providers - Continuity of Care for an Acute Conditions, Serious Chronic Condition, and Certain Pregnancies ............................ 52 Second Medical Opinions ............................................. 53 Cancer Clinical Trials........................................................... 55 Changing Your Primary Care Physician ..................................... 55 Service Area ..... ............... .......................... . 56 EMERGENCY SERVICES AND URGENTLY NEEDED SERVICES . . . . . . . . . . . . . . . . . .. . . 56 Emergency Services ................................................ 56 What to do When You Require Emergency Services ............................. 56 Urgently Needed Services . . . . . . . . . . .. . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . 57 PO4LE P100MRX4 am What to do When You Require Urgently Needed Services .......................... 57 Post -Stabilization Care ............................................... 57 Non -Qualifying Services . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 Extraordinary Circumstances .......................................... 58 HEALTH PLAN PREMIUMS (PREPAYMENT FEES) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 COPAYMENTS.................................................... 59 Annual Copayment Maximum ......................................... 59 Your Protection and Liability .......................................... 59 Claims Procedures (Reimbursement) ... ...................... ........... 60 CHANGES IN COVERAGE OR ENROLLMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Notifying Us of any Change in Your Status . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Ending Coverage (Termination of Benefits) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Notifying You of Changes in Your Plan .................................... 64 Renewal or Reinstatement ............................................ 64 Continuing Coverage .............................................. 64 COBRA....................................................... 65 Individual Conversion .............................................. 65 REIMBURSEMENT OF THIRD PARTY LIABILITY .. . . . . . . . . . . .. . . . . . . . . . . . . . . . . 66 COORDINATION OF BENEFITS . . . . . . .. . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . 68 NON -DUPLICATION OF BENEFITS WITH CHAMPUS . . . . . . .. . . . . . . . . . . . .. . . . . . 68 NON -DUPLICATION OF BENEFITS WITH WORKERS' COMPENSATION . . . . . . . . . . . . . . 69 NON -DUPLICATION OF BENEFITS WITH MEDICARE . . . . . . . . . . .. . . . . . . . . . . . . . . 69 HOW UNIVERSAL CARE PARTICIPATING PROVIDERS ARE COMPENSATED . . . . . . . . . . . 70 MEMBER SERVICES . .. . . . . . . . . . . . . . .. . . . . ... . . . . . . . . . . . . . . . . . . . . . . . 71 Member Services Department & Multi -Lingual Services .......................... 71 24 Hour Nurse AdviceLine........................................... 71 Grievance Process ................................................ 72 Quality of Care Complaints . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 Benefit Coverage, Reimbursement and Other Complaints Not Involving the Quality of Care Rendered by a Provider . . . .. . . . . . . . . . . . . . . . . . . . . . . 73 Binding Arbitration ................................................ 80 PUBLIC POLICY COMMITTEE . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 YOUR RIGHTS & RESPONSIBILITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 Your Responsibilities............................................... 82 IMPORTANT INFORMATION ABOUT ORGAN AND TISSUE DONATION . . . . . . . . . . . . . 83 How to Learn More ............................................... 83 Section 4 SERVICE AREA ................................................... 86 3 P100MRX4 PO 4LE 4 a_ ....... E _u_I_ D_E__N.._ C _E_ ....O _._F___C___OLu_ E WR._A. AND DISCLOSURE FORM Universal Care Healthcare you can feel good about. WELCOME TO UNIVERSAL CARE This Combined Evidence of Coverage and Disclosure Form, including the accompanying Benefit Schedule, summarizes your medical plan from Universal Care. These documents explain your rights and responsibilities as a Universal Care Member. They also explain Universal Care's responsibilities to you. This Combined Evidence of Coverage and Disclosure Form contains important information. Please keep it in a safe place, available for quick reference. Universal Care is a prepaid health care service plan licensed by the California Department of Managed Health Care. Medical and hospital care is arranged by Universal Care through physicians, nurses, and other health care professionals who work together to deliver the health care you need in a coordinated manner. NOTE. This Combined Evidence of Coverage and Disclosure Form discloses the terms and conditions of coverage with Universal Care and all applicants have a right to view this document prior to enrollment. This Form should be read completely and carefully. Individuals with special health needs should carefully read those sections that apply to them. You may receive additional information about the benefits of the Universal Care health plan by calling 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired. Primary Care Physicians are available at Contracting Medical Groups. Contracting Medical Groups include medical facilities owned and operated by Universal Care and independent physician groups which contract with Universal Care to provide Covered Services to our Members. The locations and tele- phone numbers for all Contracting Medical Groups are in the Universal Care Provider Directory fur- nished to you at the time of enrollment. Universal Care also arranges for the availability of Physicians in all major medical and surgical specialties at Contracting Medical Groups or by referral from the Member's Contracting Medical Group or Primary Care Physician. Universal Care Contracting Hospitals provide a full range of hospital inpatient services, as well as 24-hour a day emergency services, seven (7) days a week. Benefits may only be obtained from Contracting Medical Group physicians or Contracting Hospitals. Universal Care will not reimburse you for services secured from Non -Contracting Providers except as specified in this Combined Evidence of Coverage and Disclosure Form for Emergency or Urgently Needed Services or when you are referred to a Non -Contracting Provider by your Universal Care Primary Care Physician with the prior, written authorization of the Universal Care Medical Director. Please read this booklet carefully so you will know your benefits and responsibilities as a Universal Care Member. Please give extra attention to those sections that explain how to choose a Primary Care Physician, the Covered Services that are available to you, how and where to obtain the Covered Services you may need, and what to do in the event of a medical emergency. Your Primary Care Physician will be responsible for providing and coordinating all your medical and hospital care. PO_4LE P100MRX4 L To help you understand some of the terms used in this Evidence of Coverage, the following words and phrases are defined as set forth below: Benefit Year is the twelve (12) month period commencing January 1st of each year at 12:01 a.m. Contracting Hospital is a duly licensed general acute care hospital or other health care facility that has a written agreement with Universal Care to provide medical, diagnostic and surgical facilities for the care and treatment of Members on an inpa- tient and outpatient basis, and which provides such facilities under the supervision of a staff of physicians and 24-hour a day nursing service, and which is utilized by Contracting Medical Groups for the provision of Hospital Services to Members. Contracting Medical Groups are: (1) the out- patient facilities and medical offices owned and operated by Universal Care that provide Covered Services to Members through Physicians employed by Universal Care at these facilities and (2) the independent medical groups or independent prac- tice associations that have written agreements with Universal Care to provide Covered Services to Members at their offices. The Universal Care Contracting Medical Groups are listed in the Universal Care Provider Directory. Contracting Pharmacy is a pharmacy that has a contract to provide medication(s) prescribed to Universal Care members by their Contracting Providers in accordance with the terms and condi- tions of the Health Plan. Contracting Physician is a Physician who is either employed by or under contract with Universal Care or a Contracting Medical Group to provide Covered Services to Members. Contracting Providers are duly licensed Physicians, surgeons, osteopaths, medical groups, hospitals, skilled nursing facilities, extended care PO_4LE facilities, home health agencies, paramedical per- sonnel, alcoholism and drug abuse centers, mental health professionals and any other licensed health care professionals or facilities which are owned or employed by Universal Care or have a written agreement with Universal Care to provide Covered Services to Members. Copayments are additional fees that a Member must pay to a Contracting Provider at the time Covered Services are provided and which are in addition to the Health Plan Premium fees paid by an Employer and any payroll contribution required by your Employer. Copayments are either (i) a fixed cost for each service provided; or (ii) a per- centage of the discounted charges Universal Care has negotiated with the Provider, sometimes called "coinsurance". All Copayments have been approved by the Department of Managed Health Care and are disclosed in the Benefit Schedule. Coverage Decision means the approval or denial of health care services by Universal Care, or by one of its Contracting Providers, substantially based on a finding that the provision of a particu- lar service is included or excluded as a Covered Benefit under the terms and conditions of the Universal Care Health Plan contract. Covered Services are the Medically Necessary Medical, Hospital and other health care services, including Emergency and Urgently Needed Services, arranged or paid for by Universal Care or Contracting Medical Groups as set forth in the Benefit Schedule and subject to the exclusions and limitations set forth in the Principal Exclusions and Limitations on Benefits and Principal Limitations and Reductions in Services. The Group Subscriber Agreement between Universal Care and your P100MRX4 4, I. __ G. l.__O_ S.__S _ A,R_X__-- CQ _ E Employer must be consulted to determine the exact exists, and if it does, the care, treatment, and/or terms and conditions of coverage. Dependent means the Subscriber's spouse and/or unmarried dependent children who are enrolled and meet all the eligibility requirements of the Group Subscriber Agreement and for whom applicable health plan premiums have been received by Universal Care. Disputed Health Care Service means any health care service eligible for coverage and pay- ment under a Universal Care Health Plan contract that has been denied, modified, or delayed by a decision of Universal Care, or by one of its Contracting Providers, in whole or in part due to a finding that the service is not Medically Necessary. Emergency Medical Condition means a med- ical condition manifesting itself by acute symp- toms of sufficient severity (including severe pain) such that the absence of immediate medical atten- tion could reasonably be expected by the Member to result in any of the following: • Placing the Member's health in serious jeopardy; • Serious impairment to bodily functions; • Serious dysfunction of any bodily organ or part; or • Active labor, meaning labor at a time that either of the following would occur: (1) There is inadequate time to effect safe transfer to another hospital prior to delivery; or (2) A transfer poses a threat to the health and safety of the Member or unborn child. Emergency Services are Medically Necessary ambulance, and ambulance transport services pro- vided through the "911" emergency response sys- tem, and medical screening, examination and eval- uation by a physician, or other appropriate person- nel under the supervision of a physician, to deter- mine if an Emergency Medical Condition, includ- ing a psychiatric emergency medical condition, surgery by a physician necessary to relieve or elim- inate the Emergency Medical Condition, including psychiatric emergency medical condition, within the capabilities of the facility. Employer is your employer who has entered into the Group Subscriber Agreement with Universal Care. Exclusion is any provision of this Agreement whereby coverage for a specified injury, illness or method of diagnosis or treatment is entirely eliminated. Experimental or Investigational Treatment means any procedure, treatment, therapy, drug, biological product, facility, equipment, device or supply which Universal Care has determined not to have been demonstrated as safe, effective and medically appropriate for use in the treatment of the illness, injury or condition at issue, as com- pared with the conventional means of treatment or diagnosis. For Universal Care to determine that the service or supply is safe, effective and medically appropriate for use in the treatment of the illness, injury or condition at issue as compared with conventional treatment or diagnosis, the service or supply must meet all of the following criteria: • If it is a drug or device which cannot be lawfully marketed without the approval of the United States Food and Drug Administration ("FDA"), final approval must have been obtained at the time the drug or device is furnished. Interim FDA approvals for a Phase I, II or III trial, pre -market approval applications and investigational exemp- tions are not sufficient. 7 P100MRX4 PO 4LE 8 • The evidence must show conclusively that the service or supply is safe, effective and medically appropriate for use in the treatment of the illness, injury or condition at issue as compared to the conventional means of treatment or diagnosis. Evidence will not be considered conclusive if the service or supply is the subject of ongoing Phase I, II or III clinical trials; or if it is under study to determine maximum tolerated dose, toxicity, safety or medical appropriateness as compared with the conventional treatment or diagnosis; or if its safety, effectiveness or medical appropriateness is the sub- ject of substantial debate within the national med- ical community. • The service or supply must be recognized or approved in accordance with generally accepted professional medical standards in the national medical community as being safe, effective and medically appropriate for use in the treatment of the illness, injury or condition at issue. Any required approval of any federal government or agency, or any state government or agency, must have been obtained prior to the time of use. To determine whether a particular treatment is experimental or investigational, Universal Care shall refer to evidence from the national medical community, which may include one or more of the following sources: • Evidence from national medical organizations, such as the National Centers for Health Services Research; • Peer -reviewed medical and scientific literature; • Publications from organizations such as the American Medical Association; • Professionals, specialists and experts; and • Written protocols and consent forms used by the proposed treating facility or other facility administering substantially the same drug, device or medical treatment. Upon referral to a clinical cancer trial by the member's treating physician, Universal Care will PO_4LE cover the routine patient care costs for the mem- ber's participation in a cancer clinical trial, sub- ject to the specific requirements of Section 1370.6 of the California Health and Safety Code. Fee -For -Service Rates means the non -dis- counted fees or charges Contracting Providers rea- sonably and customarily charge to individuals who are not Members of this Health Plan or any other health coverage plan. Formulary is a list of the prescribed medications that are covered by Universal Care. It is prepared by Universal Care with participation by practicing physicians and is regularly reviewed and revised to meet the medical needs of Universal Care Members. Group Subscriber Agreement is the agree- ment entered into by Universal Care and your Employer under which you receive the benefits and services summarized in this Evidence of Coverage and Disclosure Document. Health Plan/Universal Care Health Plan refers to Universal Care, Inc., a California Corporation, which operates a health care service plan licensed by the State of California under the Knox -Keene Health Care Service Plan Act of 1975, as amended, and the terms and conditions set forth in this combined Subscriber Agreement, Evidence of Coverage and Disclosure Form, and the Benefit Schedule. Health Plan Premiums are amounts paid to Universal Care by your Employer on your behalf in consideration of the benefits provided under the Health Plan. Health Statement means a report of an individ- ual's health history and conditions that may be required for each person applying for enrollment. Hospital Services are Medically Necessary ser- vices and supplies performed or supplied by a Contracting Hospital on an inpatient or outpa- tient basis. P100MRX4 Limitation means any provision other than an Exclusion which restricts coverage under this Agreement for an otherwise Covered Service. Medically Necessary refers to Medical or Hospital Services which are determined by Universal Care or the Contracting Medical Group's Utilization Review Process to be: • Rendered for the treatment or diagnosis of any injury or illness; • Appropriate for the symptoms, consistent with diagnosis, and otherwise in accordance with generally accepted medical practice and professionally recognized standards; • Not furnished primarily for the convenience of the Member, the attending physician or other provider of services; and • Furnished in the most economically efficient manner, which may be provided safely and effectively to Member. Inpatient Hospital Services are Medically Necessary only if they require the acute bed -patient (overnight) setting and could not be provided in a physi- cian's office, the outpatient department of a hos- pital or in another appropriate facility without adversely affecting the Member's condition or the quality of care rendered. Medical Services (Physician Services) are Medically Necessary professional services of Physicians, surgeons and paramedical personnel, including medical, surgical, diagnostic and thera- peutic services and preventive health services, which are provided, directed or authorized by your Primary Care Physician or Contracting Medical Group, except as otherwise specified in this Evidence of Coverage booklet. Member is the Subscriber or any Dependent who is enrolled, covered and eligible for Universal Care. Member Services Department is a depart- ment of Universal Care dedicated to answering your questions concerning your membership, ben- efits, grievances and appeals. A Universal Care Member Services representative is available to assist you during regular business hours by calling 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired, Monday through Friday from 8:00 a.m. to 6:00 p.m., or by writing to Universal Care Member Services Department, 1600 East Hill Street, Signal Hill, California 90806-3682. Non -Contracting Pharmacy is a pharmacy that does not have a contract to provide medica- tion(s) prescribed to Universal Care members by their Contracting Providers in accordance with the terms and conditions of the Health Plan. Non -Contracting Providers are licensed physicians, surgeons, osteopaths, medical groups, hospitals, skilled nursing facilities, extended care facilities, home health agencies, paramedical per- sonnel, alcoholism and drug abuse centers, mental health professionals and any other licensed health care professionals or facilities that do not have a written agreement with Universal Care, or any of its sub -contractors, to provide Covered Services to Members and are not part of the Universal Care health care delivery network. Open Enrollment Period is a time period, of not less than thirty (30) days, as determined by Universal Care and your Employer during which all eligible group employees and their Dependents may enroll. Out -of -Area Coverage is coverage while a Member is anywhere outside Universal Care's Service Area, and shall also include coverage for Emergency and Urgently Needed Services. Physician is a medical, allopathic or osteopathic doctor duly licensed to practice in the State of California. P 100MRX4 PO4LE 9 �e V 10 Prescription Unit is the maximum amount (quantity) of medication that may be dispensed per single Copayment. For most oral medications the Prescription Unit represents a thirty (30) day supply of medication. The Prescription Unit for other medications will represent a single container, inhaler unit, package, or course of therapy. For drugs that could be habit-forming, the Prescription Unit is set at a smaller quantity for Member pro- tection and safety. Primary Care Physician or PCP is a Contracting Physician who is specially trained in internal medicine, family practice, general practice, pediatrics or obstetrics/gynecology, and who is chosen by the Member to be primarily responsible for providing and managing all primary medical care, maintaining the continuity of medical care, and coordinating and authorizing referrals for hos- pital services and specialty medical care. Primary Residence is the home or address at which the Member actually lives most of the time. A residence will no longer be considered a Primary Residence if (1) the Member moves without intent to return, (2) the Member is absent from the resi- dence for ninety (90) consecutive days, or (3) the Member is absent from the residence for more than one hundred (100) days in any six (6) month period. The Subscriber shall notify Universal Care of a change in Primary Residence of the Subscriber or any Dependent of the Subscriber. A change in Primary Residence shall result in disenrollment of the Member if the Member's Primary Residence is not within the Service Area. Primary Workplace is the facility or location at which the Member works most of the time and to which the Member regularly commutes. If the Member does not regularly commute to one loca- tion then the Member does not have a Primary Workplace. PO_4LE Prior Authorization or Pre -Authorization or Pre -Certification is the requirement that your Primary Care Physician requests approval of coverage from Universal Care or the Contracting Medical Group with which the Primary Care Physician is affiliated prior to your obtaining cer- tain Covered Services. Qualifying Prior Coverage means any public or privately sponsored individual or group policy, contract or program, that is written or adminis- tered by a disability insurer, non-profit hospital service plan, health care service plan, fraternal benefits society, the Federal Medicare Program or the Medicaid Program, in this state or elsewhere, and that arranges or provides medical, hospital, and surgical coverage not designed to supplement other private or governmental plans. The term does not include accidental only, credit, disability income, Medicare supplement, long term care, dental, vision, coverage issued as a supplement to liability insurance, workers' compensation, auto- mobile medical payment insurance, or insurance under which benefits are payable with or without regard to fault and that is statutorily required to be contained in any liability insurance policy. Religious Employer is an entity for which each of the following is true: 1. The inculcation of religious values is the purpose of the entity. 2. The entity primarily employs persons who share the religious tenets of the entity. 3. The entity serves primarily persons who share the religious tenets of the entity. 4. The entity is a nonprofit organization as described in Section 6033 (a) (2) (A) i or iii, of the Internal Revenue Code of 1986, as amended. P100MRX4 ♦ f r Service Area means the geographic area in the State of California designated by Universal Care and approved by the California Department of Managed Health Care in which the Health Plan provides and arranges for Covered Services. A zip code list of the Universal Care Service Area is located at the end of this Agreement. Skilled Nursing Care refers to skilled nursing services or physical therapy services which are Medically Necessary, ordered by the Member's Contracting Medical Group, required to be pro- vided by a licensed nurse or a licensed physical therapist and above the level of custodial care. Skilled Nursing Care must be authorized under the Health Plan. Skilled Nursing Facility is a skilled nursing facility or skilled nursing unit of a legally operated Hospital certified under Titles XVIII and XIX of the Social Security Act. Spouse is the Subscriber's legally recognized hus- band or wife under the laws of the State of California. Subscriber is the person who enrolls in Universal Care and meets all the applicable eligi- bility requirements of the employer group and Universal Care, and for whom health plan premi- ums have been received by Universal Care, and whose enrollment or other status, except family dependency, is the basis for eligibility for member- ship in Universal Care. Universal Care is a California corporation that is licensed under the Knox -Keene Health Care Service Plan Act of 1975. Universal Care Medical Group or Medical Group means: (i) medical offices owned and operated by Universal Care and (h) independent medical groups that contract with the Health Plan to provide primary care or "first contact" medical services to Universal Care Members at their offices. Each Subscriber is to select a Universal Care Medical Group and the Subscriber and his or her Dependents should each select an individual physician within that Medical Group as his or her primary physician. Universal Care Provider Directory is the listing of the names and locations of all the Contracting Medical Groups and Primary Care Physicians and Contracting Hospitals, which was furnished to Members at the time of enrollment in Universal Care and which may be updated from time to time by Universal Care Urgently Needed Services are Medically Necessary services required outside of the Service Area to prevent serious deterioration of the Member's health resulting from an unforeseen illness, injury or condition manifesting itself by acute symptoms of sufficient severity, which may include severe pain, such that treatment cannot be delayed until the Member returns to the Service Area. Utilization Review Committee is a commit- tee utilized by Universal Care or a Contracting Medical Group to promote the efficient use of resources and to maintain the quality of health care. If necessary, this committee will review and determine if particular services are Medically Necessary Covered Services. 11 P100MRX4 PO 4LE PO_4LE P100MRX4 z' Universal Care! Healthcare you can feel good about. Section 2 I Benefit Schedule PIOOMRX4 PO 4LE 14 THIS BENEFIT SCHEDULE SUMMARIZES THE GROUP PREPAID MEDICAL CARE PLAN BEING OFFERED BY UNIVERSAL CARE. KEEP IT IN A SAFE PLACE FOR FUTURE REFERENCE. THIS EVIDENCE OF COVERAGE AND DISCLOSURE FORM CONSTITUTES ONLY A SUMMARY OF THE PLAN. THE GROUP SUBSCRIBER AGREE- MENT MUST BE CONSULTED TO DETERMINE THE EXACT TERMS AND CONDITIONS OF COVERAGE. IF YOU WOULD LIKE A COPY OF THE ACTUAL CONTRACT, ONE WILL BE FURNISHED UPON REQUEST. THE SERVICES OF THIS PLAN ARE PROVIDED WHEN PERFORMED, PRE- SCRIBED, DIRECTED OR AUTHORIZED AS MEDICALLY NECESSARY BY A PHYSICIAN OR MEDICAL DIRECTOR IN THE UNIVERSAL CARE MEDICAL GROUP THAT THE MEMBER HAS SELECTED. Please see the Universal Care Large Group Plan Disclosure booklet for the Universal Care Benefit Plan Matrix. This referenced Matrix is used to compare coverage benefits and is a summary only. 1. INTRODUCTION TO BENEFITS You will receive health care services directly from your Primary Care Physician and from other health care professionals upon referral by your Primary Care Physician and upon Prior Authorization by your Contracting Medical Group. Obstetrical and gynecological services may also be received directly from an OB/GYN or Family Practice Physician affiliated with your Contracting Medical Group. Hospital Services will be coordinated by your Primary Care Physician, who will arrange for the provi- sion of Medically Necessary inpatient or outpatient hospital care at a Contracting Hospital upon the Prior Authorization of your Medical Group. The following description of your benefits explains health services provided to you on an outpatient basis, health services provided to you on an inpa- tient basis, what you should do in an emergency, your prescription drug benefit, and the exclusions and limitations on benefits provided by this Health Plan. PO_4LE P100MRX4 New Technologies Universal Care has a standardized process for evaluating new technology to keep pace with develop- ing health technology and to help ensure that members have access to safe and effective care. Advances in medical technology are evaluated and may be approved for coverage if: • they provide a demonstrable benefit for a particular illness or disease • they are scientifically proven to be safe and efficacious • there is no equally effective or less costly alternative Additional information on the process for evaluating new technology can be obtained by calling the Universal Care Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hear- ing impaired. Some hospitals and other providers do not provide one or more of the following services that may be covered under your plan contract and that you or your family member might need: family planning; contraceptive services, including emergency contraception; sterilization, including tubal ligation at the time of labor and deliv- ery; infertility treatments; or abortion. You should obtain more information before you enroll. Call your prospective doctor, medical group, independent practice asso- ciation, or clinic, or call the health plan at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired to ensure that you can obtain the health care services that you need. 1s PIOOMRX4 PO 4LE 16 ON AN OUTPATIENT BASIS COPAYMENTS $20 per visit I A. Physician Services - Medically Necessary diagnostic and treatment ser- vices provided by Member's Primary Care Physician, as well as services provided by other licensed health professionals upon the Prior Authorization of the Member's Contracting Medical Group, including preventive services, surgical pro- cedures, consultation and treatment. The Member may obtain obstetrical and gynecological Physician services by self -referring directly to an OB/GYN or Family Practice Physician affiliated with the Member's Contracting Medical Group. $20 per visit B. Periodic Health Evaluations - Physician, laboratory, radiology and related services as recommended by the American Academy of Pediatrics and the U.S. Preventive Health Task Force and authorized through Member's Contracting Medical Group to determine Member's health status. Adult male examinations may include screening and diagnosis for prostate cancer (including but not limit- ed to prostate -specific antigen testing and digital rectal examination) when Medically Necessary and consistent with good professional practice. Provides coverage for all generally medically accepted cancer screening tests. For women, refer to Well -Woman Care benefit. For children under two (2) years old, refer to Well -Baby Care benefit. $20 per visit C. Well -Baby Care - Preventive health services, including immunizations, pro- vided by the Member's Contracting Medical Group, up to age two (2) . $20 per visit D. Well -Woman Care - Examinations for women include Papanicolaou (pap) smear, manual breast examination, and pelvic examination by a Contracting Medical Group OB/GYN or Family Practice Physician affiliated with the Member's Contracting Medical Group and upon referral by the Contracting Medical Group for screening Mammography as recommended by the U.S. Preventative Health Services Task Force. $20 per visit E. Immunizations - Immunizations for children are covered consistent with the most current version of both of the following: (a) the recommendations for preventive pediatric health care, as adopted by the American Academy of Pediatrics and (b) the most current version of the recommended Childhood Immunization Schedule /United States, jointly adopted by the American Academy of Pediatrics, the Advisory Committee in Immunization Practices, and the American Academy of Family Physicians. The following immunizations may be covered: DPT, DP, Tetanus Toxoid, Oral Polio, Measles, Mumps, Rubella, Hepatitis B, Haemophilus, influenza type b and Varicella. Covered for children under two (2) years of age. P0_41,E P100MRX4 r ON AN OUTPATIENT BASIS COPAYMENTS Immunizations for adults are covered consistent with the most current recom- mendations of the U.S. Preventive Task Force. Travel Immunizations that are rec- ommended and approved by the Centers for Disease Control and Prevention (the "CDC") for the country you are visiting are covered. No charge for F Health Education Services - Counseling and educational material on a regular plan pro- variety of health subjects, such as prenatal care, family planning, nutrition and grams. Reasonable appropriate use of Health Plan services and instructions on achieving and main - charges for special taining good health. Includes general health education services not addressed to programs made specific medical conditions such as weight -control, smoking cessation, etc. available to Plan members. $20 per visit G. Maternity Care, Tests and Procedures - Physician visits, laboratory, including the California Department of Health Services expanded Alpha-Feto Protein (AFP) program, and radiology services are covered for complete prenatal and postpartum outpatient maternity care. H. Family Planning - The following services are covered when authorized by Member's Contracting Medical Group: $150 per procedure 1. Vasectomy (male sterilization) $150 per procedure 2. Tubal ligation (female sterilization) $150 per procedure 3. Voluntary interruption of pregnancy when not Medically Necessary (through twenty (20) weeks). Voluntary interruption of pregnancy after the twentieth (20th) week is covered only when the mother's life is in jeopardy. $150 per procedure 4. Induced interruption of pregnancy when Medically Necessary. No charge 5. Information and instruction on methods of birth control. 6. Insertion, removal or injection of the following are covered: $20 copayment • Intra-Uterine Device (IUD) (device not covered) $20 copayment • Norplant (device not covered) $20 copayment • Diaphragm (device not covered) $20 copayment • Cervical cap (device not covered) $20 copayment • Depo-Provera Injection (medication not covered) 17 P100MRX4 PO 4LE t 18 ON AN OUTPATIENT BASIS COPAYMENTS The following family planning devices, supplies or medications are not covered: • IUD • Norplant device • Diaphragm • Cervical cap • Depo-Provera Medication 1. Infertility Service - Universal Care provides coverage for the following infertility benefits. Universal Care's infertility benefit is limited to a lifetime max- imum of $15,000 per member. Male infertility treatment is not covered. Procedures consistent with established medical practices in the treatment of infertility are covered, including diagnosis, diagnostic tests, medication, and surgery. However, In -Vitro Fertilization ("IVF"), as well as procedures related to IVF, are not covered. Infertility is defined as either: (1) the presence of a demonstrated condition rec- ognized by a Contracting Medical Group as a cause of infertility, or (2) documen- tation in the patient's medical record reflecting the inability to conceive a preg- nancy or to carry a pregnancy to live birth after a year or more of regular sexual relations, without contraception. 49% of charges 1. Physiologic infertility studies including sperm count; hysterosalpingogra- phy; endometrial biopsy; clomid therapy; estrogen level; prolactin serum level; blood studies to rule out systemic diseases such as anemia, dia- betes, hyperthyroidism or hypothyroidism. 49% of charges 2. Physiologic infertility treatment, including surgery, artificial insemina- tion, and embryo transplants if determined to be medically necessary by the Universal Care Medical Director. 49% of charges 3. Embryo transplants (limited to Gamete Intrafallopian Transfer (GIFT)) will be considered for women who have failed infertility treatment guide- lines of Universal Care. The GIFT benefit is limited to a lifetime benefit of one procedure authorized by Universal Care's Medical Director. 49% of charges 4. Prescription drugs for infertility treatment include including "GIFT". $20 per visit J. Allergy Testing and Treatment - Testing for the determination of proper allergy treatment and services necessary for the treatment of allergies, including allergy antigen. P0_4LE P100MRX4 ON AN OUTPATIENT BASIS COPAYMENTS $20 per visit K. Hearing Screening - Routine hearing screening to determine the need for hearing correction through age eighteen (18). $20 per visit L. Vision Screening - Routine eye health assessment and screening to deter- mine the need for vision correction through age eighteen (18). No charge M. Outpatient Surgery - Short -stay, day care or other similar outpatient surgery facility when provided as a substitute for inpatient care as described below under the section titled "Benefits while Hospitalized as an Inpatient", and the subsections titled "Inpatient Hospital Benefits/Acute Care" and "Reconstructive Surgery". Professional Physician services included as part of inpatient Physician care benefit. $20 per visit N. Therapy and Rehabilitative Treatments - Physical therapy, speech therapy, occupational therapy and other outpatient rehabilitative treatments are limited to thirty (30) sessions for any injury, illness or congenital abnormality. An additional thirty (30) sessions, up to a maximum of sixty (60) sessions total, will be covered if, in the opinion of the participating physician and Medical Director of Universal Care or Contracting Medical Group, significant improve- ment will result from such treatment. $50 copayment O. Ambulance - Ambulance (land or air) and ambulance transport services provided to a Member as a result of a "911 " emergency response system request for assistance are covered, without prior authorization, if either: (1) the request for assistance is made for a medical condition that requires Emergency Services and ambulance transport services are required or (2) the Member reasonably believes that the medical condition requires ambulance transport services. It is appropriate for Members to use the "911 " emergency response system for assis- tance when the Member has a medical condition that the Member reasonably believes requires ambulance services to transport the Member to the nearest hos- pital. Use of an ambulance for non -emergency Medically Necessary transport is covered when specifically authorized by Member's Primary Care Physician or Member's Contracting Medical Group. $20 per visit R Breast Cancer Screening, Diagnosis and Treatment - Services neces- sary for screening, diagnosis of and treatment for breast cancer are covered. Screening and diagnosis will be covered consistent with generally accepted med- ical practice and scientific evidence, upon referral by the Member's Contracting Physician. Mammography for screening or diagnostic purposes is covered as 19 P100MRX4 PO 4LE r 4, •r 20 l I,.._ E_N_ A 1 t A _ ON AN OUTPATIENT BASIS COPAYMENTS authorized by your Contracting Nurse Practitioner, Contracting Certified Midwife, or Contracting Physician, providing care to the Member and operating within the scope of practice provided under California law. Treatment for breast cancer is covered as authorized by the Member's Primary Care Physician, Contracting Medical Group or Universal Care, as applicable. $20 per visit Q. Dental Treatment Anesthesia - General anesthesia and associated facili- ty charges are covered for dental procedures rendered in a hospital or ambulatory surgery center, as prior authorized and directed by the Member's Contracting Medical Group, when any of the following criteria are met: (i) the Member is under seven (7) years of age; or (ii) the Member is developmentally disabled, regardless of age; or (iii) the Member's health is compromised and general anes- thesia is Medically Necessary. $20 per visit R. Diabetes Management and Treatment - Diabetes management and No charge for treatment are covered as prescribed by the Member's Contracting Medical Group. supplies for the Services include outpatient self -management training, education and medical management and nutrition therapy services, and additional diabetes outpatient self -management treatment of training, education and medical nutrition therapy upon the direction or prescrip- diabetes that are tion of those services by the Member's Contracting Physician as Medically provided in Your Necessary. The diabetes outpatient self -management training, education, and provider's office. medical nutrition therapy services covered under this benefit shall be provided Supplies obtained by appropriately licensed or registered health care professionals as prescribed by from a Contracted a Contracting Provider legally authorized to prescribe the service. Pharmacy are subject Universal Care covers specified equipment and supplies for the management and to the applicable treatment of insulin -dependent diabetes, non -insulin dependent diabetes, and copayment charge gestational diabetes as Medically Necessary, even if the items are available with - under Your pharmacy/ out a prescription. Covered equipment and supplies include: (1) blood glucose drug coverage. monitors and blood glucose testing strips; (2) blood glucose monitors designed to assist the visually impaired; (3) insulin pumps and all related necessary sup- plies; (4) ketone urine testing strips, (5) lancets and lancet puncture devices; (6) pen delivery systems for the administration of insulin; (7) podiatric devices to prevent or treat diabetes -related complications; (8) insulin syringes; and (9) visu- al aids, excluding eyewear, to assist the visually impaired with proper dosing of insulin. Additionally, the following prescription items are covered if they are determined to be Medically Necessary: (1) insulin; (2) prescription medications for the treatment of diabetes; and (3) glucagon. PO_4LE P100MRX4 to V 3 44 x1 .__Ii BENEFITS AVAI4ABI._E O N AN OUTPATIENT BASIS COPAYMENTS No charge No charge No charge $20 per visit S. Durable Medical Equipment, Corrective Appliances and Prosthetics 1. Durable Medical Equipment - Medically Necessary durable medical equip- ment is covered when it is designed to assist an injury or illness of the Member and is appropriate for use in the home. Durable medical equipment is medical equipment which does not easily deteriorate for a reasonable period of time. Examples of covered durable medical equipment include glucose monitoring devices, wheelchairs, manually operated hospital beds and oxygen machines. 2. Corrective Appliances - Medically Necessary corrective appliances are cov- ered as determined by Member's Primary Care Physician as authorized by Member's Contracting Medical Group. Corrective appliances are devices, such as crutches, trusses, braces or orthotics, which are designed to support a weakened body part. 3. Prosthetics - Medically Necessary prosthetics are covered as authorized by Member's Contracting Medical Group. Prosthetics are durable, custom-made devices designed to replace all or part of a permanently inoperative or mal- functioning body part or organ. Examples of covered prosthetics include: removable non -dental prosthetic devices such as false eyes or limbs that do not require surgical connection to nerves, muscles or other tissue. Corrective appliances, prosthetics and durable medical equipment purchase or rental is limited to initial placement, repair or adjustment, and replace- ment due to normal wear and tear or because of a significant change in the Member' physical condition (as determined by Member's Contracting Medical Group). T. Home Health Care - Medically Necessary part-time or intermittent skilled home care is covered, up to a maximum of one hundred (100) visits per benefit year, when authorized by Member's Contracting Medical Group. If extensive home care is required, Member may be required to transfer to an alternative care setting such as a Skilled Nursing Facility. Temporary private duty Skilled Nursing Care is covered to train family members willing and capable of provid- ing care in the home. Unsuccessful training of the family members may result in placement in an alternative care setting. 21 P100MRX4 PO 4LE f T C 22 ON AN OUTPATIENT BASIS COPAYMENTS No charge U. Hospice Care - Hospice services authorized by Member's Contracting Medical Group are covered in a facility or on an outpatient basis when Member: (i) has been determined to have six (6) months of life expectancy or less; and (ii) no longer wishes to pursue aggressive medical treatment, but instead chooses supportive nursing care and counseling during the terminal phase of an illness and bereavement services following the death of the member. Hospice care bene- fit includes hospice nursing care, social services evaluation, counseling and home health aide services. $20 per visit V. Phenylketonuria (PKU) Testing and Treatment - Testing for Please see Phenylketonuria (PKU) is covered when Medically Necessary to prevent the applicable copay- development of serious physical or mental disabilities or to promote normal ment under Your development or function as a consequence of PKU. Prescription Drug Coverage includes FDA approved special low protein formulas specifically Benefit for approved approved for PKU and food products that are specially formulated to have less formulas and spe- than one gram of protein per serving. Food products naturally low in protein are cial food products. not covered. W. Mental Health Services - Diagnosis and Medically Necessary treatment of severe mental illness and/or serious emotional disturbances of a child are provid- ed when referred by a Universal Care Contracting Physician. The benefit includes outpatient services, inpatient hospital services, partial hospital services, and prescription drugs. The mental health benefit is subject to the same maxi- mum lifetime benefit limitations, annual maximums, copayments, and individual and family deductibles as benefits for physical illnesses. Mental health benefits may be provided by Universal Care through a subcontract (or by your Employer through a contract) with a health plan that specializes in mental health services. For purposes of the mental health benefit, a "severe mental illness" means: (a) Schizophrenia; (b) Schizoaffective disorder; (c) Bipolar disorder (manic-depres- sive illness); (d) Major depressive disorders; (e) Panic disorder; (f) Obsessive - compulsive disorder; (g) Pervasive developmental disorder or autism; (h) Anorexia nervosa; and (i) Bulimia nervosa. PO_4LE P100MRX4 N 11 _B...._�..NEFITS AVAILABI F ON AN OUTPATIENT BASIS COPAYMENTS For purposes of the mental health benefit, a "serious emotional disturbance (SED) of a child" means a minor under the age of eighteen (18) years who has at least one disorder, as identified in the most recent edition of the Diagnostic and Statistical Manual of Mental Disorders (other than a primary substance abuse dis- order or developmental disorder), that results in behavior inappropriate to the child's age according to expected developmental norms. In addition, the child shall meet at least one of the following sets of criteria set forth in subsections (a) through (c) below. Due to a mental disorder either: (a) the child manifests psychotic features, risk of suicide or risk of violence; OR (b) the child has substantial impairment in at least two of the following areas: self -care, school functioning, family relationships, or ability to func- tion in the community AND either the child is at risk of removal from home or has already been removed from home, or the mental disorder and impair- ments have been present for more than six (6) months or are likely to con- tinue for more than one (1) year without treatment; OR (c) the child meets special education eligibility requirements under Division 7 of Title 1 of the California Government Code. Upon referral by a PCP, the initial evaluation by a licensed psychiatrist, licensed psychologist, licensed marriage, family therapist ("MFT"), or licensed clinical social worker ("LCSW"), as well as continuing treatment is subject to an office visit copayment. $20 per visit 1. Mental Health Consultation by a Primary Care Physician. $20 per visit 2. Initial Evaluation by a licensed psychiatrist, licensed psychologist, MFT, or LCSW if required. $20 per visit 3. Treatment for severe mental illness for Members with confirmed diagnoses Inpatient services of schizophrenia, schizoaffective disorder, bipolar disorder, major depressive copayment is equal to the inpatient disorders, panic disorder, obsessive -compulsive disorder, anorexia nervosa, hospital benefit as bulimia nervosa, pervasive developmental disorder or autism and serious set forth under emotional disturbances of children. "Benefits while Hospitalized as an Inpatient". P100MRX4 PO 4LE 23 24 11 B�NEFIT� A1[AILA�I � ON AN OUTPATIENT BASIS COPAYMENTS $40 per visit 4. Treatment, other than for severe mental illness or serious emotional distur- bances of a child, by a psychiatrist (M.D.), psychologist (Ph.D.), or licensed therapist with a Master's degree for crisis intervention and/or the evaluation of an acute mental health condition is limited to twenty (20) outpatient ses- sions for short term evaluation or crisis intervention in the Benefit Year. Each session consists of up to fifty (50) minutes in person or by telephone with a psychiatrist (M.D.), psychologist (Ph.D.) or licensed therapist with a Master's degree. $20 per visit X. Alcohol, Drug and Other Substance Abuse - Treatment for detoxifica- tion (limited to 72 hours per occurrence and a maximum of eighteen (18) days per Benefit Year) is covered when authorized by Member's Contracting Medical Group. Rehabilitation for alcohol, drug or other substance abuse is not covered. $50 copayment Y. Emergency Treatment - Emergency services for necessary medical ser- vices are covered. (For additional information with regard to Emergency Treatment, please see the sections of this document titled "Emergency Services and Urgently Needed Services" and "Coverage of Emergency or Urgently Needed Services"). $20 per visit Z. Diagnostic Tests - X-ray and laboratory tests for diagnostic purposes, and other diagnostic, radiological services, electrocardiography and electroen- cephalography PO_4LE P100MRX4 M AS AN INPATIENT COPAYMENTS No charge A. Inpatient Hospital Benefits/Acute Care - Medically Necessary inpa- tient hospital services authorized by Member's Contracting Medical Group are covered in a semi -private room (where available). No charge B. Inpatient Physician Care - The services of Physicians while Member is hospitalized as an inpatient are covered, including the services of Member's Contracting Medical Group Physicians, surgeons, assistant surgeons, anesthesiol- ogists, and any other specialty Physician. No charge C. Maternity Care - Inpatient Hospital Services for maternity care, including Inpatient services labor and delivery room and recovery room, delivery by Cesarean section, mis- copayment is equal carriage, involuntary abortion and any complications of pregnancy or childbirth. to the inpatient Educational classes on lactation, childcare and/or child bearing (Lamaze) are not hospital benefit as covered. set forth under A minimum 48 hour inpatient stay for normal vaginal delivery and a minimum 96 "Benefits while hour inpatient stay following delivery by Cesarean section is covered. The inpa- tient hospital stay may be for a time period less than 48 or 96 hours if the decision Inpatient". to discharge the mother and newborn before the 48 or 96 hour time period is made by the treating Physician in consultation with the mother. In addition, if the mother and newborn are discharged prior to the 48 or 96 hour time period, a post - discharge follow-up visit for the mother and newborn must be provided within 48 hours of discharge, when prescribed by the treating Physician. No charge D. Newborn Care - Complete prenatal and post -natal Hospital Services. Coverage for newborn children of the Subscriber begins at birth. In order for coverage to continue beyond thirty-one (31) days after the date of birth, an enrollment form for the Dependent must be submitted to Universal Care within thirty-one (31) days from the date of birth. No charge E. Inpatient Rehabilitation/Subacute Care - Medically Necessary ser- vices, as determined by Member's Contracting Medical Group or Universal Care's Medical Director, which are provided in an inpatient rehabilitation facility to train or retrain a Member disabled by disease or injury to Member's highest level of functional ability are covered. Inpatient rehabilitation services include room and board, physical, speech and occupational therapy and other services custom- arily provided in an inpatient rehabilitation facility, when Medically Necessary. P100MRX4 PO 4LE 25 M 26 AS AN INPATIENT COPAYMENTS Coverage for subacute care includes Medically Necessary inpatient services authorized by the Member's Contracting Medical Group provided in an acute care hospital, or a comprehensive freestanding rehabilitation facility. Members may call Universal Care's Member Services Department to obtain a list of con- tracting subacute or transitional inpatient care facilities. Members may also call the Member Services Department to request a copy of Universal Care's utilization review and prior authorization processes that apply to care provided in subacute care, transitional inpatient care and skilled nursing facilities. No charge F. Mastectomy/Breast Reconstruction after Mastectomy and Complications from Mastectomy - Surgery to perform a Medically Necessary mastectomy and lymph node dissection is covered, including prosthet- ic devices or reconstructive surgery to restore and achieve symmetry for the Member incident to the mastectomy. The length of a hospital stay associated with a Medically Necessary mastectomy and lymph node dissection is deter- mined by the attending physician and surgeon in consultation with the Member, consistent with sound clinical principles and processes. Coverage includes any initial and subsequent reconstructive surgeries or prosthetic devices for the dis- eased breast on which the mastectomy was performed and for a healthy breast if, in the opinion of the attending physician and surgeon, this surgery is necessary to achieve normal symmetrical appearance. Medical treatment for any complica- tions from a mastectomy, including lymphedema, is covered. No charge G. Reconstructive Surgery - Pre -Authorized Reconstructive Surgery is cov- ered when performed to correct or repair abnormal structures of the body caused by congenital defects, developmental abnormalities, trauma, infection, tumors, or disease to do either of the following: (i) to improve function; or (ii) to create a normal appearance, to the extent possible. No charge H. Skilled Nursing Care - Skilled Nursing Care is covered in a Skilled Nursing Facility for up to thirty (30) days per benefit year when Medically Necessary, as determined by the Contracting Medical Group's Medical Director or Universal Care's Medical Director. Skilled Nursing Care includes, but is not lim- ited to: room and board, general nursing care, pharmaceuticals, biologicals, sup- plies and equipment ordinarily provided or arranged by a Skilled Nursing Facility, when Medically Necessary, as determined by the Medical Director of the Member's Contracting Medical Group or Universal Care's Medical Director. PO_4LE PIOOMRX4 AS AN INPATIENT COPAYMENTS No charge I. Hospice Care - Hospice services authorized by Member's Contracting Medical Group are covered in a facility or on an outpatient basis when Member: (i) has been determined to have six (6) months of life expectancy or less; and (ii) no longer wishes to pursue aggressive medical treatment, but instead chooses supportive nursing care and counseling during the terminal phase of an illness. No charge J. Alcohol, Drug and Other Substance Abuse - Treatment for detoxifica- Inpatient services tion (limited to 72 hours per occurrence and a maximum of eighteen (18) days copayment is equal per benefit year) is covered when authorized by Member's Contracting Medical to the inpatient Group. Rehabilitation for alcohol, drug or other substance abuse is not covered. hospital benefit as set forth under "Benefits while Hospitalized as an Inpatient". No charge K. Mental Health Services - Inpatient Hospital Services when referred by a Inpatient services Contracting Physician for the diagnosis and Medically Necessary treatment of severe copayment is equal mental illness and/or serious emotional disturbances of a child. For a full descrip- to the inpatient tion of the benefit see Section II - "Benefits Available on an Outpatient Basis". hospital benefit as set forth under "Benefits while Hospitalized as an Inpatient". $50 copayment L. Emergency Treatment - Emergency services for necessary medical ser- vices are covered. (For additional information with regard to Emergency Treatment, please see the sections of this document titled "Emergency Services and Urgently Needed Services" and "Coverage of Emergency or Urgently Needed Services"). 27 P100MRX4 PO 4LE W 28 _ L'V OR URGENTLY NEEDED SERVICES IV. Coverage Of Emergency Or Urgently Needed Services Emergency Services or Urgently Needed Services received in a Physician's office, hospital emergency room or other facility providing Medical or Hospital Services. An Emergency Service is a Medically Necessary Medical or Hospital Service required as a result of a medical condition manifesting itself by acute symptoms of sufficient severity, which may include severe pain, such that a reasonable person would expect the absence of immediate medical attention to result in: (1) placing the health of the individual in serious jeopardy; (2) serious impairment to bodily functions; or (3) serious dysfunction of any bodily part. An Emergency Service includes Medically Necessary Medical or Hospital Services required as a result of active labor, which means a labor at a time at which either (1) there is inadequate time to effect a safe transfer to another hospital prior to delivery, or (2) a transfer may pose a threat to the health and safety of the Member or the unborn child. Emergency Services includes ambulance and ambulance transport services provided through the "911" emergency response system. Urgently Needed Services are Medically Necessary services required outside of the Service Area to prevent serious deterioration of the Member's health resulting from unforeseen illness or injury mani- festing itself by acute symptoms of sufficient severity, which may include severe pain, such that treat- ment cannot be delayed until the Member returns to the Service Area. Examples of medical conditions requiring Emergency Services include chest pain, strokes, poisonings, gunshot wounds, or the sudden inability to breathe. Urgent situations refer to less serious medical conditions, such as broken bones, non -life -threatening cuts which nevertheless require immediate suturing to ensure proper healing, and acute illnesses when the Member is outside the Universal Care Service Area and the delay necessary to return to the Service Area or to contact the Member's Contracting Medical Group would result in a serious deterioration in the Member's Health. PO_4LE P100MRX4 m OR URGENTLY NEEDED SERVICES Once the Member has received Emergency or Urgently Needed Services and has been stabilized, Prior Authorization from the Member's Primary Care Physician or the Member's Contracting Medical Group is required for the provision of Medically Necessary post -stabilization follow-up care. Universal Care or the Contracting Medical Group will approve or disapprove a treating provider's request for authorization to provide Medically Necessary post -stabilization medical care within one half-hour of the request. Universal Care or the Contracting Medical Group may require the Member to receive follow-up care from a Contracting Provider if the transfer or discharge of the Member does not have an adverse impact upon the Member's care or medical condition. However, any Medically Necessary care required to maintain the Member's stabilized condition up to the time that Universal Care effectuates the Member's transfer will be covered. Medical or Hospital Services which do not qualify as Emergency Services or Urgently Needed Services are not covered unless Prior Authorization is received from Member's Primary Care Physician in Member's Contracting Medical Group, except that a medical screening examination is covered in cases in which the Member reasonably believed that he or she required Emergency Services or Urgently Needed Services. Medical or Hospital Services provided outside the Universal Care Service Area will not be covered if the need for care is for a known or chronic condition that is not manifesting itself by acute symptoms as set forth above. (For more information on Emergency Services and Urgently Needed Services, please review the section of this EOC captioned "Emergency Services and Urgently Needed Services"). PI00MRX4 P0_4LE 29 30 COPAYMENTS • Universal Care generally covers prescription drugs on a Formulary basis (includ- ing FDA approved birth control pills and prescriptions for confirmed diagnoses of severe mental illness and severe emotional disturbances of a child) prescribed by a Universal Care physician only if they are dispensed at a Contracting phar- macy. Universal Care may in certain specific instances cover prescription drugs dispensed at Non -Contracting pharmacies. For more information regarding these instances, please see the section titled "If a Universal Care Contracting Pharmacy Is Not Available". Universal Care shall not limit or exclude coverage for a drug if the drug was pre- viously approved for coverage by Universal Care for a Member's medical condi- tion and a Universal Care Contracting Physician continues to prescribe the drug for the medical condition, provided that the drug is appropriately prescribed and is considered safe and effective for treating the Member's medical condition. Medications which are sold without a prescription and prescriptions from den- tists (except Oral Surgeons) are not covered. Brand name medications are only covered if a generic equivalent is unavailable or if the generic equivalent is med- ically contraindicated. $15 Copayment Generic drugs on the Formulary or generic drugs not on the Formulary but Pre - authorized by Universal Care; $25 Copayment Brand -name drugs on the Formulary when no generic is available; or brand name drugs not on the Formulary, but Pre -authorized by Universal Care; or $40 Copayment Certain Medically Necessary brand name or generic drugs not on the Formulary and not pre -authorized by Universal Care. Selected non -Formulary drugs will have limitations consistent with guidelines developed by Universal Care Pharmacy & Therapeutics Committee. Some non -Formulary drugs may also be excluded from coverage, See Exclusions and Limitations Related to the Outpatient Prescription Drug Benefit in this Evidence of Coverage (EOC). (This service is not available for mail order drugs unless Pre -authorized by Universal Care). PO_4LE P100MRX4 e COPAYMENTS Mail Order Prescriptions $22.50 Copayment Three (3) month supply of generic maintenance drugs and medications. $37.50 Copayment Three (3) month supply of brand maintenance drugs and medications. All copayments are per medication. Treatment of PKU Subject to Brand Treatment will include those formulas and special food products that are part of a Drug Copayment diet prescribed by a Contracting Physician and managed by a health care profes- after the treatment sional in consultation with a Physician who specializes in the treatment of meta - has been approved bolic disease and who contracts with or is authorized by Universal Care, provid- by Universal Care ed that the diet is deemed Medically Necessary to avert the development of seri- for a thirty (30) ous physical or mental disabilities or to promote normal development or func- day supply. tion as a consequence of PKU. Covered Prescription Drugs The drug benefit will be provided for the following prescription drugs contained on the Formulary, and for non -Formulary drugs and selected Formulary drugs when pre -authorized under the procedure described below, when Medically Necessary and ordered by a Universal Care Contracting Physician and filled at a Contracting Pharmacy: 1. Federal Legend Drugs: Any medicinal substance which bears the legend: "Caution: Federal law prohibits dispensing without a prescription". 2. State Restricted Drug: Any medicinal substance, which may be dispensed by prescription only according to State law. 3. Compounded Medication: Any medicinal substance, which has at least one ingredient that is Federal Legend or State Restricted in a therapeutic amount. 4. Generic Drugs: For brand -name drugs that have FDA -approved generic equivalents, prescriptions will be filled with a generic drug unless a brand - name drug is Medically Necessary and pre -authorized by Universal Care. Notwithstanding the foregoing, Member may request that a prescription be filled with a brand -name drug that has one or more FDA -approved generic equivalents and is not included on the Formulary by paying the non - Formulary copayment amount. Please refer to the schedule of Copayment Requirements in the "Prescription Drug Benefit" section of this EOC for fur- ther information on generic drug benefits. P100MRX4 PO 4LE 31 iA 32 1[_..._._P _..RE_S__Q _R_..1_.P_s Pre -Authorization for All Non -Formulary Drugs and Selected Formulary Drugs - All non -Formulary drugs and selected Formulary drugs must be Pre -authorized as Medically Necessary by Universal Care in order to be covered. Pre -authorization requests may be initiated by Member's Universal Care Contracting Physician. Universal Care's pre -authorization review process for selected Formulary drugs is to ensure that the drugs are Medically Necessary and being utilized according to treatment guidelines consistent with good professional practice. Non -Formulary drugs which are not benefit exclusion may be Pre -authorized in any of the following instances: 1. No Formulary alternative is appropriate and the drug is Medically Necessary for patient care, as determined by Universal Care, consistent with professional practice. 2. The Formulary alternative has failed after a therapeutic trial. Member's Universal Care Contracting Physician will be asked to provide a copy of the medical chart notes, pharmacy his- tory, lab results, or other documentation specifically stating treatment failure with the Formulary alternative. 3. The Formulary alternative is not medically appropriate as determined by a clinical review of Physician chart notes or other requested information. 4. The Member has been under treatment of a Universal Care Plan and remains stable on a non - Formulary prescription drug and conversion to a Formulary drug would be medically inappropri- ate. 5. The Member experiences a typical allergic reaction or established adverse effects relating to the pharmacological properties of the Formulary drug which are attributed to formulations or differ- ences in absorption, distribution or elimination. 6. Medication for the diagnosis and treatment of infertility is covered. Exclusions and Limitations Related to the Outpatient Prescription Drug Benefit - Prescription drug benefits will not be covered for any prescription covering or prescribing the following: 1. Non -Formulary drugs and Formulary drugs that require Pre -Authorization and are not Pre - Authorized by Universal Care. 2. Drugs or medicines purchased and received prior to the Member's effective date or subsequent to the Members termination. 3. Therapeutic devices or appliances including hypodermic needles, syringes (except insulin syringes), support garments and other non -medicinal substances (except as noted above). 4. Non -FDA approved contraceptive devices and supplies, however Universal Care Health Plan covers a variety of FDA -approved prescription contraceptive methods as described under Family Planning, above. P0_4LE P100MRX4 Medications to be taken or administered to the eligible Member while he or she is receiving Covered Services in a hospital, rest home, nursing home, Skilled Nursing Facility or other simi- lar facility, since such medications are covered under the inpatient benefit. Drugs or medicines delivered or administered to the Member by the Contracting Provider or the Contracting Provider's staff. Dietary supplements, including, but not limited to, vitamins (except prenatals) , fluoride supple- ments, health or beauty aids, diet pills, formulas (except PKU) , liquid nutrition products, and antioxidants. 8. Medications prescribed for experimental or investigational therapies, unless required by an inde- pendent medical review organization pursuant to the section titled "Independent Review of Denied Experimental or Investigational Treatment". 9. Non -FDA approved indications unless the drug is prescribed by a Contracting Physician for the treatment of a life -threatening condition; or the drug is prescribed by a Contracting Physician for the treatment of a chronic and seriously debilitating condition, the drug is Medically Necessary to treat that condition, and the drug is on the Health Plan Formulary. If the drug is not on the Health Plan Formulary, the drug shall be subject to pre -authorization by Universal Care. All non -FDA approved indications must be recognized for treatment of the indicated con- dition by one of the following: the American Medical Association Drug Evaluations; the American Hospital Formulary Services edition of Drug Information; the United States Pharmacopoeia Dispensing Information, Volume 1 "Drug Information for the Health Care Professional"; two articles from major peer reviewed medical journals that present data support- ing the proposed off -label use or uses as generally safe and effective unless there is clear and convincing contradictory evidence presented in a major peer reviewed medical journal. 10. Medications available without a prescription (over the counter) or for which there is a non-pre- scription equivalent available, even if ordered by a Contracting Physician. 11. Drugs or medicines prescribed for cosmetic purposes. 12. Medications prescribed by non -Contracting Physicians, except for prescriptions required as a result of Emergency or Urgently Needed services. 13. Smoking cessation products including, but not limited to, nicotine gum and nicotine nasal spray. 14. Injectable drugs, except insulin. 15. Drugs purchased at a non -Contracting Pharmacy. 16. Anabolic steroids except when Medically Necessary. 17. Medication which may be properly received without charge under local, state or federal pro- grams or which is reimbursable under other insurance programs including workers' compensation. PIOOMRX4 PO 4LE 33 34 Dispensing Quantity Limitations - The amount of drug that may be dispensed per prescription or refill will be one Prescription Unit as consistent with good professional practice, not to exceed more than thirty (30) days or as noted in the Universal Care Formulary. Maintenance medications as noted in the Universal Care formulary may be dispensed up to a three (3) month supply and available only from Universal Care's contracted mail order vendor. If a Universal Care Contracting Pharmacy Is Not Available - The Outpatient Prescription Drug Benefit is honored ONLY at Contracting Pharmacies. Members are eligible for direct reimburse- ment only if a Contracting Pharmacy was not available or accessible. In this situation the Member will be required to pay the price of the prescription and should file for reimbursement. For direct reimbursement, the Member must send to Universal Care the following information: 1. Copies of the receipts, etc., showing the name of the drug, date filled, pharmacy name, name of Member for whom the prescription was written, and proof of payment. 2. A statement describing why a Contracting pharmacy was not available to the Member. 3. The above information should be sent to the following address, Universal Care Claims Department, ATTN: Pharmacy Claims, P.O. Box 16420, Signal Hill, CA 90806-3682. If request for reimbursement is determined to be appropriate, payment will be forwarded to the Member. Universal Care's Formulary Universal Care uses a comprehensive Formulary as a method of evaluating various drug products available to treat illnesses. The Formulary is a list of covered and preferred medications that are: • FDA approved for specified indications; • Reviewed by Universal Care with participation by practicing Physicians; • Safe and effective as well as Medically Necessary for the treatment or maintenance of a medical condition; and • Cost effective for the treatment of the medical condition. Universal Care's Pharmacy and Therapeutics Committee, which is comprised of Physicians and phar- macists, meets on a bi-monthly basis to review and update medications for inclusion or exclusion from the Formulary. Results from these meetings are published and distributed to Contracting Physicians via newsletters and updates. PO_4LE P100MRX4 r The Formulary is available upon request. Simply contact your Member Services Representative at 1-800-673-4666. Please be advised that your Physician will determine when you require a particular medication along with the correct dosage. A Physician or pharmacist must request an exception process for those drugs not listed on the Universal Care Formulary should he/she believe that a particular medication is required by an enrollee. This provider must obtain Pre -authorization from Universal Care via a medical exception review process. This means that he/she must complete a non -Formulary drug request form and sub- mit it to Universal Care for review. Either a pharmacist or Physician will review the request within two (2) days of receipt from the Health Plan Physician. Once the determination for the non - Formulary request is complete, written notification will be forwarded to the Health Plan Physician. Written notification will also be forwarded to the Member only for those requests that are modified or denied. V1. OUT-OF-POCKET MAXIMUM To protect you from large expenses, a limit called the Out -of -Pocket Maximum is placed on the dollar amount of certain Copayments you might have to pay during a benefit year. When the Copayments you pay during any benefit year exceed the Out -of -Pocket Maximum, then no additional Copayments will be required for services received during the remainder of the benefit year. It is important to retain receipts of all Copayments paid in order to submit proof of reaching the annual Out -of -Pocket Maximum. Your Out -of -Pocket Maximum is $1,000 for each individual and $3,000 per family. After the Out -of - Pocket Maximum has been paid, Universal Care will pay for 100% of Covered Services, except for prescription drugs, non -mandated mental health benefits, infertility benefits, and durable medical equipment. 35 P100MRX4 PO_4LE t. F 36 VI1. PRINCIPAL EXCLUSIONS AND LIMITATIONS OF BENEFITS A. All services which are obtained without authorization from Member's Contracting Medical Group or Universal Care's Medical Director (except for Emergency or Urgently Needed Services) and except for obstetrical and gynecological physician services obtained directly from an OB/GYN or Primary Care Physician affiliated with your Contracting Medical Group. B. Any service obtained prior to Member's start date of coverage or subsequent to the date coverage terminates, except as specified in the Evidence of Coverage and Disclosure Form with respect to certain Members who have become totally disabled. C. Services provided by non -Contracting Providers when the Member has refused treatment provid- ed or authorized by Member's Contracting Medical Group. D. Services which, in the judgment of Universal Care or Your Contracting Medical Group, are not Medically Necessary. E. Services which are part of a plan of treatment for a non -Covered Service and which are the sole, direct and predictable consequence of such non -Covered Service; provided, however, that Universal Care will not exclude coverage for Medically Necessary services required to treat an ill- ness or injury that may be a consequence of non -Covered Services but are not predictable in advance, such as unexpected complications of surgery. Vill. OTHER EXCLUSIONS AND LIMITATIONS A. Cosmetic or reconstructive surgery, used to alter or reshape normal structures of the body in order to improve appearance, is not covered, except as provided under the reconstructive surgery benefit above. When services are determined to be cosmetic, all services to be provided as part of the cosmetic treatment plan are also excluded, including hospital, physician, medical supplies and medications (injectable, intravenous or taken by mouth). B. Inpatient mental health care services are not covered, other than the diagnosis and Medically Necessary treatment of serious emotional disturbances of a child and the following severe mental illnesses: schizophrenia, schizoaffective disorder, bipolar disorder -manic-depressive illness, major depressive disorders, panic disorder, obsessive -compulsive disorder, pervasive developmental dis- order or autism, anorexia nervosa; and bulimia nervosa. C. Rehabilitative programs, including treatment for chronic alcoholism, drug addiction, or other substance abuse are not covered. P0_4LE P100MRX4 If 11 D. Services (including educational programs) that are primarily oriented towards treating a social, developmental or learning problem rather than a medical problem, including dyslexia and behav- ioral modification therapy are not covered. E. Custodial or domiciliary care, extended care, homemaker services, respite care, convalescent care or extended care not requiring skilled nursing care are not covered. F. Experimental or investigational treatments are not covered unless required by an external, inde- pendent review panel pursuant to California Health and Safety Code Section 1370.4. Please refer to the section of this document titled, "Independent Review of Denied Experimental or Investigational Treatment". G. Personal or comfort items, including diapers, that are prescribed or recommended by a physician are not covered unless Medically Necessary. H. Private hospital rooms during inpatient hospitalization are not covered unless: (1) semi -private room is not available; or (2) it is determined to be Medically Necessary. I. Whole blood that has not been replaced, plasma and any specially processed derivative are not covered. Only the administration of blood products is covered. J. Blood bank fees are not covered. K. Hearing aids and implantable hearing devices are not covered. Audiology services (other than screening for acuity) are not covered. Hearing aid supplies are not covered. Implantable hearing devices are not covered, except that cochlear devices for bilateral, profoundly hearing -impaired individuals not benefited from conventional amplification (hearing aids) are covered. L. Personal or home -based artificial kidney equipment is not covered. M. Specialized footwear, including foot orthotics, custom made orthopedic shoes or customized footwear, that is not permanently attached to an orthopedic brace is not covered. N. House calls by a Physician are not covered, unless authorized by the Member's Contracting Medical Group. O. Routine foot care, including, but not limited to, removal and reduction of corns and calluses, clipping of toenails, treatment for flat feet, fallen arches and chronic foot strain, is not covered, except when determined to be Medically Necessary 37 P100MRX4 P0_4LE If 38 U 1V_....le_M E_R_,S A I C—A R F __ P. Chiropractic and acupuncture services are not covered unless a supplemental benefit rider is pur- chased. Q. Procedures, services, medications and supplies related to sex transformations are not covered. R. Eye examinations by an optometrist, as well as any eyeglass appliance, including, but not limited to, corrective lenses and frames, contact lenses, contact lens fitting, and measurements, are not covered. Keratotomy procedures and other refractive surgical procedures are not covered unless a specialized vision supplemental benefit is purchased. S. Dental care is not covered. Dental care includes all services required for prevention and treat- ment of diseases and disorders of the teeth, gums, and jaws including but not limited to: x-rays, topical fluoride treatment, prophylaxis, tooth decay, genetic malformations, periodontal disease, tooth extraction, replacement of missing teeth, dental implants, dentures and other oral prosthet- ic devices unless a specialized dental supplemental benefit is purchased. T. Treatment for disabilities connected to military services for which the Member is legally entitled to services through a federal government agency and to which the Member has reasonable acces- sibility. U. All forms of in -vitro fertilization (IVF) and zygote intrafallopian transfer (ZIFT) , as well as proce- dures related to IVF or ZIFT; ovum transplants; ovum or ovum bank charges; and the Medical or Hospital Services incurred by surrogate mothers who are not Universal Care Members are not covered. Universal Care infertility benefit is limited to a lifetime maximum of $15,000 per mem- ber. Male infertility treatment is not covered. Sperm, sperm bank and ovum bank charges are not covered. V. Marriage or family counseling is not covered, except for outpatient crisis intervention. W. Family Planning Services: • Norplant, Intra-uterine device (IUD), diaphragm, and cervical cap devices are not covered. • Depo-Provera medication is not covered. • Voluntary interruption of pregnancy when not Medically Necessary covered only through twenty (20) weeks. Voluntary interruption of pregnancy after the twentieth (20th) week is covered only when the mother's life is in jeopardy. X. Reports, evaluations, examinations or hospitalizations required for employment, insurance exami- nations, licensing, camp or school, including sports physicals, or other organizational activities, are not covered. PO_4LE P100MRX4 3H Y. Medical Services or Hospital Services for which a Contracting Provider or a Non -Contracting Provider is paid under the Medicare program are not covered. Z. Medical Services or Hospital Services for which a Contracting Provider or a Non -Contracting Provider is paid under the Workers' Compensation payor (including, but not limited to, any Workers' Compensation carrier, self -funded employer or employer association, or the State unin- sured employers' fund) are not covered. AA. Reversal of voluntary, surgically induced sterilization is not covered. BB. Medical and Hospital Services of an organ donor or prospective organ donor are not covered when the recipient of an organ transplant is not a Member. CC. Organ transplants not Medically Necessary and organ transplants considered Experimental or Investigational are not covered, unless required by an external, independent review panel pur- suant to California Health and Safety Code Section 1370.4. Please refer to the section of this document titled, "Independent Review of Denied Experimental or Investigational Treatment". Organ transplants must be performed at a Universal Care designated transplant center. DD. The following items of durable medical equipment are not covered: deluxe equipment, such as motor driven wheelchairs and beds; items that are not primarily medical in nature or that are for the Member's comfort and convenience, such as bedboards, bathtub lifts, overbed tables, adjust - a -beds, ramps, telephone arm and air conditioners; replacement, repair or routine periodic maintenance of durable medical appliances purchased or leased by the Health Plan; physicians' equipment such as stethoscopes and blood pressure monitoring devices; exercise and hygienic equipment, such as exercycles; Moore Wheels, bidet toilet seats and bathtub seats; self-help devices that are not primarily medical in nature, such as humidifiers, sauna baths and elevators; and items deemed, in the opinion of the Universal Care Medical Director, to be experimental or research equipment. Corrective appliances, prosthetics and durable medical equipment purchase or rental is limited to initial placement, repair or adjustment, and replace- ment due to normal wear and tear or because of a significant change in the Member's physical condition (as determined by Member's Contracting Medical Group). EE. Acupressure, biofeedback, hypnotherapy, sleep therapy and behavioral training are not covered. FE Bone -marrow transplants are not covered when they are Experimental or Investigational, unless required by an external, independent review panel pursuant to California Health and Safety Code Section 1370.4. Please refer to the section of this document titled, "Independent Review of Denied Experimental or Investigational Treatment". GG. Eating disorder programs (inpatient or outpatient) for dietary control and weight loss surgery or other treatment of obesity, including but not limited to food and food supplements, laboratory tests in association with weight reduction programs, or vitamins are not covered. P100MRX4 PO 4LE 39 40 HH. Care for conditions for which state or local law requires treatment in a public facility are not covered. Emergency or Urgently Needed Services required after participating in a criminal act are covered only until the Member is stabilized and placed on a police hold. Notwithstanding the foregoing, and in compliance with California Health & Safety Code Section 1374.12, this provision shall not restrict Universal Care's liability for Covered Services solely because such services were provided while the Member was in a state hospital. II. Universal Care is not responsible for unusual circumstances, such as complete or partial destruc- tion of facilities, war, riot, labor disputes, disability of a significant number of personnel, or similar events which result in delay in providing services in or ability to provide services. The Health Plan will make alternative arrangements as it is able and as necessary and appropriate. JJ. Except for the diagnosis and Medically Necessary treatment of the following severe mental ill- ness (including schizophrenia, schizoaffective disorder, bipolar disorder -manic-depressive ill- ness, major depressive disorders, panic disorder, obsessive -compulsive disorder, pervasive devel- opmental disorder or autism, anorexia nervosa, and bulimia nervosa) and/or serious emotional disturbances of a child, mental health services are limited to outpatient short term or crisis intervention services, up to a maximum of twenty (20) sessions per Benefit Year. KK. Any travel immunization's not recommended and approved by the Center for Disease Control are not covered. LL. Circumcision without medical necessity is not a covered benefit. MM. The number of visits of inpatient rehabilitation/subacute care is limited by a demonstration of significant improvement within the total number of days allowed by your participating benefit schedule. NN. Physical therapy, speech therapy, occupational therapy and other outpatient rehabilitative treatments are limited to thirty (30) sessions for any injury, illness or congenital abnormality. An additional thirty (30) sessions, up to a maximum of sixty (60) sessions total, will be covered if, in the opinion of the participating physician and Medical Director of Universal Care or Contracting Medical Group, significant improvement will result from such treatment. 00. Skilled Nursing Care is limited to care received in a Skilled Nursing Facility for up to thirty (30) days per benefit year when Medically Necessary. PP. Vision care other than for the determination of the need for vision correction for members through age eighteen (18). QQ. Hearing examinations other than for the determination of the need for hearing correction for members through age eighteen (18) . RR. The annual copayment maximum excludes prescription drugs, DME, and maternity services. SS. Upon referral to a clinical cancer trial by the member's treating physician, Universal Care will cover the routine patient care costs for the member's participation in a cancer clinical trial, subject to the specific requirements of Section 1370.6 of the California Health and Safety Code. PO_4LE P100MRX4 Universal Care® Healthcare you can feel good about. Section 3 • Confidentiality • Eligibility • Choice of Physicians and Providers —Accessing Care Emergency Services and Urgently Needed Services • Health Plan Premiums (Prepayment Fees) • Changes in Coverage or Enrollment • Reimbursement of Third Party Liability • Coordination of Benefits • Non -Duplication of Benefits with Champus • Non -Duplication of Benefits with Workers' Compensation • Non -Duplication of Benefits with Medicare ® How Universal Care Participating Providers are Compensated Member Services • 24 Hour Nurse AdviceLine Grievance Process • Public Policy Committee s Your Rights & Responsibilities • Important Information about Organ and Tissue Donation P100MRX4 PO 4LE 42 CONFIDENTIALITY Universal Care agrees to maintain and preserve the confidentiality of any and all medical records of Member. However, Member authorizes the release of informa- tion and access to any and all of Member's medical records for purposes of utiliza- tion review, an Appeal review, processing of any claim, financial audit, coordination of benefits, or for any other purpose reasonably related to the provision of benefits under this Agreement to Universal Care, its agents and employees, Member's Medical Group, and appropriate governmental agencies. Universal Care shall not release any information to Subscriber Group, which would directly or indirectly indicate to Subscriber Group that a Member is receiving or has received Covered Services, unless authorized to do so by the Member. A STATEMENT DESCRIBING UNIVERSAL CARE'S POLICIES AND PROCEDURES FOR PRESERVING THE CON- FIDENTIALITY OF MEDICAL RECORDS IS AVAILABLE AND WILL BE FUR- NISHED TO YOU UPON REQUEST. ELIGIBILITY, ENROLLMENT & BEGINNING DATE OF COVERAGE You are eligible to enroll in Universal Care if you: • Meet your Employer's and Universal Care's eligibility requirements; • Permanently reside or work within the Universal Care Service Area, except that eligible children do not need to reside within the Service Area to enroll; and • Select a Contracting Medical Group/Primary Care Physician located within a 30-mile radius of your Primary Residence or Primary Workplace. Coverage for Dependents If you as the Subscriber elect coverage, you may also enroll your eligible Dependents in the plan. Eligible dependents include: • Your Spouse. • The unmarried dependent children of you or of your spouse (who rely on you or your spouse for support and maintenance) from birth until the child's nineteenth (19th) birthday (or until the child's twenty-fifth (25th) birthday if enrolled as a full-time student in an accredited school or college). Children include: biological children; stepchildren; legally adopted children; children placed with you for adoption; and children for whom you or your spouse are required to provide health coverage pursuant to a qualified medical support order. Please note that the children of your children or your spouse's children are not eligible for enrollment. To be and remain eligible, the Subscriber and each Dependent must reside continuously within the Service Area, except that PO_4LE P100MRX4 4- _!_NL...l... V._E R._..E._.._ a Child who is outside the service area (for example attending school outside the Service Area) may remain enrolled, if otherwise eligible. A Child outside the service area, like Members who are temporarily outside the service area, will be covered for out -of -area Emergency Services and Urgently Needed Services only. See "Emergency Services and Urgently Needed Services" below. All other services must be obtained within the Service Area, and be provided or arranged or authorized, except in an emergency, by your assigned or selected Contracting Medical Group. • The children of you or your spouse who have reached nineteen (19) years of age or older and who are both (1) incapable of self-sustaining employment by reason of mental retardation or physical handicap and (2) chiefly dependent upon you for support and maintenance. You must provide Universal Care proof of the child's disability within thirty-one (31) days after the child's nineteenth (19th) birthday and once a year thereafter, if requested. New Family Members New additions to your family are invited to join Universal Care, as long as they meet your Employer's and Universal Care's eligibility requirements. If you get married, have a baby, adopt a child or receive a child in your home in anticipation of adoption, or are appointed the legal guardian of a child, please submit legal documentation to your Employer for your new family member within thirty-one (31) days. Coverage for newborn children begins at birth. In order for coverage for a newborn child to continue for more than thirty-one (31) days after birth, an enrollment form for the newborn child must be sub- mitted to your Employer prior to the expiration of the thirty-one (31) days. Coverage for a new Spouse begins on the first (lst) day of the first (1st) calendar month beginning after the date the completed request for coverage is received by Universal Care. Universal Care may request certified documentation of proof of marriage. Coverage for adopted children begins on the date of placement for adoption, which is the date you assume and retain a legal obligation for full or partial support of the child in anticipation of the adop- tion of the child. In order for coverage for a child for whom you or your spouse has adopted, placed for adoption, or been appointed legal guardian to continue beyond thirty-one (31) days, an enroll- ment form must be submitted by your Employer prior to the expiration of the thirty-one (31) days. Universal Care may require you to present evidence that placement has been obtained, including adoption agency documentation. Eligibility for an adopted child ends if the placement is interrupted before legal adoption or the child is removed from your custody. Eligibility for a child for whom you have been appointed legal guardian ends when the guardianship ends or the Child reaches the age of nineteen (19). However, coverage shall continue if the child is both (1) incapable of self-sustaining employment by reason of mental retardation or physical handicap and (2) chiefly dependent upon you for support and maintenance. You must provide Universal Care proof of the child's disability within thirty (30) days after the child's nineteenth (19th) birthday and once a year thereafter, if requested. P100MRX4 P0_4LE 43 i, y 44 Enrollment If you are an eligible employee and you wish to enroll yourself and/or your eligible Dependents, you must submit a completed enrollment form to your Employer during the Open Enrollment Period In the event you, or your eligible Dependents, choose not to enroll in Universal Care during the ini- tial Open Enrollment Period, enrollment in Universal Care may be delayed for up to twelve (12) months from the date you, or your eligible Dependents, later decide to elect coverage. However, the twelve (12) month waiting period will not be imposed if you, or your eligible Dependents, qualify for Special Enrollment as discussed below or you, or your eligible Dependents, involuntarily lose cover- age under another employer health benefit plan (or no -share -of -cost Medi-Cal coverage), and the cov- erage under the other plan was the reason you initially declined coverage under the Universal Care Health Plan. As part of your application for enrollment, your Employer will provide you with a notice and certification of other coverage for your signature which will explain in detail the conse- quences of declining enrollment during the initial Open Enrollment Period, the potential for imposi- tion of a twelve (12) month waiting period should you or your eligible Dependents seek enrollment after the initial Open Enrollment Period, and the conditions under which you and your eligible Dependents may avoid the twelve (12) month waiting period. Special Enrollment An employee who previously declined to enroll in Universal Care may be eligible for special enroll- ment (outside Open Enrollment) if another person becomes a dependent of the employee through marriage, birth, adoption or placement for adoption. The employee and his or her newly acquired dependents must request special enrollment within thirty (30) days of the marriage, birth, adoption or placement for adoption. Note: For determination of eligibility to enroll outside the Open Enrollment Period, Universal Care will follow the requirements imposed by the Employer and State and Federal law When Your Coverage Begins The commencement date of coverage under the Health Plan for a Member shall be the first (1st) day of the month following Universal Care's acceptance of the Member's enrollment application and verifi- cation of the Member's eligibility in accordance with the terms and conditions of the Group Subscriber Agreement. Universal Care's acceptance of Member's enrollment application is contingent upon receipt of the applicable Health Plan Premium. PO 4LE P100MRX4 r f Your Universal Care Member Identification Card When you enroll in Universal Care, you receive a Universal Care Member Identification (I.D.) Card. Your Universal Care I.D. Card lets people know you are a Universal Care Member. You should carry your Universal Care I.D. Card with you at all times. You will need to show your Universal Care I.D. Card whenever you have a doctor's appointment, pick up a prescription or receive medical care. Never let another person use your Universal Care I.D. Card. The telephone number of the Primary Care Physician you selected is printed on the front of your Universal Care I.D. Card. Note: Possession of a Universal Care I.D. Card confers no right to the ser- vices or benefits of Universal Care. To be entitled to Covered Services, the holder of the I.D. Card must, in fact, be a Member on whose behalf the applicable Health Plan Premiums have actually been paid to Universal Care. Therefore, any person receiving services or benefits for which he or she is not then entitled pursuant to the Group Subscriber Agreement is personally responsible for the cost of all services received. 45 PIOOMRX4 PO_4LE 46 CHOICE OF PHYSICIANS AND PROVIDERS ACCESSING CARE Facilities - Provider Locations Universal Care provides Covered Services through Universal Care Contracting Medical Groups and Primary Care Physicians. The location and telephone number of the Contracting Medical Groups and Primary Care Physicians are listed in the Universal Care Provider Directory accompanying this Evidence of Coverage booklet. For more information, you may call the Universal Care Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired, Monday through Friday from 8:00 a.m. to 6:00 p.m. Emergency Services are available on a 24-hour basis, seven (7) days a week by following the procedures set forth in this booklet under "Emergency and Urgently Needed Services". Relationship Between Universal Care and Providers The relationship between Universal Care and the physicians, hospitals and other health care providers who are its Contracting Physicians, Contracting Hospitals, and other Contracting Providers is that of an independent contractor relationship. Contracting Providers are not agents or employees of Universal Care, and Universal Care and its agents and employees are not agents or employees of those Contracting Providers. Each Contracting Physician, Contracting Hospital, or other Contracting Provider is to maintain a direct physician -patient, hospital -patient or other such relationship with Universal Care Members to whom services are provided, and is solely responsible for its decisions as to what health care diagnostic, treatment or other services are required. Notwithstanding the forego- ing, a small number of Contracting Providers are the employees of Universal Care and provide ser- vices at medical offices owned and operated by Universal Care. Choosing a Primary Care Physician You have the opportunity to choose a Primary Care Physician from among the Contracting Medical Groups and Primary Care Physicians listed in the Universal Care Provider Directory. The Primary Care Physician is responsible for providing or arranging all of your medical care. If you have not chosen your Primary Care Physician, please choose from the Universal Care Provider Directory a Primary Care Physician or Contracting Medical Group located within thirty (30) miles from your Primary Residence or Primary Workplace. If you choose a Contracting Medical Group and would like help selecting a Primary Care Physician within that group, you can call the group's Health Plan Coordinator at the telephone number listed in the directory. Call Universal Care's Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired, Monday through Friday from 8:00 a.m. to 6:00 p.m. and let us know your choice. PO 4LE PIOOMRX4 If you do not list a Primary Care Physician on the enrollment application or notify Universal Care of your selection within thirty (30) days after the beginning date of your coverage in Universal Care, Universal Care will assign a Primary Care Physician to you and notify you of the selection and the opportunity to change the assigned Primary Care Physician. Universal Care will take into account geographic accessibility and language capabilities of Primary Care Physicians in making such assign- ments. If you later choose to change the Primary Care Physician, please follow the procedures described in the section entitled "Changing Your Primary Care Physician". Using the Primary Care Physician Except for Emergency or Urgently Needed Services, you must obtain all Covered Services from your Primary Care Physician unless you receive Prior Authorization from your Primary Care Physician to receive services from another Contracting Provider or a Non -Contracting Provider. (Prior Authorization is defined on page 10 of this booklet and explained in the sections that follow). You may obtain Emergency or Urgently Needed Services without the Prior Authorization of your Primary Care Physician as explained in the sections that follow. You may also obtain obstetrical and gyneco- logical physician services directly from an OB/GYN or family practice physician affiliated with your Contracting Medical Group without the Prior Authorization of your Primary Care Physician. Scheduling Appointments Whenever possible, you should call to schedule an appointment before a visit to your Primary Care Physician. For routine office visits, please call your Primary Care Physician at least 48 hours in advance to schedule an appointment. For health assessment appointments, such as your periodic routine physical, please call at least two (2) or three (3) weeks in advance. If you need more immedi- ate attention, call the Primary Care Physician right away and request the next available appointment. IF YOU NEED TO CANCEL AN APPOINTMENT, CALL THE PRIMARY CARE PHYSICIAN AS FAR IN ADVANCE AS POSSIBLE, PREFERABLY 24 HOURS BEFORE THE SCHEDULED APPOINTMENT. 47 PI00MRX4 PO 4LE 4; 48 Initial Health Assessment Universal Care offers preventive health services to every Member, which includes a periodic health assessment to help you maintain good health. It is important to schedule a visit to your Primary Care Physician for an initial health assessment so that the Primary Care Physician can assess your health status and health care needs. This is also an opportunity for you to get to know the Primary Care Physician. For children, the initial health assessment will include a complete medical history, weight and height data, blood pressure, those pediatric preventive health screens and tests recommended by the American Academy of Pediatrics, a discussion of appropriate preventive measures, and arrangements for follow-up appointments as indicated. The pediatric preventive screening services include, at a minimum, immunizations and hearing, vision and dental exams by the Primary Care Physician. Please call your Primary Care Physician or Contracting Medical Group's office to make an appoint- ment for an initial health assessment as soon as possible, preferably within one hundred twenty (120) days of your beginning date of coverage in Universal Care. Referrals to Specialists Your Primary Care Physician is responsible for directing and coordinating all of your health care needs for Covered Services. Your Primary Care Physician will arrange for laboratory tests, x-rays, referrals to specialists, hospitalization, and any other Medically Necessary Covered Services. In order to be covered under this health plan, all referrals to specialists must be coordinated by your Primary Care Physician. If your Primary Care Physician determines that you need to see a specialist, your Primary Care Physician will make an appropriate referral to a specialist. Generally, your Primary Care Physician will refer you to a specialist within your Contracting Medical Group. If you require services that are not available within your Contracting Medical Group, the Primary Care Physician will arrange for a referral to a specialist within Universal Care's extensive network of specialists. To order certain services, the Primary Care Physician will give you a written referral authorizing such services. For certain specialty services, the referral is submitted by the Primary Care Physician for review for Prior Authorization to Universal Care or to the Contracting Medical Group's Utilization Review Committee. The Prior Authorization process is described below. Prior Authorization — Approval, Modification, or Denial of Health Care Services Certain health care services require Prior Authorization in order to be covered. Prior Authorization means that your Primary Care Physician must contact Universal Care (or in some cases, the Contracting Medical Group with which your Primary Care Physician is affiliated) to request that the service be approved for coverage before the service is rendered. PO_4LE P100MRX4 Universal Care and its Contracting Medical Groups use specific guidelines based on Medical Necessity to review, approve, modify, or deny, requests by Primary Care Physicians for authorization for the provision of health care services to Members, including authorization for subacute care, tran- sitional inpatient care, and care provided in a skilled nursing facility. Universal Care provides these guidelines to your Medical Group and will directly provide you with a copy of these guidelines upon your request. In addition, Universal Care will automatically provide you with a copy of the guide- lines it has used in when a decision has been made to modify, delay, or deny a specific service requested by your Primary Care Physician. Decisions to deny or modify requests for authorization of health care services for a Member, based on medical necessity, are made only by licensed physicians or other appropriately licensed health care professionals. Universal Care and Contracting Medical Groups make these decisions within at least the following time frames required by state law: Decisions to approve, modify, or deny requests for authorization of health care services, based on medical necessity, will be made in a timely fashion appropriate for the nature of the Member's condi- tion, not to exceed five (5) business days from the receipt by Universal Care or the Contracting Medical Group of the information reasonably necessary to make the decision. • If the Member's condition poses an imminent and serious threat to the Member's health, including potential loss of life, limb, or other major bodily function, or lack of timeliness would be detrimental in regaining maximum function, a decision to approve, modify, or deny a request for authorization of health care services shall be made in a timely fashion appropriate for the nature of the Member's condition, not to exceed 72 hours after the receipt by Universal Care or the Contracting Medical Group of the information reasonably necessary to make the decision. • If the decision cannot be made within the time frames described above because additional information is required, additional tests or examinations are required, or the consultation of an expert is required, Universal Care or the Contracting Medical Group will notify the provider and the Member, in writing, that a decision cannot be made within the expected time frames. The notifica- tion will specify the information requested but not received, or the additional examinations or tests required, or the name of the expert reviewer to be consulted, and the anticipated date on which a decision may be rendered. 49 P100MRX4 PO 4LE Is 50 Once a decision has been made to approve, modify, or deny a request for authorization of health care services, it shall be communicated by telephone or facsimile to the Member's Primary Care Physician within 24 hours. A decision to approve health care services shall specify the services that are approved. A decision resulting in denial, delay, or modification of all or part of the requested health care service shall be communicated both to the Member and to the Member's Primary Care Physician in writing within two business days. Such written notifications shall include a clear and concise explanation of the reasons for the decision, a description of the criteria or guidelines used to make the decision, and a clinical reason for the decision that relates to Medical Necessity, and the written notification to the Primary Care Physician shall include the name and direct dial extension telephone number of the health care professional responsible for the denial, delay, or modification. In addition, such written notifications shall include information about how to appeal the decision with Universal Care pursuant to Universal Care's Grievance and Appeals Process as outlined in this Combined Evidence of Coverage and Disclosure Form. If you would like a description of the processes and guidelines utilized by Universal Care for authorization, modification or denial of health care services, you may contact the Universal Care Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing unpaired, Monday through Friday from 8:00 a.m. to 6.00 p.m. Standing Referrals to Specialists You may receive a standing referral to a specialist if your Contracting Primary Care Physician deter- mines, in consultation with the specialist and Universal Care's Medical Director or Contracted Medical Group, that you need continuing care from a specialist. A standing referral means a referral by your Contracting Primary Care Physician for more than one visit to a contracting specialist as indicated in the treatment plan without the Contracting Primary Care Physician having to provide a specific referral for each visit. The standing referral will be made according to a treatment plan approved by your Contracting Medical Group or Universal Care, in consultation with your Contracting Primary Care Physician, the specialist, and you, if you have a complex or serious medical condition or a treatment plan is otherwise considered necessary. The treatment plan may limit the number of visits to the specialist and may limit the period of time the visits are authorized. The spe- cialist will provide your Contracting Primary Care Physician with regular reports on the health care provided to you. You may request a standing referral by asking your Contracting Primary Care Physician or specialist. PO_4LE P100MRX4 4, Extended Referral for Coordination of Care by Specialist If you have a life -threatening, degenerative, or disabling condition or disease, including, but not lim- ited to HIV/AIDS, that requires specialized medical care over a prolonged period of time, you may receive a referral to a contracting specialist or specialty care center that has expertise in treating the condition or disease for the purpose of having the specialist coordinate your health care with your Contracting Primary Care Physician. To receive an extended specialty referral your Contracting Primary Care Physician must determine, in consultation with the specialist or specialty care center and your Contracting Medical Group's Medical Director or a Universal Care Medical Director, that this extended specialized medical care is Medically Necessary. The extended specialty referral will be made according to a treatment plan approved by your Contracting Medical Group's Medical Director or a Universal Care Medical Director, in consultation with your Contracting Primary Care Physician, the specialist, and you. After the extended specialty referral is made, the specialist will serve as the main coordinator of your care, subject to the approved treatment plan. You may request an extended specialty referral by asking your Contracting Primary Care Physician or specialist. If you have a chronic or life threatening illness that requires continuous specialty care and you would like to get more information about specialists who have expertise in treating special conditions or diseases, please contact your Contracted Medical Group or Universal Care's Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired. Access to OB/GYN Physician Services and Women's Routine and Preventive Health Care Services You may obtain obstetrical and gynecological (OB/GYN) physician services directly from a Contracting OB/GYN or Contracting Family Practice Physician affiliated with your Contracting Medical Group. This means that no Prior Authorization or Referral from your Contracting Primary Care Physician is required to obtain OB/GYN physician services from a Contracting OB/GYN or Family Practice Physician affiliated with your Contracting Medical Group. However, if you directly access an OB/GYN or Family Practice Physician not affiliated with your Contracting Medical Group, you will be financially responsible for these services. Any OB/GYN inpatient or Hospital Services, except Emergency or Urgently Needed Services, must be authorized in advance by your Contracting Medical Group. If you would like to obtain OB/GYN physician services directly from an OB/GYN or Family Practice Physician affiliated with your Contracting Medical Group: • Telephone your Contracting Medical Group (the telephone number is listed on your ID Card) and request the names and telephone numbers of the OB/GYNs affiliated with your Contracting Medical Group. • Telephone and schedule an appointment with your selected Contracting OB/GYN or Family Practice Physician. PIOOMRX4 PO_4LE 51 s Your selected OB/GYN will communicate with your Contracting Primary Care Physician regarding your condition, treatment and any need for follow-up care. You also have direct access to women's routine and preventive health care services (as described in the Benefit Schedule) by following the procedures outlined above. Continuity of Care for New Members Universal Care has a policy regarding continuity of care for new Members meeting a defined set of criteria who are receiving medical services for acute conditions at the time of enrollment in Universal Care and who are not subject to a Pre-existing Condition exclusion period. This policy applies to those new Members who are currently undergoing treatment for an acute medical condition (a dis- ease or injury which requires specific treatment for a specific period of time) whose treating physician is not a Contracting Provider with Universal Care. Under this policy, an eligible Member currently receiving specific treatment for an acute medical condition from a non -Contracting Provider at the time of enrollment in Universal Care may be eligible to continue to receive medical care from the Member's former, non -Contracting Provider until the Member's condition resolves or is stable. To determine if you are eligible for a medical review under this policy, or to request a copy of this policy, please call or write to Universal Care's Member Services Department. A Member Services Representative is available to assist you with any questions regarding the review policy. Terminated Providers - Continuity of Care for an Acute Condition, Serious Chronic Condition, and Certain Pregnancies In the event your Contracting Provider is terminated by Universal Care or your Contracting Medical Group for reasons other than a medical disciplinary cause, fraud or other criminal activity, you may be eligible to continue receiving care from your provider following the termination, provided that the terminated provider agrees in writing to be subject to the same contractual terms and conditions that were imposed upon the provider prior to termination and to payment rates offered by the Plan to similarly situated providers. For purposes of this provision, "provider" means a licensed physician, podiatrist, clinical psychologist, dentist or chiropractor. Continuity of care from terminated providers is not available when the provider voluntarily leaves Universal Care or a Contracting Medical Group. Medically Necessary continued care for an acute condition or a serious chronic condition may be pro- vided by the terminated provider for up to nine (90) days or a longer period if necessary for a safe transfer to another provider as determined by the plan in consultation with the terminated provider, consistent with good professional practice. Medically Necessary continued care for a high -risk preg- nancy, or for a pregnancy that has reached the second or third trimester may be provided by the ter- minated provider until postpartum services related to the delivery are completed, or for a longer peri- od if necessary for a safe transfer to another provider as determined by the plan in consultation with 52 1 the terminated provider, consistent with good professional practice. PO_4LE P 100MRX4 If you are receiving treatment for: • an acute condition (such as open surgical wounds, or recent heart attack); or • serious chronic condition (such as chemotherapy or radiation therapy) ; or • a high risk pregnancy (such as multiple babies where there is a high likelihood of complications) ; or • pregnancy in the second or third trimester; and your provider is terminated; you may request permission to continue receiving treatment from the terminated provider beyond the termination date by calling Universal Care. Your Contracting Medical Group's Medical Director, in consultation with your terminated provider, will determine the best way to manage your ongoing care. Prior Authorization must be obtained for all continued care. If you have any questions, or would like a copy of Universal Care's Continuity of Care Policy, or would like to appeal a denial of your request for continuation of services from your terminated provider, you may call the Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired, Monday through Friday from 8:00 a.m. to 6:00 p.m. to obtain this information. Second Medical Opinions A Member, or his or her treating Contracting health professional, may submit a request for a second medical opinion to the Contracting Medical Group (or in some cases Universal Care). The Member should consult with his or her Primary Care Physician to assist the Member in this process. Second medical opinions will be provided or authorized when medically appropriate including, but not limit- ed to, the following: (i) the Member questions the reasonableness or necessity of recommended surgi- cal procedures; (ii) the Member questions a diagnosis or plan for care for a condition that threatens loss of life, loss of limb, loss of bodily functions, or substantial impairment, including but not limited to a chronic condition; (iii) the clinical indications are not clear or are complex and confusing, a diagnosis is in doubt due to conflicting test results, or the treating provider is unable to diagnose the condition and the Member requests an additional diagnosis; (iv) the treatment plan in progress is not improving the medical condition of the Member within an appropriate period of time given the diag- nosis and plan of care, and the Member requests a second opinion regarding the diagnosis or continu- ance of the treatment; or (v) the Member has attempted to follow the plan of care or consulted with the initial provider concerning serious concerns about the diagnosis or plan of care. 53 PI00MRX4 P0_4LE > V 54 U N tV�J�tAI GAR.F --- The request for a second medical opinion will be approved or denied by the Contracting Medical Group (or a Universal Care Medical Director as applicable) in a timely fashion appropriate for the nature of the Member's condition. When the Member's condition is such that the Member faces an imminent and serious threat to his or her health, including, but not limited to, the potential loss of life, limb, or other major bodily function, or lack of timeliness that would be detrimental to the Member's ability to regain maximum function, the second opinion shall be authorized or denied in a timely fashion appropriate for the nature of the Member's condition, not to exceed 72 hours after the Contracting Medical Group's (or Universal Care's as applicable) receipt of the request, whenever pos- sible. Second medical opinions will be rendered by an appropriately qualified health care profession- al. An appropriately qualified health care professional is a primary care physician or a specialist who is acting within his or her scope of practice and who possesses the clinical background related to the illness or condition associated with the request for a second medical opinion. If the Member is requesting a second medical opinion about care received from his or her Primary Care Physician, the second medical opinion will be provided by an appropriately qualified health care professional of the Member's choice within the same Contracting Medical Group. If the Member is requesting a second medical opinion about care received from a specialist, the second medical opin- ion will be provided by any provider of the Member's choice from any Contracting Medical Group within the Universal Care Contracting provider network of the same or equivalent specialty. In the rare event that an appropriately qualified health professional is not available within the Plan, the Plan shall authorize a second medical opinion outside the Plan's provider network. A second medical opinion is an examination by an appropriately qualified health professional docu- mented by a consultation report. The consultation report will be made available to the Member and his or her initial health professional and shall include any recommended procedures or tests that the second opinion health professional believes are appropriate. If the Provider giving the second med- ical opinion recommends a particular treatment, diagnostic test or service covered by Universal Care, and is determined to be Medically Necessary by the Member's Contracting Medical Group or Universal Care, the treatment, diagnostic test or service will be provided or arranged by the Member's Contracting Medical Group. However, the fact that an appropriately qualified health care profession- al, furnishing a second medical opinion, recommends a particular treatment, diagnostic test or service does not necessarily mean that the treatment, diagnostic test or service is Medically Necessary or a Covered Service under the Members Universal Care Health Plan. The Member shall be responsible for paying an outpatient physician office Co -payment, as set forth in the Member's Universal Care Health Plan, to the Universal Care Contracting Provider who renders the second medical opinion to the Member. PO_4LE PIOOMRX4 If a Member's request for a second medical opinion is denied, Universal Care will notify the Member in writing of the reasons for the denial and shall inform the Member of his or her right to file a griev- ance appeal with the Plan pursuant to the Grievance and Appeal procedures outlined below in this Combined Evidence of Coverage and Disclosure Form. If the Member obtains a second medical opinion without prior authorization from his or her Contracting Medical Group or Universal Care, the Member will be financially responsible for the costs of such services. If you would like further information on Universal Care's policies and procedures on second opinions, including the timeline for authorizing second medical opin- ions, you may contact the Universal Care Member Services Department at 1-800- 635-6668 or TTY 1-866-321-5955 for the hearing impaired, Monday through Friday from 8:00 a.m. to 6:00 p.m., or write to the following address: Universal Care Member Services Department 1600 E. Hill Street Signal Hill, CA 90806-3682 Cancer Clinical Trials Upon referral to a clinical cancer trial by the member's treating physician, Universal Care will cover the routine patient care costs for member's participation in a cancer clinical trial, subject to the specif- ic requirements of Section 1370.6 of the California Health and Safety Code. Changing Your Primary Care Physician You can change your assigned Primary Care Physician or Contracting Medical Group by calling Universal Care's Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired, Monday through Friday from 8:00 a.m. to 6:00 p.m. A Member Services Department representative will take your request and information over the telephone. You will receive a new Universal Care I.D. card which will identify the name and telephone number of your new Primary Care Physician or Contracting Medical Group. Remember to choose a Primary Care Physician located within a 30 mile radius of your Primary Residence or Primary Workplace. All changes are effective the first (1st) day of the second (2nd) full month following the request. Universal Care has the right to change your selection of a Primary Care Physician, but only upon notifying you and giving you the opportunity to choose a new Primary Care Physician. Universal Care may need you to choose a new Primary Care Physician if there is a breakdown in the relation- ship between you and the Primary Care Physician, or if for any reason your selected Primary Care Physician is no longer available to provide your medical care. If so, you will need to choose a new Primary Care Physician within thirty-one (31) days of receiving notice from Universal Care. 55 PIOOMRX4 PO_4LE 56 r Service Area Except as otherwise indicated herein, you must reside or work within Universal Care's Service Area to be eligible to enroll and remain enrolled in Universal Care. If you move out of Universal Care's Service Area, you must inform Universal Care in writing thirty (30) days prior to the move and request from your employer a transfer to another Contracting health plan that serves the new area in which you will reside. A zip code list of the Universal Care Service Area is located at the end of this Agreement. EMERGENCY SERVICES AND URGENTLY NEEDED SERVICES Emergency Services Emergency Services are Medically Necessary ambulance, and ambulance transport services provided through the "911 " emergency response system, and medical screening, examination and evaluation by a physician, or other appropriate personnel under the supervision of a physician, to determine if an Emergency Medical Condition, including a psychiatric emergency medical condition, exists, and if it does, the care, treatment, and/or surgery by a physician necessary to relieve or eliminate the Emergency Medical Condition, including psychiatric emergency medical condition, within the capa- bilities of the facility. An Emergency Medical Condition is a medical condition manifesting itself by acute symptoms of suf- ficient severity (including severe pain) such that the absence of immediate medical attention could reasonably be expected by the Member to result in any of the following: • Placing the Member's health in serious jeopardy; • Serious impairment to bodily functions; • Serious dysfunction of any bodily organ or part; or • Active labor, meaning labor at a time that either of the following would occur: (1) There is inadequate time to effect safe transfer to another hospital prior to delivery; or (2) A transfer poses a threat to the health and safety of the Member or unborn child. WHAT TO DO WHEN YOU REQUIRE EMERGENCY SERVICES: If you believe that you need Emergency Services you should Call "911" or go directly to the nearest medical facility for treatment. It is appropriate for you to use the "911" emergency response system, or alternative emergency sys- tem in your area, for assistance in an emergency situation as described above when you reasonably believe that your condition is immediate and serious and requires emergency ambulance transport services to transport you to an appropriate facility. PO_4LE P100MRX4 You must still notify your Universal Care Medical Group within 24 hours or as soon as reasonably possible after the initial receipt of Emergency Services to inform them of the location, duration and nature of the services provided. Urgently Needed Services An Urgently Needed Service is a Medically Necessary service required outside of the Service Area to prevent a serious deterioration of your health resulting from unforeseen illness or injury manifesting itself by acute symptoms of sufficient severity, which may include severe pain, such that treatment cannot be delayed until your return to the Service Area. What to do When You Require Urgently Needed Services: If you are temporarily outside the Service Area and you believe that you require Urgently Needed Services, you should: • If possible, call, or have someone on your behalf call, your Universal Care Medical Group. The telephone number for your Universal Care Medical Group is indicated on your Universal Care Identification Card and in your Provider Directory. Assistance should be available 24 hours a day, seven (7) days a week. • Identify yourself as a Universal Care Member and ask to speak to a physician. If you are calling during non -business hours and a physician is not immediately available, ask to have the physi- cian -on -call paged. A physician should call you back shortly. • Explain your situation and follow the instructions provided. If you are unable to contact your Universal Care Medical Group, you should seek care for Urgently Needed Services from a licensed medical professional where you are located. You must still notify your Universal Care Medical Group within 24 hours or as soon as reasonably possible after the initial receipt of Urgently Needed Services to inform them of the location, duration and nature of the ser- vices provided. It is very important that you follow the steps outlined under "What to do When you Require Emergency Services" and "What to do When you Require Urgently Needed Services". If you do not, you may be financially responsible for services received. Post -Stabilization Care Prior Authorization from your Primary Care Physician in your Contracting Medical Group is required prior to the provision of Medically Necessary Covered Services following stabilization of an Emergency Medical Condition. "Stabilization" means that, in the opinion of the treating provider, your medical condition is such that, within reasonable medical probability, no material deterioration 57 P100MRX4 PO_4LE y 1 a a 58 _ U.....N_L_V__E_ R _ S A CAR F of your condition is likely to result from your transfer to another provider. Universal Care or your Contracting Medical Group provides 24-hour access by telephone for you and providers to obtain timely authorization for Medically Necessary Covered Services in situations where you have received Emergency Services and your condition is stabilized, but the treating provider believes that you may not be discharged safely. Non -Qualifying Services Medical Services or Hospital Services, which do not qualify as Emergency Services, or Urgently Needed Services and which are received without Prior Authorization from your Primary Care Physician are not covered by Universal Care. Thus, for example, medical care provided outside the Universal Care Service Area will not be covered if the need for medical care is for a known or chronic condition that is not showing acute symptoms as described in the "Emergency Services" or "Urgently Needed Services" sections above. Extraordinary Circumstances In the unfortunate event of a major disaster, epidemic, war, riot, civil unrest or complete or partial destruction of facilities, our Contracting Medical Groups and Contracting Hospitals will do their best to provide the services you need. Under these extreme conditions, go to the nearest Physician or hospital for Emergency Services or Urgently Needed Services. Universal Care will reimburse you for Emergency Services or Urgently Needed Services later. See procedure below for claiming reimbursement under the heading titled "Claims Procedure (Reimbursement)." HEALTH PLAN PREMIUMS (PREPAYMENT FEES) Your employer is responsible for submitting all Health Plan Premiums for you to Universal Care. However, your employer may require that you pay a portion of the Health Plan Premiums. Please contact your health benefits officer at work for information on the method, amount and frequency of your contribution, if any. PO_4LE P100MRX4 COPAYMENTS When you receive Covered Services, you are responsible for paying a minimal charge, called a Copayment, at the time certain services are received. Those Covered Services for which Copayments are due and the required Copayment amounts are listed in the Benefit Schedule accompanying this Agreement. Annual Copayment Maximum To protect you from large medical expenses, a limit, called the annual Copayment maximum, has been placed on the dollar amount of certain Copayments you might have to pay during a Benefit Year. As set forth in the Benefit Schedule, Copayments for infertility studies and treatment and prescription drug benefits do not apply toward the annual Copayment maximum. When the Copayments you made during any Benefit Year reach the annual Copayment maximum, then no further Copayments will be charged to you for Covered Services received during the remainder of the Benefit Year, except for Copayments for infertility studies and treatment and prescription drug benefits. The amount of the annual Copayment maximum is set forth in the Benefit Schedule. It is important to keep receipts of all Copayments you paid for Covered Services received, including Emergency or Urgently Needed Services, in order to submit documentation of reaching the annual Copayment maximum. If the amount of Copayments paid reaches the annual Copayment maximum, send the receipts along with a letter of explanation to Universal Care that you believe you have reached the annual Copayment maximum to: Universal Care Member Services Department, 1600 East Hill Street, Signal Hill, California 90806-3682. Any Copayments you pay beyond the annual Copayment maximum will be reimbursed by Universal Care. If you have any questions about Copayments or how to document that the annual Copayment maxi- mum has been reached, please call the Universal Care Member Services Department at 1-800-635- 6668 or TTY 1-866-321-5955 for the hearing impaired, Monday through Friday from 8:00 a.m. to 6:00 p.m. Your Protection and Liability When Covered Services are received from or with the authorization of your Primary Care Physician or Contracting Medical Group or when Emergency or Urgently Needed Services are received, you are only responsible for any applicable Copayment. The Primary Care Physician or other Contracting Provider cannot bill or charge you for any sums owed to the Primary Care Physician or other Contracting Provider by Universal Care for Covered Services rendered. If you choose to receive services that are not covered under this Health Plan, or ser- vices not under the direction of your Contracting Medical Group or Primary Care Physician (except OB/GYN physician services obtained from an OB/GYN or family PIOOMRX4 PO 4LE 59 ,, t, 60 . U__ALJ_ L E R S A I CAR F practice physician affiliated with your Contracting Medical Group), or services from a Non -Contracting Provider without a proper referral and authorization by your Primary Care Physician or Contracting Medical Group, you may be responsi- ble for payment of these services. (This does not apply for Emergency Services and Urgently Needed Services). CLAIMS PROCEDURE (REIMBURSEMENT) If for some reason you are billed for Covered Services, submit the bill as soon as reasonably possible to: Universal Care Claims Department P.O. Box 16420 Signal Hill, California 90806-3682 If the bill is for Covered Services, which have been authorized by your Primary Care Physician or Contracting Medical Group, and you have not exceeded any benefit limits as specified in this Evidence of Coverage booklet under "Health Benefits," the bill will be paid on your behalf. However, if the bill is for non -Covered Services, or services which have not been prior authorized by your Primary Care Physician, or you have exceeded any specified benefit limits, the bill will not be paid by Universal Care and will remain your responsibility. You should know that by law you have certain rights and responsibilities with regard to bills. If you receive Covered Services from a Contracting Provider, you are not responsible for paying those bills even in the unlikely event that Universal Care would be unable to pay them on your behalf. However, if you receive authorized Covered Services from a Non -Contracting Provider, including Emergency or Urgently Needed Services, you may be responsible for the amount of those bills in the unlikely event that Universal Care would be unable to pay them on your behalf. You must submit any bills, with proof of payment, to Universal Care when you request reimburse- ment for the cost of Emergency or Urgently Needed Services rendered to you. Claims must be sub- mitted to the Universal Care Claims Department within sixty (60) days or as soon as reasonably pos- sible after the Emergency or Urgently Needed Services are rendered. Be prepared to give as much information as possible, such as the date of the service, amount of the bill, and name and address of the provider, and any copies of bills you received. You will be reimbursed for an approved Emergency or Urgently Needed Services claim within forty-five (45) days of the date your claim was received, unless additional information is needed. If your claim is denied, you will receive written notice of the decision from Universal Care, including information about the reason for the denial of the claim and your right to appeal the decision through Universal Care's grievance procedure. PO_4LE P100MRX4 CHANGES IN COVERAGE OR ENROLLMENT Notifying Us of Any Change in Your Status It is very important that Universal Care know how to reach you. Please notify us of any change in your name, address, telephone number, marital status or the status of any of your Dependents or any of the other information you provided on the enrollment application within thirty (30) days of the change. Call or write to Universal Care at: Universal Care Member Services Department 1600 E. Hill Street Signal Hill, California 90806-3682 1-800-635-6668 TTY 1-866-321-5955 for the hearing impaired Ending Coverage (Termination of Benefits) Generally, your Universal Care membership ends when your Employer's Group Subscriber Agreement ends. Your Employer may voluntarily terminate the Group Subscriber Agreement, in which case, your membership in this Health Plan will terminate at the end of the month for which the last Health Plan Premium has been received by Universal Care from your Employer on your behalf. In addition, Universal Care may terminate your Employer's Group Subscriber Agreement for good cause, in which case, termination shall become effective, except in the case of non-payment of Health Plan Premiums, upon a thirty (30) day written notice to your Employer. In cases in which your Employer fails to pay Health Plan Premiums by the due date, Universal Care will send a written notice of termination to your Employer, to be effective on the last day of the month for which full Health Plan Premiums were paid. If your Employer pays the delinquent amount within fifteen (15) days of the date of the notice, your Universal Care membership will be reinstated, and the termination notice will be considered canceled. If your Employer does not pay the delinquent amount within fifteen (15) days of the date of the notice, the Health Plan may not reinstate your Universal Care membership, or may require a new application and may place new con- ditions upon the reinstatement of your Universal Care membership. Good cause for termination of your Employer's Group Subscriber Agreement by Universal Care shall include: 1. Failure of your Employer to pay Health Plan Premiums when due. 2. Failure of your Employer to maintain minimum Health Plan Premium contributions requirements as set forth in the Application for the Group Subscriber Agreement. 61 P100MRX4 P0_4LE 62 3. Knowing failure by your Employer to abide by and enforce the conditions of enrollment of Subscribers as set forth in this Combined Evidence of Coverage and Disclosure Form and in the application for the Group Subscriber Agreement, 4. Fraud or misrepresentation by your Employer's submission to Universal Care of materially incor- rect or incomplete information which is reasonably relied upon by Universal Care in issuing or renewing the Group Subscriber Agreement, and 5. A material change in the nature of your Employer's business. If your Employer's Group Subscriber Agreement is terminated by either Universal Care or your Employer, your Employer shall promptly mail or hand deliver to each covered Subscriber, a notice of cancellation of the Group Subscriber Agreement. Your Employer shall, upon request by Universal Care, provide Universal Care with a copy of the notification, a written statement that the notice of can- cellation was mailed or hand delivered to each Subscriber, and the date of mailing or hand delivery. Individual membership in the Health Plan may be revoked by Universal Care for any one of the fol- lowing reasons: 1. Failure to pay required Health Plan Premiums, Copayments or fees for non -covered services. Any Member being disenrolled from this Health Plan under this provision may be disenrolled by Universal Care within fifteen (15) days after mailing written notice of termination via First Class Mail for nonpayment to such Member. Such notice shall state that the receipt by Universal Care of the applicable payment during the fifteen (15) days shall cause Universal Care to revoke the notice. 2. Fraud or deception in your enrollment application, or in your use of facilities or services. A Member's membership in this Health Plan shall immediately terminate if such Member knowingly provides Universal Care with fraudulent information upon which Universal care relies, which materially affects a Member's eligibility for enrollment or benefits under this Health Plan. In such instance, Universal Care shall send a written notice of termination to the Member. 3. Allowing unauthorized use of your Universal Care identification card. A Member's membership in this Health Plan shall immediately terminate if such Member permits the use of his or her Universal Care Identification Card by any other person. In such instance, Universal Care shall mail a written notice of termination to the Member. 4. A Member may be disenrolled for cause if the Member's behavior is disruptive, threatening, unruly, abusive, or uncooperative to the extent that his or her continuing membership in the Health Plan seriously impairs Universal Care's ability to furnish or arrange services to the Member or other Members. In addition, a Member may be disenrolled for continued refusal of recommended medical treatment if the Contracting Medical Group determines that such refusal to accept its recommendations is incompatible with the continuance of the physician -patient rela- PO_4LE P100MRX4 w tionship and as obstructing the provision of proper medical care. A disenrollment for cause shall be effective on the first (1st) day of the calendar month following the month in which notice of disenrollment is given to the Member. Relocation outside Universal Care's approved Service Area. Member's enrollment in this Health Plan shall terminate immediately if Member changes his or her Primary Residence to a location outside the Service Area, except with respect to certain dependent children. See "Coverage for Dependents" above. In such instance, Universal Care shall mail a written notice of termination to the Member at the Member's last known address. 6. In the event Member loses his or her eligibility for membership in this Health Plan, his or her membership shall terminate on the last day of the month in which the Member's eligibility ceases. In the event of a dissolution of a marriage, coverage for a subscriber's Spouse enrolled as a Dependent shall terminate on the first (1st) day of the month following the month in which a final judgment or decree of dissolution of marriage is entered. A Dependent child's membership in this Health Plan shall continue notwithstanding dissolution of Subscriber's marriage as long as the Dependent child remains eligible and Health Plan Premiums are received by Universal Care. In the event the Subscriber dies, then coverage for individuals enrolled as Dependents shall ter- minate on the first (1st) day of the month following the month in which the Subscriber died. Notwithstanding the foregoing, a Member who loses eligibility shall be eligible for continuing benefits as outlined in "Continuing Coverage" and "COBRA" sections. In the event that a person has never been eligible for membership in this Health Plan, but has received the benefits of membership in this Health Plan for reasons other than the fraud of decep- tion of the person or another person through which the person is enrolled as a Dependent, such person's benefits shall be terminated effective fifteen (15) days after mailing by Universal Care of a written notice of termination. 8. Failure to cooperate with Universal Care's coordination of benefits and third -party liability rights. Universal Care may terminate a Member if the Member fails to reasonably cooperate with Universal Care in the enforcement of Universal Care's third party liability rights or in Universal Care's efforts to coordinate benefits with other plans. Termination shall be effective the last day of the month in which the Member receives notice of termination. 9. Voluntary termination in a manner determined by your Employer. A Member may voluntarily dis- enroll by submitting a written request for disenrollment to his or her Employer in a manner to be determined by the Employer. If the request complies with Employer requirements, Employer shall forward all such requests to Universal Care for processing. Employer shall be responsible for pay- ment of the Member's Health Plan Premium for the month in which the Member disenrolls. 63 P100MRX4 P0_4LE I 64 If your membership is terminated, you will be so notified in writing, and you will be informed of the termination effective date. Under no circumstances will your membership be terminated due to your health status or need for health care services. If you feel your membership has been unfairly revoked, you may request a review before the California Department of Managed Health Care. For more information contact our Member Services Department. Notifying You of Changes in Your Plan Amendments, modifications or termination by either your Employer or Universal Care do not require the consent of the plan Members. Universal Care may amend or modify the Health Plan at any time by providing a thirty (30) day written notice to your Employer prior to the effective date of such amendment or modification. The Health Plan may only be terminated by Universal Care for good cause. The Health Plan may be terminated by your Employer with a thirty (30) day prior written notice to Universal Care. Either Universal Care or your Employer will promptly notify you of any changes in your Universal Care Plan. Renewal or Reinstatement Unless terminated, your contract with Universal Care renews automatically, on a yearly basis, subject to all terms and conditions of the Group Subscriber Agreement between Universal Care and your Employer. If your Employer's Group Subscriber Agreement is terminated by Universal Care, rein- statement with Universal Care is subject to all terms and conditions of the Group Subscriber Agreement between Universal Care and your Employer. If you have questions about your employer's conditions for renewal or reinstatement, please contact your health benefits officer at your place of work. Continuing Coverage If you stop working full-time or lose your job for any reason, contact your employer to determine if any arrangements can be made for continuing your coverage under your employer's group health plan. PO_4LE PI OOMRX4 0, C�61JIWI • If your Employer is subject to the federal Consolidated Omnibus Budget Reconciliation Act (COBRA) of 1985, as amended, you and your covered dependents may be entitled to continua- tion of coverage under your Employer's group health care plan. Generally, COBRA applies to employers that offer their employees health coverage and that employed 20 or more employees on 50% of the business days during the preceding calendar year. While both full-time and part- time employees are considered in determining whether an employer had at least 20 employees, a part-time employee will count as a fraction of a full-time employee, proportional to the amount of time worked in comparison to a full-time employee. All Members may qualify for continuation of coverage under COBRA if they lose coverage for one of the following reasons: • The Subscriber's termination or separation from employment for reasons other than gross misconduct. • The Subscriber's reduction in hours of employment. • With respect to a covered dependent only, the Subscriber's death. • A spouse's loss of dependent status due to divorce or legal separation from a Subscriber. • A child's loss of dependent status. • With respect to a covered dependent only, the Subscriber's entitlement to Medicare. Individual Conversion You or your eligible Dependents may be able to convert to a Universal Care Individual Conversion Plan once your Employer group benefits and continued benefits under COBRA end. There are some enrollment guidelines for this coverage. Please consult the Group Subscriber Agreement between Universal Care and your Employer for more details concerning individual conversion. Please note: If the Group Subscriber Agreement between Universal Care and your Employer termi- nates, neither continuation of benefits nor individual conversion provisions apply. Our Member Services Department and your employer can provide you with more information. Extension of Benefits for Totally Disabled Members Upon Termination of Agreement Between Employer Group and Universal Care If the Agreement between your Employer Group and Universal Care is terminated and you or any of your Dependents are totally disabled at the time of termination, federal law may require your Employer's succeeding carrier to provide coverage for treatment of the condition causing total disabil- ity. However, in the event that your Employer does not contract with a succeeding carrier for health coverage, or in the event that federal law would allow a succeeding carrier to exclude coverage of the disability for a period of time, Universal Care will continue to provide benefits to you or any of your P100MRX4 P0_4LE 65 66 Dependents for Covered Services directly relating to the condition causing total disability existing at the time of termination for a period of up to twelve (12) months after the termination. The extension of benefits may be terminated by Universal Care at such time as you or any of your Dependents is no longer disabled, or at such time as a succeeding carrier is required by law to provide replacement cov- erage to you or any of your Dependents without limitation as to the disabling condition. For purposes of this provision "totally disabled" means: (i) with respect to a Subscriber, one who, because of illness or injury, is prevented from engaging in any occupation for wages or profit for which he is qualified based on education or training. (ii) with respect to a Dependent, one who, because of illness or injury, is prevented from engag- ing in substantially all of his or her normal activities. REIMBURSEMENT OF THIRD PARTY LIABILITY To the extent permitted under applicable federal and state law including California Civil Code Section 3040, and as provided for in this Agreement, in the case of injuries caused by any act or omission of a third party, and any complications incident thereto, the benefits of this Agreement shall be furnished by Universal Care to Member. Member agrees, however, to reimburse Universal Care, or its nominee, for the cost of such services and benefits provided, to the extent described herein and/or the extent allowed under state and/or federal law, immediately upon obtaining a monetary recovery, whether due to judgment, arbitration award, or settlement agreement, on account of such injury. Member shall hold any such sum in trust for Universal Care, but said sum shall not exceed the reasonable costs actually paid by Universal Care or its nominee to perfect any lien, and, where services were not pro- vided on a capitated basis, the amounts actually paid to treating providers. Where services were pro- vided on a capitated basis, the sum reimbursable to Universal Care or its nominee shall not exceed an amount equal to 80% of the usual and customary charges for the same services on a non-capitated basis in the geographic region where the services were provided. Where the services were provided on capitated and non-capitated bases, reimbursement to Universal Care or its nominee may not exceed the sum of the reasonable costs to perfect a lien, the amount actually paid to treating providers in a non-capitated situation, and an amount equal to 80% of the usual and customary charges for the same non-capitated services in a capitated situation. Where the Member has engaged an attorney to assist in obtaining recovery from a third party, any lien by Universal Care or its nominee shall not exceed the lesser of the amounts set forth above, whichever is applicable, and one third of the moneys due to the member pursuant to a final judg- ment, arbitration award, or under a settlement agreement. Where the Member has not obtained the services of an attorney to assist in recovery from a third party, any lien by Universal Care or its nomi- nee may not exceed the lesser of the amounts set forth above, whichever is applicable, and one half of the moneys due to the Member pursuant to a final judgment, arbitration award, or under a settlement PO 4LE P100MRX4 agreement. The maximum amount of any lien asserted by Universal Care or its nominee may be fur- ther reduced by any percentage of fault attributed to the Member by a judge, jury, or arbitrator so as to reduce the amount of the Member's recovery. Universal Care or its nominee will bear a pro rata share of the Member's reasonable attorney's fees and costs, in accordance with the common fund doctrine. Member agrees that Universal Care's rights to reimbursement under this provision are the first priori- ty claim against any third party. This means that Universal Care shall be reimbursed from any recov- ery before payment of any other existing claims, including any claim by the Member for general dam- ages. To the extent permitted by state and/or federal law, and as set forth in this provision, Universal Care may collect from the proceeds of any settlement or judgment recovered by Member or his or her legal representative regardless of whether the Member has been fully compensated. Member agrees to cooperate in protecting the interest of Universal Care under this provision. Member must execute and deliver to Universal Care or its nominee any and all liens, assignments or other documents which may be necessary or proper to fully and completely effectuate and protect the right of Universal Care, or its nominee, including, but not limited to, the granting of a lien right in any claim or action made or filed on behalf of Member and the signing of documents evidencing same. Member's failure to cooperate with Universal Care in a reasonable manner as provided in this provision may result in such Member's termination from this Health Plan. Member shall not settle any claim, or release any person from liability, without the written consent of Universal Care, wherein such release or settlement will extinguish or act as a bar to Universal Care's rights or reimbursement. In the event Universal Care employs an attorney for the purpose of enforcing any part of this section against a Member based on Member's failure to cooperate with Universal Care, the prevailing party in any legal action or proceeding shall be entitled to reasonable attorney's fees. In lieu of payment as indicated above, Universal Care, at its option, may choose to be subrogated to the Member's rights to the extent of the benefits received under this Health Plan. Universal Care's subrogation right shall include the right to bring suit in the Member's name. Member shall fully cooperate with Universal Care when Universal Care exercises its right of subrogation and Member shall not take any action or refuse to take any action which should prejudice the rights of Universal Care under this provision. 67 P100MRX4 PCL4LE 68 l!_ N_.1_V...- E_._8.._ S A.._ L CARE . COORDINATION OF BENEFITS If you or a family member are covered by Universal Care and another health plan (as defined by Title 28, California Code of Regulations, Section 1300.67.13), Universal Care will coordinate its benefits with those of the other plan. Benefits will be coordinated with the following types of plans: Any plan providing benefits or services for or by reason of medical or dental care or treatment, which ben- efits or services are provided by (i) group, blanket or franchise insurance coverage, (ii) service plan contracts, group practice, individual practice and other prepayment coverage, (iii) any coverage under labor-management trustee plans, union welfare plans, employer organization plans, or employ- ee benefit organization plans, and (iv) any coverage under governmental programs, and any coverage required of provided by any statute. The goal of this kind of coordination is to maximize coverage for your allowable expenses, minimize your out-of-pocket costs and to prevent any payment duplication. Universal Care coordinates bene- fits in accordance with the requirements of Title 28, California Code of Regulations, Section 1300.67.13 and with interpretive instructions promulgated by the California Department of Managed Health Care. In order to ensure proper coordination, you must inform Universal Care of any other health coverage for which you or your dependents may be eligible. If Universal Care pays more bene- fits than appropriate, Universal Care may recover excess benefit payments from you, the plan with primary responsibility, or any other person or entity that benefited from the overpayment. For the purpose of determining the applicability of and implementing the terms of this provision, or any similar provision in another health plan, Universal Care may release to or obtain from any insur- ance company, health plan, or other organization or person any information, with respect to any per- son, which Universal Care deems to be necessary for such purposes. Any person claiming benefits under this Health Plan shall furnish such information as may be necessary to implement this provi- sion. Your failure to cooperate with Universal Care in a reasonable manner in its efforts to secure payment from another carrier may result in your termination form this Health Plan. NON -DUPLICATION OF BENEFITS WITH CHAMPUS The Member shall furnish information concerning any applicable benefits from the Civilian Health and Medical Program of the Uniformed Services (CHAMPUS) to which Member may be entitled to receive upon request by Universal Care. Universal Care shall not furnish benefits under this Agreement on behalf of Member, which duplicate the benefits to which Member is entitled under CHAMPUS. If payment is made by Universal Care in duplication of the benefits available under CHAMPUS, Universal Care may seek reimbursement up to the amount Universal Care has paid for benefits which duplicate such coverage from CHAMPUS. PO 4LE P100MRX4 ✓..11_l\I _�1L_ F.Jt_S_A 1 � A �i F __ NON -DUPLICATION OF BENEFITS WITH WORKERS' COMPENSATION The Member shall notify Universal Care when Member or any other person or entity files a claim for benefits under Workers Compensation laws, where such claim requests compensation for illness or injuries for which Member has received Medical Services or Hospital Services pursuant to this Agreement. Universal Care shall not pay any person or entity for Medical Services or Hospital Services for which a Contracting Provider or a Non -Contracting Provider is paid under the Workers' Compensation payor (including, but not limited to, any Workers' Compensation carrier, self -funded employer or employer association, or the State uninsured employers' fund) . If Universal Care makes any payments for Medical Services or Hospital Services provided to the Member, which are reimbursed to Contracting Providers or Non -Contracting Providers by any Workers' Compensation payor (including, but not limited to, any Workers' Compensation carrier, self -funded employer or employer association, or the State uninsured employers' fund), Universal Care may recover its payments from any person or entity (including the Member) which has received or is in possession of Universal Care's payment, up to the amount that Universal Care paid for Medical Services or Hospital Services that were reimbursed by such Workers' Compensation payor. Should Universal Care assert any claim, including any lien, in any Workers Compensation case, including, but not limited to a Workers' Compensation Appeals Board case, Member shall cooperate with Universal Care by executing any documents and providing any records, testimony or materials that Universal Care requests in supporting its claim. NON -DUPLICATION OF BENEFITS WITH MEDICARE The Member shall notify Universal Care when Member enrolls in Medicare (Part A and/or B). Universal Care shall not pay any person or entity for Medical Services or Hospital Services for which a Contracting Provider or a Non -Contracting Provider is paid under the Medicare program. However, should the Member receive any Medical Services or Hospital Services for which the Member either is not covered under the Medicare program, or where all or a portion of the Medical Services or Hospital Services are not paid for under the Medicare program, and for which the Member has finan- cial liability, then Universal Care will pay for all or a portion of such Medical Services or Hospital Services pursuant to this Agreement. If Universal Care makes any payments for Medical Services or Hospital Services provided to the Member, which are reimbursed to Contracting Providers or Non -Contracting Providers by the Medicare program, Universal Care may recover its payments from any person or entity (including the Member) which has received or is in possession of Universal Care's payment, up to the amount that Universal Care paid for Medical Services or Hospital Services that were reimbursed by Medicare. 69 P100MRX4 PO_CE 70 HOW UNIVERSAL CARE CONTRACTING PROVIDERS ARE COMPENSATED Universal Care both owns and operates Contracting Medical Groups and contracts with independent Contracting Medical Groups to provide Covered Services to you. The Contracting Medical Groups, in turn, employ or contract with individual Physicians. Most of Universal Care's Contracting Medical Groups receive an agreed upon monthly payment from Universal Care to provide Covered Services to you. This monthly payment may be either a fixed dollar amount per Member or a percentage of the monthly premium received by Universal Care. The monthly payment typically covers professional services directly provided by the Contracting Medical Group, and may also cover certain referral ser- vices. Some of Universal Care's Contracting Hospitals receive similar monthly payments in return for providing Hospital Services to you. Other hospitals are paid a discounted fee -for -service amount or a fixed charge per day of hospitalization. At the beginning of each year, Universal Care and each Contracting Medical Group agree on a budget for the cost of Hospital Services covered under the program, for all Universal Care Members treated by the Contracting Medical Group. At the end of the year, the actual cost of Hospital Services for the year is compared to the agreed upon budget. If the actual cost of services is less than the agreed upon budget, the Contracting Medical Group shares in the savings. Stop -loss insurance protects Contracting Medical Groups and Hospitals from large financial expenses. If providers do not obtain stop -loss protection from Universal Care, they may obtain stop -loss insur- ance from an insurance carrier acceptable to Universal Care. If you choose or are assigned to one of the Contracting Medical Groups that is owned and operated by Universal Care, the Primary Care Physician is an employee of Universal Care and is paid a salary to provide Covered Services to you. If you are referred to a specialist provider, the specialist is paid on a fee -for -service basis by Universal Care. Universal Care does not offer any bonuses or incentives to Contracting Providers who are employees of Universal Care. You may request additional informa- tion on Universal Care's compensation arrangements by contacting Universal Care. PO_CE P100MRX4 MEMBER SERVICES Member Services Department & Multi -Lingual Services Universal Care has a Member Services Department available to answer any questions you may have regarding your benefits, where to obtain services, or to assist you with any problems you may have. The address and telephone number for the Member Services Department is: Universal Care Member Services Department 1600 East Hill Street Signal Hill, California 90806-3682 (562) 424-6200 or (800) 635-6668 TTY 1-866-321-5955 for the hearing impaired The toll -free telephone number is available on regular business days from the hours of 8:00 a.m. to 6:00 p.m. Universal Care will provide staff bilingual in English and Spanish during all hours of tele- phone service. Universal Care provides 24 hour access to interpreter services for all non-English speaking Members seeking health services within Universal Care's Service Area. When one of Universal Care's Member Services staff or Health Services staff cannot directly speak with you in your own language, transla- tion services will be quickly arranged. Universal Care has a current list of interpreters who are on 24 hour "on call" status to provide interpreter services if needed. You will not be required to utilize fam- ily members or friends as interpreters. Also, the Universal Care Provider Directory includes information about the linguistic capabilities of Universal Care's Contracting Medical Groups and Primary Care Physicians. 24 Hour Nurse AdviceLine If you have a health -related question, any time of the day or night, you can call the Universal Care Nurse AdviceLine. The AdviceLine, available 24 hours a day, three hundred sixty-five (365) days a year, is staffed by knowledgeable California Licensed Registered Nurses who can provide you with information on a variety of topics, including first aid procedures and preventative health care. Nurse AdviceLine staff can also help you decide whether a condition warrants further medical attention and help you schedule an appointment for care at a Universal Care Medical Group location most conve- nient for you. The AdviceLine can also issue a limited prior authorization for after hours requests for non -formulary drugs. For help in a specific situation, call Universal Care's Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired. 71 P100MRX4 PO 4LE 72 GRIEVANCE PROCESS If you have a problem that you feel has not been resolved to your satisfaction through the Member Services Department, you may submit a formal written complaint to Universal Care's Grievance and Appeals Unit at: Universal Care Member Services Department Grievance & Appeals Unit Post Office Box 16048 Long Beach, CA 90806-6048 Forms for the submission of such complaints may be obtained from the Universal Care Member Services Department by calling 1-800-635-6668 or TTY 1-866-321-5955 for the hearing impaired. Universal Care will not discriminate against any member who files a grievance. Quality of Care Complaints All complaints that involve the quality of care rendered by a physician or other provider will be referred to Universal Care's Quality Management Department for review. Complaints that affect a Member's immediate condition will receive immediate review. Universal Care will investigate the complaint, consulting with the Member's Contracting Medical Group and other Universal Care departments and will review medical records as necessary. The Member may need to sign an autho- rization to release his or her medical records. Upon completion of the review, the Member will be notified of any changes in the Member's plan of treatment. However, the actual findings, proceedings and records of the review are confidential and immune from discovery by the Member under state law. Note that while Universal Care has processes in place to continuously monitor the quality of care ren- dered by its Contracted Providers, a Member's claims against an individual physician or against a hos- pital or other provider based on the quality of care rendered by that provider are not governed by this Agreement, and the Member may seek any appropriate legal action against such persons and entities as the Member deems necessary. If a Member has asserted a quality of care complaint that also includes a complaint relating to benefit coverage, reimbursement for a service already received by the Member, or any other complaint, the non -quality of care aspects of the complaint will be handled separately through the processes described below. Po_4LE P100MRX4 Benefit Coverage, Reimbursement and Other Complaints Not Involving the Quality of Care Rendered by a Provider Standard Review: Universal Care will review your complaint and provide you with a written response containing a clear and concise explanation of Universal Care's conclusions within thirty (30) days of receipt of your complaint. If the circumstances indicate that an expedited or independent review of an Experimental Treatment is needed, the additional processes set forth below will be avail- able to you. If your complaint involves the delay, denial, or modification of health care services, Universal Care's written response will describe the criteria used and the clinical reasons for its decision, including all criteria and clinical reasons related to Medical Necessity. For decisions delaying, denying, or modifying health care services based on a finding that the proposed services are not a covered bene- fit under the Member's Universal Care Health Plan contract, the written response will specify the provi- sions in the plan contract that exclude that coverage. After completing or participating in the Universal Care grievance process for thirty (30) days, you may submit your grievance directly to the California Department of Managed Health Care for review by that agency as set forth below. If earlier review is warranted, the Department will review your grievance without requiring your prior participa- tion in the Plan's grievance process. Prior to exercising your right to submit a grievance to the Department of Managed Health Care, you may request voluntary mediation with the Plan. Voluntary Mediation: You, or an agent acting on your behalf, may also request voluntary media- tion with Universal Care prior to exercising the right to submit a grievance to the Department of Managed Health Care. The use of mediation services shall not preclude your right to submit a griev- ance to the Department upon completion of mediation. In order to initiate mediation, you, or the agent acting on your behalf, should submit a written request for voluntary mediation. If the parties mutually agree to mediation, the mediation will be administered by the Judicial Arbitration and Mediation Service (JAMS) in accordance with its Commercial Mediation Rules, unless otherwise agreed to by the parties. Expenses for mediation shall be borne equally by both sides. The Department shall have no administrative or enforcement responsibilities in connection with the vol- untary mediation process. Review by Director of Department of Managed Health Care: The California Department of Managed Health Care is responsible for regulating health care service plans. The Department has a toll free telephone number 1-888-HMO-2219 to receive complaints regarding health plans. The hearing and speech impaired may use the California Relay Service's toll -free telephone numbers 1-800-735-2929 TTY or 1-888-877-5378 TTY to contact the Department. The Department's Internet web - site (http://wwwhmohelp.ca.gov) has complaint forms and instructions online. If you have a grievance against Universal Care, you should first telephone Universal Care Member Services Department at 1-800-635-6668 or TTY 1-866-321-5955 for P100MRX4 P0_4LE 73 Jk 74 the hearing impaired and use Universal Care's grievance process before contacting the Department. If you need help with a grievance involving an emergency, a griev- ance that has not been satisfactorily resolved by Universal Care, or a grievance that has remained unresolved for more than thirty (30) days, you may call the Department's toll free telephone number for assistance. Universal Care's grievance process and the Department's complaint review process are in addition to any other dispute resolution procedures that may be available to you, and your failure to use these processes does not preclude your use of any other remedy provided by law. Expedited Review Process: Complaints involving an imminent and serious threat to the health of the Member, including, but not limited to, severe pain, potential loss of life, limb, or major bodily function, will be immediately referred to the Universal Care medical director for expedited review, regardless of whether received orally or in writing, and Universal Care will immediately inform the Member in writing of his or her right to notify the Department of Managed Health Care of the griev- ance. Universal Care will provide the Member and the Department of Managed Health Care with a written statement of the disposition or pending status of the expedited review no later than three (3) days from receipt of the grievance. Independent Medical Review of Grievances Involving a Disputed Health Care Service You may request an independent medical review ("IMR") of disputed health care services from the Department of Managed Health Care ("DMHC") if you believe that health care services have been improperly denied, modified, or delayed by the Plan or one of its Contracting Providers. A "disputed health care service" is any health care service eligible for coverage and payment under your sub- scriber contract that has been denied, modified, or delayed by the Plan or one of its Contracting Providers, in whole or in part because the service is not medically necessary. For more information regarding the IMR process, or to request and application form, please call Universal Care's Member Services Department at 1-800-635-6668 or write to Universal Care Attention: Member Grievance Unit at P.O. Box 16048, Signal Hill, CA 90806-3682. The IMR process is in addition to any other procedures or remedies that may be available to you. You pay no application or processing fees of any kind for IMR. You have the right to provide information in support of the request for IMR. Universal Care must provide you with an IMR application form with any grievance disposition letter that denies, modifies, or delays health care services. A decision not to participate in the IMR process may cause you to forfeit any statutory right to pursue legal action against the plan regarding the disputed health care service. Eligibility: Your application for IMR will be reviewed by the DMHC to confirm that: PO_4LE P100MRX4 (1) (A) Your provider has recommended a health care service as medically necessary, or (B) You have received urgent care or emergency services that a provider determined was medically necessary, or (C) You have been seen by an in -plan provider for the diagnosis or treatment of the medical con- dition for which you seek independent review; (2) The disputed healthcare service has been denied, modified, or delayed by the Plan or one of its Contracting Providers, based in whole or in part on a decision that the healthcare service is not medially necessary; and (3) You have filed a grievance with the plan or its Contracting provider and the dispute decision is upheld or the grievance remains unresolved after thirty (30) days. If your grievance requires expedited review you may bring it immediately to the Department's attention. The DMHC may waive the requirement that you follow the Plan's grievance process in extraordinary and com- pelling cases. If your case is eligible for IMR, the dispute will be submitted to a medical specialist who will make an independent determination of whether or not the care is medically necessary. You will receive a copy of the assessment made in your case. If the IMR determines the service is medically necessary, the plan will provide the health care service. For non -urgent cases, the IMR organization designated by the DMHC must provide its determination with thirty (30) days of receipt of your application and supporting docu- ments. For urgent cases involving imminent and serious threat to your health, includ- ing, but not limited to, serious pain, the potential loss of life, limb, or major bodily function, or the immediate and serious deterioration of your health, the IMR organiza- tion must provide its determination within three (3) business days. Independent Review of Denied Experimental or Investigational Treatment Eligibility Criteria Universal Care provides the opportunity to seek an independent review under California's Independent Medical Review System pursuant to Health & Safety Code Section 1370.4 of its coverage decisions regarding experimental or investigational therapies for Universal Care Members who meet all of the following criteria: 1. The Member has a life -threatening or seriously debilitating condition, defined as: • "Life -threatening" means either or both of the following: (i) diseases or conditions where the likelihood of death is high unless the course of the disease is interrupted; (ii) diseases or conditions with potentially fatal outcomes, where the end point of clinical intervention is survival. • "Seriously debilitating" means diseases or conditions that cause major irreversible morbidity 75 and P100MRX4 PO 4LE +1 j 2. The Member's physician certifies that the Member has a life -threatening or seriously debilitating condition, as defined above, for which standard therapies have not been effective in improving the Member's condition, or for which standard therapies would not be medically appropriate for the Member, or for which there is no more beneficial standard therapy covered by Universal Care than the therapy proposed pursuant to paragraph (3); and 3. Either (a) the Member's Universal Care contracted physician has recommended a treatment, drug, device, procedure or other therapy that he or she certifies in writing is likely to be more beneficial to the Member than any available standard therapies, and he or she included a statement of the evi- dence relied upon by the physician in certifying his or her recommendation; or (b) the Member, or the Member's non -contracting physician who is a licensed, board -certified or board -eligible physi- cian qualified to practice in the area of practice appropriate to treat the Member's condition, has requested a therapy that, based on two documents from the medical and scientific evidence, as defined in California Health and Safety Code Section 1370.4(d), is likely to be more beneficial for you than any available standard therapy. The physician certification must include a statement of the evidence relied upon by the physician in certifying his or her recommendation. Please note that Universal Care is not responsible for the payment of services rendered by Non -Contracting Providers that are not otherwise covered under the Member's Universal Care benefits; and 4. A Universal Care Medical Director has denied the Member's request for a treatment or therapy recommended or requested pursuant to paragraph (3); and 5. The treatment or therapy recommended pursuant to paragraph (3) would be a covered service, except for Universal Care's determination that the treatment, drug, device, procedure or other therapy is experimental or investigational. How to Request an Independent Review Within five (5) business days of a decision to deny coverage for an experimental or investigational therapy for a Member who has a life -threatening or seriously debilitating condition, Universal Care will send the Member written notice of the denial and of the right to request an independent review if the physician certification and evidence requirements listed in Items 2 & 3 above are met. The denial notice from Universal Care will include an application form, along with a pre -addressed envelope, to be used to request an independent review from the Department of Managed Health Care ("DMHC"). Universal Care also will include a physician certification form that must be completed by the Member's physician for the Member to be eligible for an independent review. A Member who has a life -threatening or seriously debilitating condition and receives written notice from Universal Care of its denial of coverage for a requested experimental or investigational therapy may request an independent review by completing the application form provided to the Member by Universal Care and mailing the form to the DMHC in the pre -addressed envelope provided by 761 Universal Care. PO_4LE P100MRX4 __l.l_AL-L_V—E BS_...A.__l,_..____. The Member's physician must provide the physician certification and evidence listed in Items 2 & 3 above. The Member may include the completed physician certification with the Member's application mailed to the DMHC or the Member's physician may mail the physician certification and evidence directly to the DMHC at the following address or fax number: Department of Managed Health Care California HMO Help Center 980 9th Street, Suite 500 Sacramento, CA 95814-2725 FAX (916) 229-0465 Upon receiving the Member's application for an independent review, the DMHC will review the Member's request and notify the Member in writing as to whether the request has been approved. The DMHC also will notify Universal Care and the physician providing the certification that the Member's application has been approved. Independent Review Procedures If the Member requests an independent review, the review will be performed by an independent med- ical review organization CIRO") that has a contract with the DMHC. The IRO will select an indepen- dent panel of at least three physicians or other medical professionals who are experts in the treatment of the Member's medical condition and knowledgeable about the recommended treatment. Neither Universal Care nor the Member will choose or control the choice of physicians or other medical pro- fessional experts. The costs of the independent review will be borne by Universal Care. The Member pays no application or processing fees of any kind for an independent review. If the Member requests an independent review, Universal Care will provide the following documents to the IRO designated by the DMHC within three (3) business days of Universal Care's receipt of noti- fication from the DMHC that a Member has applied for an independent review of Universal Care's denial of experimental or investigational therapy: (a) the relevant medical records within Universal Care's possession; (b) any other relevant documents or information used by Universal Care in deter- mining whether the proposed therapy should be covered and any statement by Universal Care explaining the reasons for its decision to deny coverage for the proposed therapy; and (c) all informa- tion provided to the Member by Universal Care and any of its Contracting Providers concerning Universal Care and provider decisions regarding the Member's condition and care (including a copy of Universal Care's denial notice to the Member), and any materials that the Member or the Member's physician submitted to Universal Care in support of the request for coverage of the experimental or investigational therapy. If there is any information or evidence the Member or the Member's physi- cian wish to submit to the DMHC in support of the independent review that has not previously been 77 P100MRX4 P0_4LE 78 provided to Universal Care, the Member may include this information with the Member's application to the DMHC for the independent review. Also, the Member's physician must provide to the DMHC or the IRO, as required, copies of any relevant medical records and any newly developed or discov- ered relevant medical records and respond to any requests for additional medical records or other rel- evant information from the experts on the panel performing the independent review. If there is an imminent and serious threat to the health of the Member, Universal Care will deliver all necessary information and documents listed above to the IRO within 24 hours of approval of the request for an independent review. After submitting all of the required material to the IRO, Universal Care will promptly issue a notification to the Member that includes an annotated list of the docu- ments submitted and offer the Member the opportunity to request copies of those documents from Universal Care. The independent review panel will render its analysis and recommendations in writing, in laypersons terms to the maximum extent practicable, within thirty (30) days of receipt of the Member's request for independent review and supporting information, or within less time as follows: • If the Member's physician determines that the proposed course of treatment or therapy would be significantly less effective if not promptly initiated, the analysis and recommendations will be ren- dered within seven (7) days of the request for expedited review. • If the proposed therapy has not been provided and the Member's provider or the DMHC certifies in writing that an imminent and serious threat to the health of the Member may exist, including, but not limited to, serious pain, the potential loss of life, limb or major bodily function, or the immediate and serious deterioration of the health of the Member, the analyses and recommenda- tions of the experts must be expedited and rendered within three (3) days of the receipt of the Member's application and supporting information. • If approved by the DMHC, the deadlines for the analyses and recommendations involving both regular and expedited reviews may be extended by the DMHC for up to three days in extraordi- nary circumstances or for good cause. Each expert's analysis and recommendation will be written and state the reasons the requested experi- mental or investigational therapy is or is not likely to be more beneficial for the Member than any available standard therapy, and the reasons that the expert recommends that the therapy should or should not be provided by Universal Care, citing the Member's specific medical condition, the rele- vant documents provided to the IRO, and the relevant medical and scientific evidence, including but not limited to, the Medical and Scientific Evidence defined in Health & Safety Code Section 1370.4(d), to support the expert's recommendation. The recommendation of the majority of the experts on the panel will prevail. If the experts on the panel are evenly divided as to whether the treatment should be provided, the panel's decision will be deemed to be in favor of coverage. PO 4LE P100MRX4 a, The IRO will provide the DMHC, Universal Care, the Member and the Member's physician with each of the experts' analyses and recommendations, and a description of the qualifications of each expert. The IRO will keep the names of the expert reviewers confidential, except in cases where the reviewer is called to testify and in response to court orders. Upon receipt of the decision from the IRO, the DMHC will immediately issue an order adopting the decision of the IRO, and will promptly issue a written decision to the parties that will be binding on Universal Care. Upon receipt of the written decision adopted by the DMHC that proposed experimental or investigational therapy should be provided to the Member, Universal Care will promptly implement the decision. • In the case of services not yet rendered to the Member, Universal Care will authorize the services within five (5) working days of receipt of the written decision from the DMHC, or sooner if appro priate for the nature of the Member's medical condition, and will inform the Member and provider of the authorization in accordance with the requirements of California Health & Safety Code Section 1367.01(h) (3). • In the case of reimbursement for services already rendered, Universal Care will reimburse the provider or Member, whichever applies, within five (5) working days. • In any case where a Member secured urgent care or emergency services outside of Universal Care's contracted provider network, which services are later found by the IRO to have been med- ically necessary, the DMHC will require Universal Care to promptly reimburse the Member for any reasonable costs associated with those services when the DMHC finds that the Member's decision to secure the services outside of Universal Care's contracted provider network prior to completing the Universal Care grievance process or seeking an independent medical review was reasonable under the circumstances and the disputed health care services were a covered benefit under the terms and conditions of the Universal Care subscriber contract. Coverage for the proposed therapy or treatment will be provided subject to the terms and conditions generally applicable to all other benefits under the Member's Universal Care Health Plan. Members or Physicians who want additional information about California's independent review process for denied experimental or investigational therapy for Members with life -threatening or seri- ously debilitating conditions may request a copy of Universal Care's information packet by calling Universal Care's Member Services Department. P100MRX4 PO 4LE 79 t, so Binding Arbitration It is the intent of the parties to resolve any disputes they may have through the expeditious and rela- tively inexpensive process of arbitration. Accordingly, any dispute or claim, of whatever nature, aris- ing out of, or in connection with, or in relation to this Agreement, or breach thereof, or in relation to care or delivery of care, including any claim based on contract, tort or statute, that is not resolved by the dispute resolution or grievance processes described in this Agreement, must be resolved by arbi- tration. The arbitration is begun by the Member making written demand on Universal Care for arbi- tration of the dispute. All demands for arbitration should be sent to the address indicated on your Universal Care ID Card. The arbitration shall be conducted by a single neutral arbitrator pursuant to the JAMS Comprehensive Arbitration Rules and Procedures ("Rules") in effect at the time demand for arbitration is made. The parties will endeavor to mutually agree to the appointment of the arbitrator, but if such agreement cannot be reached within thirty (30) days following the date demand for arbi- tration is made, the arbitrator appointment procedures in the Rules will be utilized. If the amount of the claim is less than $200,000, then the arbitrator shall have no jurisdiction to award more than $200,000. Arbitration hearings shall be held at the neutral administrator's offices in Los Angeles, California, or at such other location as the parties may agree in writing. The arbitrator's award shall be set forth in a writing that includes the legal and factual reasons for the arbitrator's decision. The parties shall divide equally the fees and expenses of the arbitrator and the neutral administrator except that, in cases of extreme hardship, Universal Care may assume all or part of a Member's share of the fees and expenses of the arbitration provided the Member has submitted a hardship application to JAMS or such other neutral administrator mutually agreed upon by Universal Care and Member. The approval or denial of a hardship application shall be determined by such administrator or a neu- tral arbitrator. The arbitrator's award shall be final and binding on the parties except that, in addition to any statutory basis for vacating or correcting an award, an error of law made by the arbitrator in his or her award may also be a basis to vacate or correct the award. The rights and duties of the par- ties in any arbitration shall be governed or determined by the Federal Arbitration Act, 9 U.S.C. §§ 1-4 (the "FAA") as though the issue in question were being determined by a United States District Court, except that the determination of whether arbitration is to be compelled shall not be decided by a jury. However, to the extent it is not inconsistent with the provisions of the FAA, the rules of the California Arbitration Act, C.C.P. § 1281 et seq., shall also apply to the arbitration. By way of exam- ple only, the right to compel the arbitration of any dispute between the parties shall not be denied based on the matters described in C.C.P. § 1281.2 (c); on the other hand, the right, if any, to discov- ery in connection with the arbitration, shall be determined by the provisions of C.C.P. § 1283.1. In addition, the provisions of the Knox -Keene Health Care Service Health Plan Act of 1975, as amended, shall apply to the arbitration, including but not limited to, California Health & Safety Code Sections 1373.19. PO_4LE P100MRX4 +; r _U__N..._ _V E R S__A_L__..._C_...A. R_F _______ THE PARTIES HERETO EXPRESSLY AGREE TO WAIVE THEIR CONSTITUTIONAL RIGHT TO HAVE DISPUTES BETWEEN THEM RESOLVED IN COURT BEFORE A JURY AND ARE INSTEAD ACCEPTING THE USE OF ARBITRATION. THE PAR- TIES FURTHER EXPRESSLY AGREE TO WAIVE ANY RIGHT THEY MIGHT OTH- ERWISE HAVE TO RESOLVE THEIR DISPUTES IN A CLASS ACTION PROCEED- ING OR A CLASS -WIDE ARBITRATION, THE PARTIES HAVING EXPRESSLY AGREED INSTEAD TO HAVE THEIR DISPUTES DETERMINED THROUGH INDI- VIDUAL ARBITRATION AS PROVIDED ABOVE Exhaustion of Independent Review Rights Prior to Arbitration You must avail yourself of and exhaust all Independent Review rights afforded to you in this Combined Evidence of Coverage and Disclosure Form prior to initiating an arbitration proceeding against Universal Care based on the denial, delay, or modification of health care services. However, you are not required to complete the Independent Review process prior to initiating Arbitration if you have been or will be substantially harmed before the completion of the applicable review. For purposes of this provision, "substantial harm" means loss of life, loss or significant impairment of limb or bodily function, significant disfigurement, severe and chronic physical pain, or significant financial loss. PUBLIC POLICY COMMITTEE Universal Care has established a Public Policy Committee consisting of representatives of Universal Care Contracting Providers and Members to provide input to Universal Care regarding services and benefits and to participate in policy making decisions. If you would like more information about the role of the Committee and your opportunity to participate in it, please call the Member Services Department. YOUR RIGHTS & RESPONSIBILITIES Universal Care has a commitment to treating you in a manner that respects your rights as Universal Care Members. You have the right: • To be treated with respect and recognition of your dignity and need for privacy. • To choose a Primary Care Physician who has primary responsibility for coordinating your medical care. • To be provided with information about managed care and your rights and responsibilities. • To receive as much information about any proposed treatment or procedure, as you need in order to give or withhold informed consent. • To participate actively in decisions regarding your medical care. • To full consideration of privacy concerning your medical care program. Case discussion, consultation, examination and treatment are confidential and should be conducted discreetly. 81 P100MRX4 Po_4LE 82 • To confidential treatment of all communications and records pertaining to your care. Your (or your parent's, legal guardian's or authorized caretaker relative's) written authorization will be obtained before medical records can be made available to anyone not directly concerned with your medical care, except as required by law. • To receive reasonable responses to any reasonable requests you may make for service. • To reasonable continuity of care and to know in advance the time and location of an appoint - meet as well as the Physician or other Contracting Provider providing the care. • To be advised if a Physician proposes to engage in or perform human experimentation affect- ing your care or treatment. You have the right to refuse to participate in such experimenta- tion. • To be informed of continuing health care requirements. • To know the rules and policies that apply to obtaining benefits/Covered Services. • To voice grievances about Universal Care or care provided by its Contracting Providers and to a grievance procedure to ensure resolution of a complaint or grievance. • To exercise the foregoing rights without regard to age, sex, marital status, sexual orientation, race, color, religion, ancestry, national origin, disability, health status or the source of payment or utilization of services. Your Responsibilities Universal Care also has expectations of your responsibilities as a Member of Universal Care. You are responsible for: • Knowing and understanding the terms, conditions and provisions of this agreement and abiding by them. • Informing the Member Services Department regarding any change in residence and any circum- stance, which may affect your entitlement to coverage or eligibility. • Learning about your medical condition and its significance to your overall well-being. • Participating actively in decision -making regarding your medical care. • Following preventive health guidelines, prescribed treatment plans and guidelines given by those providing medical care. • Scheduling or rescheduling appointments and informing the Contracting Medical Group or Primary Care Physician when it is necessary to cancel an appointment. • Providing, to the extent possible, information needed by Universal Care's professional staff and Contracting Medical Groups and Primary Care Physicians to care for you. • Being considerate and respectful to the medical staff and other Members. • Expressing grievances through the Universal Care Grievance and Appeals Procedure regarding Universal Care for care, which was provided. PO 4LE PIOOMRX4 MNIVER_S-AI ARE _.._ IMPORTANT INFORMATION ABOUT ORGAN AND TISSUE DONATION Transplantation has helped thousands of people suffering from organ failure, or in need of corneas, skin, bone or other tissue. The need for donated organs and tissues continues to outpace the supply. At any given time, nearly 50,000 Americans may be waiting for organ transplants while hundreds of thousands more need tissue transplants. Organ and tissue donations provides each of us with a spe- cial opportunity to help others. Almost everyone can be a donor. There is no age limit and the number of donor's age fifty (50) or older has increased. If you have questions or concerns about organ donation, speak with your family, doctor or clergy member. There are many resources that can provide the information you need to make a responsible decision. Be Sure to Share Your Decision. Sharing your decision to be an organ and tissue donor with your family is as important as making the decision itself. Your organs and tissue will not be donated unless a family member gives consent at the time of your death -even if you've signed your driver's license or a donor card. A simple family conversation will prevent confusion or uncertainty about your wishes. It is also helpful to document your decision by completing a donor card in the presence of your fami- ly and having them sign as witnesses. The donor card serves as a reminder to your family and med- ical staff of your personal decision to be a donor. Carry it in your wallet or purse at all times. How to Learn More • To get your donor card and information on organ & tissue donation call 1-800-355-SHARE or 1-800-633-6562 • Request Donor Information from your local Department of Motor Vehicles (DMV) • On the Internet, contact: — All About Transplantation and Donation (wwwtransweb.org) — Dept. of Health & Human Services at (wwworgandonor.gov) • Sign the donor card in your family's presence • Have your family sign as witnesses and pledge to carry out your wishes • Keep the card with you at all times where it can be easily found • Keep in mind that even if you've signed a donor card, you must tell your family so they can act on your wishes. 83 P100MRX4 Po_4LE INN I _.CA--F PO_4LE P1 OOMRX4 s Universal Care Service Area PIOOMRX4 PO 4LE , 86 U N I V J R—S A L C A--8 , E.�___ _ -----_ Universal Care Service Area For up to date confirmation of the covered Service Area and provider availability please contact the Member Services Department at (800) 635-6668 or visit the Universal Care website at wwwuniversalcare.com. Los Angeles County Agoura Hills LA 91301 Los Angeles LA 90070-101 Hawaiian Gardens LA 90716 Cerritos LA 90703 Alhambra LA 91801-03 Lynwood LA 90262 Hawthorne LA 90250-51 Chatsworth LA 91311-13 Alhambra LA 91841 Malibu LA 90263-65 Hermosa Beach LA 90254 Compton LA 90220-24 Alhambra LA 91899 Manhattan Beach LA 90266 Huntington Park LA 90255 Covina LA 91722-24 Altadena LA 91001-03 Marina Del Rey LA 90292 Inglewood LA 90301-12 Culver City LA 90230-33 Arcadia LA 91066-77 Marina Del Rey LA 90295 La Canada Flintridge LA 91011-12 Diamond Bar LA 91765 Arcadia LA 91006-07 Maywood LA 90270 La Habra LA 90631-33 Downey LA 90239-42 Artesia LA 90702 Mira Loma LA 91752 La Mirada LA 90637-38 Duarte LA 91009-10 Azusa LA 91702 Monrovia LA 91016-17 La Palma LA 90623 El Monte LA 91731-33 Baldwin Park LA 91706 Montebello LA 90640 La Puente LA 91744-46 El Segundo LA 90245 Bell LA 90201 Monterey Park LA 91754-55 La Puente LA 91748 Encino LA 91316 Bellflower LA 90706-07 Montrose LA 91020-21 La Verne LA 91750 Encino LA 91416 Beverly Hills LA 90209-13 North Hollywood LA 91605-08 Lakewood LA 90711-15 Encino LA 91426 Burbank LA 91504-06 North Hollywood LA 91601-02 Lancaster LA 93534-36 Encino LA 91436 Burbank LA 91501-02 Northridge LA 91324-30 Lancaster LA 93539 Gardena LA 90247-49 Calabasas LA 91302 Norwalk LA 90650-52 Lancaster LA 93584 Glendale LA 91201-10 Canoga Park LA 91303-09 Pacific Palisades LA 90272 Lancaster LA 93586 Glendale LA 91224-26 Canyon Country LA 91351 Pacoima LA 91331 Lawndale LA 90260-61 Glendale LA 91221-22 Carson LA 90745-47 Palmdale LA 93550-52 Lomita LA 90717 Glendale LA 91214 Carson LA 90749 Palmdale LA 93590-91 Long Beach LA 90801- 53 Glendora LA 91740-41 Castaic LA 91384 Palos Verdes LA 90274 Los Angeles LA 90001-68 Harbor City LA 90710 Cerritos LA 90701 Palos Verdes Estates LA 90274 PO_4LE P100MRX4 Universal Care Service Area For up to date confirmation of the covered Service Area and provider availability please contact the Member Services Department at (800) 635-6668 or visit the Universal Care website at www.universalcare.com. Palos Verdes Peninsula LA 90274 Tarzana LA 91356-57 West Covina LA 91790-92 Temple City LA 91780 Paramount LA 90723 Topanga LA 90290 West Hollywood LA 90069 Torrance LA 90501-10 Pasadena LA 91101-09 Tujunga LA 91042-43 Whittier LA 90601-10 Valencia LA 91354-55 Pasadena LA 91114-18 Van Nuys LA 91404-12 Wilmington LA 90744 Van Nuys LA 91401-02 Pico Rivera LA 90660-62 Venice LA 90291 Wilmington LA 90748 Venice LA 90294 Playa Del Rey LA 90296 Walnut LA 91789 Woodland Hills LA 91364-65 Pomona LA 91766-68 Orange County Woodland Hills LA 91367 Aliso Viejo OC 92656 Rancho Palos Verdes LA 90275 Anaheim OC 92801-08 Redondo Beach LA 90277-78 Anaheim OC 92812-17 Reseda LA 91335 Anaheim OC 92812 Reseda LA 91337 Anaheim OC 92825 Rosemead LA 91770 Atwood OC 92811 San Dimas LA 91773 Brea OC 92821-23 San Fernando LA 91340-46 Buena Park OC 90620-22 San Gabriel LA 91775-76 Buena Park OC 90624 San Gabriel LA 91778 Capistrano Beach OC 92624 San Pedro LA 90731-34 Corona Del Mar OC 92625 Santa Clarita LA 91321-22 Costa Mesa OC 92626-28 Santa Clarita LA 91350-51 Cypress OC 90630 Santa Clarita LA 91354-55 Dana Point OC 92629 Santa Fe Springs LA 90670 El Toro OC 92630 Santa Monica LA 90401-11 Foothill Ranch OC 92610 Sherman Oaks LA 91403 Fountain Valley OC 92708 Sherman Oaks LA 91413 Fountain Valley OC 92728 Sherman Oaks LA 91423 Fullerton OC 92831-38 Sierra Madre LA 91024-25 Garden Grove OC 92840-46 South El Monte LA 91733 Huntington Beach OC 92646-49 South Gate LA 90280 Huntington Beach OC 92605 South Pasadena LA 91030-31 Huntington Beach OC 92615 Spring Valley LA 91976-79 Irvine OC 92616-20 Stanton LA 90680 Irvine OC 92603-04 Stevenson Ranch LA 91381 Irvine OC 92602 Studio City LA 91604 Irvine OC 92606 Sun Valley LA 91352-53 Irvine OC 92612 Sunland LA 91040-41 Irvine OC 92614 Sylmar LA 91392 Irvine OC 92623 P100MRX4 Po_4LE 87 88 Universal Care Service Area For up to date confirmation of the covered Service Area and provider availability please contact the Member Services Department at (800) 635-6668 or visit the Universal Care website at www.universalcare.com. Irvine Irvine Laguna Beach Laguna Beach Laguna Hills Laguna Niguel Los Alamitos Midway City Mission Viejo Newport Beach Orange Orange Orange Orange Orange Placentia Rancho Santa Margarit San Clemente San Juan Capistrano San Juan Capistrano San Juan Capistrano Santa Ana Santa Ana Santa Ana Santa Ana Seal Beach Silverado South Laguna Beach Sunset Beach Surfside Trabuco Canyon Tustin Westminster Wildomar Yorba Linda a OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC OC Riverside County 92650 92709-10 92652 92607 92653-54 92677 90720-21 92655 92690-92 92657-63 92863-66 92867-69 92856-57 92861-62 92859 92870-71 92688 92672-74 92675 92679 92693 92701-07 92711-12 92735 92799 90740 92676 92651 90742 90743 92678 92780-82 92683-84 92595 92885-87 Hemet RV 92545 Holtville RV 92250 Homeland RV 92548 Idyllwild RV 92549 PO_4LE Indian Wells Indio Indo Indo La Quinta Lake Ellsinore Lake Ellsinore Lake Ellsinore March Air Force Base Mecca Menifee Moreno Valley Mountain Center Murrieta North Palm Springs Nuevo Ocotillo Palm Desert Palm Desert Palm Desert Palm Desert Palm Springs Palm Springs Aguanga Palm Springs Anza Palm Springs Banning Palo Verde Bard Parker Dam Beaumont Perris Blythe Rancho Mirage Blythe Riverside Cabazon Riverside Calimesa Riverside RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV RV 92210 92202 92201 92203 92253 92530 92531 92532 92518 92254 92584 92551-57 92561 92562-64 92258 92567 92259 92211 92255 92260 92261 92262 92263 92536 92264 92539 92292 92220 92266 92222 92267 92223 92570-72 92225 92270 92226 92501-09 92230 92513-17 92320 92519 P100MRX4 Universal Care Service Area For up to date confirmation of the covered Service Area and provider availability please contact the Member Services Department at (800) 635-6668 or visit the Universal Care website at www.universalcare.com. Cathedral City RV San Jacinto RV Cathedral City RV San Jacinto RV Coachella RV San Jacinto RV Corona RIV Seeley RV Desert Center RV Sun City RV Desert Hot Springs RV Sun City RV Desert Hot Springs RV Sun City RV Heber RV Temecula RV Hemet RV Thermal RV Hemet RV Thermal RV Thousand Palms RV Winchester RV San Bernardino County Ludlow Lytle Creek Mentone Acton Montclair Adelanto Morongo Valley Alta Loma Mountain Pass Alta Loma Mt. Baldy Alta Loma Needles Amboy Newberry Springs Angelus Oak Nipton SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB 92234 92581 92235 92582 92236 92583 91718-20 92273 92239 92585 92240 92586 92241 92587 92249 92589-93 92543 92274 92544 92275 92276 92596 92338 92358 92359 93510 91763 92301 92256 91701 92366 91737 91759 91737 92363 92304 92365 92305 92364 Apple Valley Ontario Baker Ontario Barstow Oro Grande Big Bear City Patton Big Bear Lake Pearblossom Bloomington Phelan Blue Jay Phelan Byrn Mawr Pinon Hills Cedar Glen Pioneertown Cedarpines Park Rancho Cucamonga Chino Rancho Cucamonga Chino Redlands Chino Hills Rialto Cima Ridgecrest Claremont Rimforest Colton Running Springs Crest Park San Bernardino Crestline Skyforest Daggett Sugarloaf Essex Twentynine Palms Fawnskin Twentynine Palms SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB SB 92307-08 91761-62 92309 91764 92311-12 92368 92314 92369 92315 93553 92316 92371 92317 92329 92318 92372 92321 92268 92322 91729-30 91708 91739 91710 92373-75 91709 92376-77 92323 93555-56 91711 92378 92324 92382 92326 92401-27 92325 92385 92327 92386 92332 92278 92333 92277 P100MRX4 PO 4LE 89 r 90 Universal Care Service Area For up to date confirmation of the covered Service Area and provider availability please contact the Member Services Department at (800) 635-6668 or visit the Universal Care website at wwwuniversalcare.com. Fontana SB Twin Peaks SB Forest Falls SB Upland SB Fort Irwin SB Victorville SB Grand Terrace SB Vidal SB Green Valley Lake SB Westmorland SB Guasti SB White Water SB Helendale SB Winterhaven SB Hesperia SB Wrightwood SB Highland SB Yermo SB Hinkley SB Yucaipa SB Joshua Tree SB Yucca Valley SB Lake Arrowhead SB Yucca Valley SB Landers SB Llano SB Loma Linda SB Lucerne Valley SB San Diego County Alpine Bonita Bonsall Borrego Springs Tecate Boulevard Valley Center Campo Vista Cardiff By The Sea Warner Springs PO 4LE SD SD SD SD SD SD SD SD SD SD SD 92335-37 92391 92339 91784-86 92310 92392-94 92313 92280 92341 92281 91743 92282 92342 92283 92345 92397 92346 92398 92347 92399 92252 92284 92352 92286 92285 93544 92354 92356 91901 91902 92003 92004 91980 91905 92082 91906 92083-85 92007 92086 Carlsbad Chula Vista Coronado Coronado Del Mar Descanso Dulzura El Cajon Encinitas Escondido Escondido Fallbrook Imperial Beach Jacumba Jamul Julian La Jolla La Mesa Lakeside Lemon Grove National City Oceanside Palomar Mountain Pauma Valley Pine Valley Potrero Poway Ramona Ranchita Rancho Santa Fe Rancho Santa Fe San Diego San Diego San Diego San Diego San Luis Rey San Marcos San Ysidro Santa Ysabel Santee Solana Beach Spring Valley SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD 92008-09 91909-15 92118 92178 92014 91916 91917 92019-21 92023-24 92029-33 92025-27 92028 91932-33 91934 91935 92036 92037-39 91941-44 92040 91945-46 91950-51 92049-58 92060 92061 91962 91963 92064 92065 92066 92067 92091 92145-72 92119-42 92182-98 92174-77 92068 92069 92173 92070 92071-72 92075 91976-79 P100MRX4 Universal Care Service Area For up to date confirmation of the covered Service Area and provider availability please contact the Member Services Department at (800) 635-6668 or visit the Universal Care website at wwwuniversalcare.com. Ventura County Camarillo VN 93010 Edwards KN 93523 Camarillo VN 93011-12 Fellows KN 93224 Carpinteria VN 93013-14 Frazier Park KN 93225 Fillmore VN 93015 Glennville KN 93226 Fillmore VN 93016 Inyokern KN 93527 Moorpark VN 93020-21 Johannesburg KN 93528 Newbury Park VN 91319 Keene KN 93531 Newbury Park VN 91320 Kernville KN 93238 Oak View VN 93022 Lake Isabella KN 93240 Ojai VN 93023-24 Lamont KN 93241 Oxnard VN 93030-35 Little Rock KN 93543 Piru VN 93040 Lost Hills KN 93249 Port Hueneme VN 93041-44 Maricopa KN 93252 Santa Paula VN 93060-61 Mc Farland KN 93250 Simi Valley VN 93062-63 McKittrick KN 93251 Simi Valley VN 93065 Mojave KN 93501-02 Simi Valley VN 93062-65 Onyx KN 93255 Simi Valley VN 93093 Randsburg KN 93554 Somis VN 93066 Rosamond KN 93560 Thousand Oaks VN 91358-60 Shafter KN 93263 Thousand Oaks VN 91362 Taft KN 93268 Ventura VN 93001 Tehachapi KN 93561 Ventura VN 93002 Tehachapi KN 93581 Ventura VN 93003 Tehachapi KN 93582 Ventura VN 93004 Tupman KN 93276 Ventura VN 93005 Wasco KN 93280 Ventura VN 93006 Weldon KN 93283 Ventura VN 93007 Wofford Heights KN 93285 West Hills VN 91307 Woody KN 93287 Westlake Village VN 91361 Visit Universal Care's web site at: www.universalcare.com Kern County Arvin KN 93203 Bakersfield KN 93301-90 Bodfish KN 93205 Boron KN 93516 Buttonwillow KN 93206 Caliente KN 93518 California City KN 93504-05 Cantil KN 93519 ' Delano KN 93215-16 P100MRX4 Po_4LE 91