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Resolution No. 81121 2 3 4 5 6 7 8 9 10 11 IVA IBM 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 RESOLUTION NO. 8112 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON ESTABLISHING THE TRANSMISSION REVENUE BALANCING.ACCOUNT ADJUSTMENT IN ACCORDANCE WITH VERNON'S TRANSMISSION OWNER TARIFF AND PROVIDING FOR TARIFF SHEET CHANGES TO IMPLEMENT THE ADJUSTMENT WHEREAS, the City of Vernon is a Participating Transmission Owner ("PTO") with the California Independent System Operator ("ISO") and the Federal Energy Regulatory Commission ("FERC") has approved its Transmission Owner Tariff ("TO Tariff"); and WHEREAS, the City of Vernon TO Tariff provides for periodic recalculation of the Transmission Revenue Balancing Account Adjustment ("TRBAA") which is a ratemaking mechanism designed to ensure that all Transmission Revenue Credits are flowed through to transmission customers; and WHEREAS, on June 26, 2002, the City Council of the City of Vernon adopted Resolution No. 7980 establishing the TRBAA and the City made its TRBAA filing on June 28, 2002'in FERC Docket No. EL02-103; and WHEREAS, the FERC issued its decision on October 11, 2002, accepting the City's filing, subject to refund, effective July 1, 2002 and referencing that all PTOs, including the City, will make another TRBAA recalculation effective January 1, 2003, in accordance with the terms of the ISO Tariff as amended as a result of FERC's acceptance of JISO Amendment No. 45; and WHEREAS, a settlement in principle has been tentatively reached among all current parties in FERC Docket No. EL02-103 but has not been filed or approved by the FERC; and WHEREAS, Peter J. Lanzalotta, a consultant to the City, has f 1 r. 1 prepared testimony and exhibits which determine the TRBAA consistent 2 with the TO Tariff and support the TRBAA, along with TO Tariff sheet 3 changes to implement the.new TRBAA effective January 1, 2003; and 4 WHEREAS, if and when a settlement is reached in FERC Docket 5 No. EL02-103.and approved by FERC, a revised TRBAA filing may be made 6 by the City, as necessary; and 7 WHEREAS, a Notice of Public Hearing was posted on 8 November 27, 2002, notifying all interested parties that a hearing to 9 consider evidence to establish Vernon's new TRBAA was scheduled for 10 December 4, 2002, at approximately 5 p.m.; and 11 WHEREAS, by letter dated November 27, 2002, Bruce V. 12 Malkenhorst, City Administrator/City Clerk, recommended that the TRBAA 13 and Appendix I to the TO Tariff implementing the TRBAA be approved; and 14 WHEREAS, the City Council has heard and considered all 15 evidence, both written and oral, presented in consideration of the 16 establishment of Vernon's new TRBAA and amended Appendix I to the TO 17 Tariff implementing the new TRBAA. 18 NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE 19 CITY OF VERNON AS FOLLOWS: 20 SECTION 1: The City Council of the City of Vernon hereby 21 finds and determines that the recitals contained hereinabove are true 22 and correct. 23 SECTION 2: The City Council of the City of Vernon further 24 finds that all persons have had the opportunity to be heard or to file 25 written comments to the proposed establishment of Vernon's new TRBAA 26 and amended Appendix I to the Vernon TO Tariff implementing the new 27 TRBAA, and after due consideration of any and all evidence submitted at 28 the public hearing determines that there are compelling reasons to. t It T 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 justify the establishment of Vernon's new TRBAA and an amended Appendix I to the TO Tariff implementing the new TRBAA. SECTION 3: The City Council of the City of Vernon hereby approves the establishment of Vernon'.s new TRBAA and amended Appendix I to the TO Tariff implementing the new TRBAA, to be effective January 1, 2003, described in the testimony and exhibits prepared by Mr. Peter Lanzalotta, a copy of which is attached hereto as Exhibit "A" and made a part hereof, pursuant to the TO Tariff and consistent with the FERC decisions in FERC Docket No. EL00-105, concerning that TRR and TO I[Tariff. SECTION 4: The City Council of the City of Vernon hereby authorizes the submittal of the Prepared Direct Testimony of Peter J. Lanzalotta on behalf of the City of Vernon to the FERC SECTION 5: The City Clerk of the City of Vernon shall certify to the passage of this resolution, and thereupon and thereafter the same shall be in full force and effect. APPROVED AND ADOPTED this 4th day of December, 2002. ,20 . EONIS C. MALBUR , Mayo ATTEST: BRUCE V. MALKENHORST, City Clerk - 3 - i Y &. r l Z. 1 STATE OF CALIFORNIA ) ss 2 COUNTY OF LOS ANGELES ) 3 4 I, BRUCE V. MALKENHORST, City Clerk of the City of Vernon, do 5 hereby certify that the foregoing Resolution, being Resolution No. 6 8112, was duly adopted by the City Council of the City of Vernon at a 7 regular meeting of the City Council duly held on Wednesday, December 4, 8 2002, and thereafter was duly signed by the Mayor of the City of 9 Vernon. 10 11 BRUCE V. MALKENHORST, City Clerk 12 (SEAL) 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 _ 4 _ EXHIBIT 0 1 EXHIBIT VER-1 2 3 UNITED STATES OF AMERICA 4 BEFORE THE 5 FEDERAL ENERGY REGULATORY COMMISSION 6 7 8 9 10 11 CITY OF VERNON, CALIFORNIA ) DOCKET NO. ELO - 12 13 14 15 Prepared Direct Testimony of 16 Peter J. Lanzalotta 17 18 on behalf of the 19 City of Vernon, California 20 21 December, 2002 22 23 24 Q. Please state your name, affiliation and business address. 25 A. Peter J. Lanzalotta, Lanzalotta & Associates LLC, 9762 Polished Stone, 26 Columbia, Maryland 21046. 27 28 Q. Please describe your educational background. 29 A. I am a graduate of Rensselaer Polytechnic Institute, where I received a Bachelors 30 of Science degree in Electric Power Engineering. In addition, I hold a Masters 31 degree in Business Administration with a concentration in Finance from Loyola 32 College in Baltimore. 33 34 Q. Please describe your professional experience. 35 A. I am a Principal of Lanzalotta & Associates LLC, which was formed in January 36 2001. Prior to that, I was a partner of Whitfield Russell Associates, with which I City of Vernon, California Docket No. EL0_-_ Exhibit VER-1 Page 2 of 10 1 had been associated since March 1982. My areas of expertise include electric 2 system planning and operation, cost of service study, and utility rate design. I am 3 a registered professional engineer in the states of Maryland and Connecticut. My 4 prior professional experience is described in Exhibit VER-2, which is attached 5 hereto. 6 7 I have been involved with the planning and operation of electric utility systems 8 and with utility regulatory matters, including cost of service, cost allocation, and 9 rate design, as an employee of and as a consultant to a number of privately- and 10 publicly -owned electric utilities, regulatory agencies, developers, and electric 11 loads over a period exceeding thirty years. 12 13 Q. Have you qualified to offer expert testimony in any judicial or quasi-judicial 14 proceedings? 15 A. Yes, I have presented expert testimony before the FERC and before regulatory 16 commissions and other judicial and legislative bodies in 16 states, the District of 17 Columbia, and the Provinces of Alberta and Ontario. My clients have included 18 utilities, regulatory agencies, ratepayer advocates, independent producers, 19 industrial consumers, the United States Government, and various city and state 20 government agencies. The proceedings in which I have testified are listed in 21 Exhibit VER-3. 22 23 Q. What is the purpose of your testimony? 24 A. The purpose of my testimony is to present Vernon's Transmission Revenue 25 Balancing Account Adjustment ("TRBAA") proposed to become effective 26 January 1, 2003. 27 28 Q. Can you summarize your testimony? 29 A. Yes. The Vernon TRBAA is a rate -making mechanism that is part of Vernon's 30 TO Tariff, as approved by the FERC. The balance in the Vernon TRBA as of 2 0 f r City of Vernon, California Docket No. ELO_- Exhibit VER-1 Page 3 of 10 1 September 30, 2002 is $166,532. For 2003, wheeling revenues are projected to be 2 a credit of $204,062 while usage/congestion revenues are projected to be a credit 3 of $2,673. Taken together, these items sum up to a TRBAA for the twelve 4 months starting January 1, 2003 of a credit, or negative, balance of $40,203. 5 6 Q. What is the TRBAA? 7 A. The TRBAA is a ratemaking mechanism designed to ensure that all Transmission 8 Revenue Credits ("TRCs") are flowed through to transmission customers. The 9 California ISO Tariff describes the annual TRBAA, in Appendix F, Schedule 3, 10 Section 6.1(b), as "... a dollar amount based on projected Transmission Revenue 11 Credits as adjusted for the true up of the prior year's difference between projected 12 and actual credits." 13 14 Section 5.2 of the Vernon TO Tariff identifies the items to be reflected in the 15 TRBAA and sets forth the procedure for revising the TRBA on an annual basis, as 16 follows: 17 5.2 Transmission Revenue Balancing Account Adjustment 18 ("TRBAA") The Participating TO shall maintain a Transmission 19 Revenue Balancing Account ("TRBA") that will ensure that all 20 Transmission Revenue Credits and the refunds, specified in Sections 6 and 21 8 of Appendix F, Schedule 3 of the ISO Tariff, flow through to 22 transmission customers. 23 24 The TRBAA shall be equal to: TRBAA = TRCF + TRCT+ I. 25 26 TRCT = The balance representing the prior period difference 27 between the projected Transmission Revenue Credits and 28 the actual credits. 29 30 TRCF = The forecast of Transmission Revenue Credits for the 3 i t ` City of Vernon, California Docket No. EL0_-_ Exhibit VER-1 Page 4 of 10 1 following calendar year. 2 3 I = The interest balance for the TRBA, which shall be 4 calculated using the interest rate pursuant to Section 5 35.19(a) of FERC's regulations under the Federal Power 6 Act (18 CFR Section 35.19(a)). Interest shall be calculated 7 based on the average TRBA principal balance each month, 8 compounded quarterly. 9 10 Q. How are Transmission Revenue Credits ("TRCs") defined? 11 A. TRCs are defined in Section 3.25 of the Vernon TO Tariff as follows: 12 3.25 Transmission Revenue Credit. The net of 1) the revenues received 13 by the Participating TO from the ISO for Wheeling service, Usage 14 Charges (excluding any Usage Charges received by the Participating TO 15 as an FTR Holder) and from the sale of an FTR; and 2) the shortfall or 16 surplus resulting from any cost differences between Transmission Losses 17 and Ancillary Service requirements associated with Existing Rights and 18 the ISO's rules and protocols. 19 20 Q. Has the Commission addressed requirements as to Vernon's TRBAA filings? 21 A. Yes. Vernon made a TRBAA filing on June 28, 2002 in Docket No. EL02-103, 22 which was, like the herein filing, supported by my pre -filed testimony. Pursuant 23 to the procedural date established by the Commission in its July 10, 2002 notice, 24 various comments, protests, and a motion to reject were filed along with motions 25 to intervene by various parties, which addressed, among other things, the timing 26 and the content of that Vernon filing. 27 28 On October 11, 2002, the Commission issued its "Order on Proposed Tariff 29 Amendment and Establishing Hearing and Settlement Judge Procedures." 101 30 FERC ¶ 61,051. GI City of Vernon, California Docket No. ELO_- Exhibit VER-1 Page 5 of 10 I 2 That order rules, among other things, that the timing of Vernon's filing in that 3 docket was reasonable. It accepted Vernon's filing, subject to refund, effective 4 July 1, 2002. However, it also references the "ISO[`s] expect[ation that] all PTOs 5 (including Vernon) [will] make another TRBA Adjustment effective January 1, 6 2003, in accordance with the terms of the ISO Tariff as amended as the result of 7 the Commission's acceptance of Amendment No. 45." See 100 FERC 161,209 8 (2002)(order accepting Amendment No. 45). The timing of the herein filing is, 9 thus, based upon that Commission order and the terms off the ISO Tariff, as 10 amended by Amendment No. 45. 11 12 The October 11, 2002 order also set "Vernon's TRBA projection" for hearing, but 13 suspended hearing procedures pending the outcome parties' attempts to reach a 14 settlement with the assistance of a Settlement Judge.' A settlement in principle 15 has been reached among all current parties to Docket No. EL02-103, and the 16 parties are in the process of drafting the necessary documents for filing with the 17 Commission. However, inasmuch as the settlement has yet been filed or its terms 18 otherwise made public, much less approved by the Commission, I have calculated 19 Vernon's TRBAA for purposes of this filing consistent with the methodology of 20 Vernon's June 28, 2002 filing in Docket No. EL02-103 and the terms of Vernon's 21 currently effective TO Tariff.2 22 ' Vernon request for rehearing and clarification of the October 11 order filed on November 11, 2002 is pending. 2 The October 11, 2002 order requires Vernon to remove the language "the shortfall or surplus resulting from any cost difference between Transmission Losses and Ancillary Service requirements associated with Existing Rights and the ISO's rule and protocols" from Section 9.25 of Vernon's TO Tariff, which would have the effect of removing such amounts from crediting against Vernon's Transmission Revenue Requirement through the Vernon TRBAA. October 11 Order, at paragraph No. 17. Vernon has never had any objection to such removal. The Commission postpones the timing of a filing by Vernon to remove this language "pending the resolution of the remaining issues in the proceeding." October 11 Order, n. 15. In any event, this portion of the current Vernon TO Tariff Section 9.25 that would be removed has no effect on the TRBAA in Vernon's June 28, 2002 filing or in the herein filing, because even if the language was effective, the amount of adjustment pursuant to that language is zero for both filings. 5 I } J s City of Vernon, California Docket No. ELO_- Exhibit VER-1 Page 6 of 10 1 If a settlement is finally approved or other final resolution of this docket is 2 reached, a revised TRBAA filing will be promptly made by Vernon, as necessary. 3 4 Q. What are the results of your calculation of Vernon's TRBAA to be effective 5 January 1, 2003? 6 A. A summary of the elements of the Vernon TRBAA is shown in Exhibit VER-4. It 7 shows that the balance in the Vernon TRBA as of September 30, 2002, including 8 interest, is $166,532. Wheeling revenues are projected to be a credit of $204,062 9 while usage/congestion revenues are projected to be a credit of $2,673. Taken 10 together, these items sum up to a TRBAA for the twelve months starting January 11 1, 2003 of a credit, or negative, balance of $40,203. 12 13 It is worth noting that all of the Vernon transmission facilities that are reflected in 14 Vernon's transmission rates and the TRBAA are high voltage facilities. 15 Therefore, there is no need to allocate TRCs, or other TRBAA components, 16 between high voltage and low voltage rates. 17 18 I will review the derivation of the elements of the Vernon TRBAA using the 19 components of the TRBAA, as stated in Section 5.2 of the Vernon TO Tarrif and 20 listed above, as a reference. The TRBAA is equal the sum of : TRCF + TRCT + 21 I. 22 23 Q. How was the balance of $166,532 Vernon TRBAA as of September 30, 2002 24 determined? 25 A. This balance represents the sum of the TRCT and the I components. 26 27 The TRCT Component of Vernon's TRBAA 28 29 Q. What does TRCT represent? 30 A. TRCT represents a balance that reflects the prior period difference between the rel i r � , t ' City of Vernon, California Docket No. ELO_- Exhibit VER-1 Page 7 of 10 1 projected TRCs and the actual credits. The prior period in this case is the 9 month 2 period starting January 1, 2002 and ending September 30, 2002. 3 4 A summary of the determination of the September 30, 2002 balance in the Vernon 5 TRBA is shown in Exhibit VER-5. The TRCT component reflects 1) the 6 previously projected 2001 TRCs for Vernon of $364,048, or $30,337 per month, 7 for the months January through June, and 2) projected 2002 TRCs of $528,587, or 8 $44,049 per month, for the months July through September, both as reflected on 9 Line No. 9 of Exhibit VER-5. Adjustments for actual payable TRCs reflecting 1) 10 congestion refunds payable to the transmission owner ("TO"), i.e., Vernon, and 11 reflecting 2) high voltage wheeling revenue payable to the TO are reflected in 12 Lines 10-13 of Exhibit VER-5 and produces the Under (Over) Collection figures 13 for the monthly payable TRC balances reflected in Line 13 of Exhibit VER-5. 14 These monthly balances are carried forward from month to month in Line 15 of 15 Exhibit VER-5. Interest is calculated monthly (the I component) on the under 16 (over) payment and is compounded quarterly into the monthly payable TRC 17 balances, pursuant to Section 5.2 of the Vernon TO Tariff. The interest 18 calculation for payable TRC balances is shown in Lines 17-21 of Exhibit VER-5. M, 20 These payable TRC balances are then adjusted to reflect payment of TRC 21 revenues owed to Vernon from the period prior to 2002. These payments are 22 reflected in Lines 28-42 of Exhibit VER-5, under "Prior Period TRC Payment 23 Received" and are subtracted from the payable TRC balances at the end of the 24 year. Prior Period TRC Payments Received are developed in Exhibit VER-6. 25 26 Exhibit VER-6 shows the allocation of net ISO market invoice payments to the 27 transmission revenue credits function. This allocation uses a ratio of the adjusted 28 accrued transmission revenue credits reflected in each month's ISO invoice to the 29 net ISO invoice amount. These ratios are shown in Column H of Exhibit VER-6 30 for each month for which invoices were not paid when due. These ratios have 7 i City of Vernon, California Docket No. ELO_- Exhibit VER-1 Page 8 of 10 1 changed slightly from the ones used in the calculation of Vernon's TRBAA 2 effective July 1, 2002. I will discuss this change, the reasons for it, and the 3 ramifications of it, in more detail in the concluding section of my testimony. 4 5 Interest is calculated monthly on the Prior Period TRC Payments balance and is 6 compounded quarterly into the monthly Prior Period TRC Payment balances. The 7 interest calculation for the monthly Prior Period TRC Payment balances is shown 8 in Lines 3842 of Exhibit VER-5. 9 10 The I (Interest) Component of Vernon's TRBAA 11 12 Q. What does the I component of the TRBAA formula reflect? 13 14 A. As discussed above, the I component reflects interest on payable balances and on 15 on payments for prior year TRCs. As provided in Section 5.2 of Vernon's TO 16 tariff, monthly interest carrying costs are calculated using the 18 CFR § 35.19(a) 17 interest rates and calculation method. These interest rates reflect the prime rate 18 values published in the Federal Reserve Bank's "Selected Interest Rates" and, for 19 each month in a quarter, the average rate for the three months, preceding the 20 quarter is applied, as provided for in 18 CFR § 35.19(a). 21 22 The calculation of interest is reflected in Exhibit VER-5 and is included as an 23 integral part of the calculation of the TRBA balance on September 30, 2002. It is 24 not reflected as a separate line item in Exhibit VER-4. 25 26 The TRCF Component of Vernon's TRBAA 27 28 Q. What does TRCF stand for? 29 A. TRCF stands for the forecast of TRCs for the following calendar year, in this case, 30 2003. These forecast TRCs reflect projected wheeling revenues and projected 91 u City of Vernon, California Docket No. EL0_-_ Exhibit VER-1 Page 9 of 10 1 usage/congestion revenues for 2003. 2 3 Q. How were the projected wheeling revenues and usage/congestion revenues 4 developed? 5 A. Wheeling revenues, which correspond to account 384, are projected to be a credit 6 of $204,062, while usage/congestion revenues, which correspond to account 254, 7 are projected to be a credit of $2,673. These projections are shown in Exhibit No. 8 VER-7. These projections are based on accruals for services provided during the 9 twelve-month period ending September 30, 2002. A summary of the monthly 10 accruals to these accounts for the twelve months ending September 30, 2002 is 11 shown in Exhibit No. VER-8. The annual accrual for the twelve months ending 12 September for account 384 regarding wheeling revenues is $204,062, while the 13 annual accruals in account 254 regarding hour -ahead interzonal congestion 14 refunds are $2,673. 15 16 Change in Allocation Ratios 17 18 Q. Earlier in your testimony you mentioned that the ratios, used in the allocation of 19 net ISO market invoice payments to the transmission revenue credits function, as 20 shown in Exhibit VER-6, had been changed slightly from those used in Vernon's 21 prior TRBAA filing that was effective July 1, 2002. Why do these ratios change? 22 A. The ratios were developed to determine the dollar amount of the Transmission 23 Credits as a function of the net ISO market invoices. The ISO market invoices do 24 not include charges such as Grid Management Charges and FERC fees. These 25 two charges are invoiced and paid separately from the market invoice. However, 26 Vernon staff discovered that ISO Grid Management Charges and FERC fees were 27 inadvertently included in the calculation of the net ISO market invoices used to 28 determine the allocation ratios. Also, for the months of March through June 2001, 29 the Invoice Amounts, shown in Column D of Exhibit VER-6 and used in the 30 determination of the allocation ratios in Vernon's prior TRBAA filing, were 0 0 City of Vernon, California Docket No. EL0_-_ Exhibit VER-1 Page 10 of 10 1 found to not accurately reflect the net of the preliminary and final ISO invoices. 2 The data in Exhibit VER-6 reflects corrections in both of these areas. 3 4 Q. Weren't these ratios also used in Vernon's prior TRBAA filing, which went into 5 effect on July 1, 2002, and, if so, what effect does this change have on Vernon's 6 TRBAA? 7 A. Yes, these ratios were used in Vernon's prior TRBAA filing. Changing these 8 ratios as described above would change the balance in Vernon's TRBA on 9 December 31, 2001 from $42,340, as reflected in Vernon's prior TRBAA filing, 10 to $45,793, as reflected in Exhibit VER-9, which recalculates the balance in 11 Vernon's TRBAA using the changed data on transmission revenue credits not 12 received. The application of the changed ratios to the ISO invoice payments 13 received is depicted in Exhibit VER-10. 14 15 However, Vernon is not proposing to change the December 31, 2001 TRBA 16 balance of the previously filed amount of $42,340, but Vernon will use the 17 correct allocation ratios so that the ratios used in this filing are correct. The error 18 created an under -collection for Vernon of $3,453 and thus a benefit to ISO 19 customers in that amount. Given the relative magnitude of the under -collection, 20 Vernon is not seeking to collect it. The potential administrative expense of 21 determining whether and how to do otherwise may well be more significant than a 22 this small sum. 23 24 Q. Does this conclude your prepared direct testimony? 25 A. Yes. 10 City of Vernon, California Docket No. ELO_- Exhibit VER-2 Pagel of 2 2 Prior Experience of Peter J. Lanzalotta 3 4 Mr. Lanzalotta has more than twenty-five years experience in electric utility 5 system planning, power pool operations, distribution operations, electric 6 service reliability, load and price forecasting, and market analysis and 7 development. Mr. Lanzalotta has appeared as an expert witness on utility 8 reliability, planning, and operation matters in more than 50 proceedings in 9 13 states, the District of Columbia, and the Provinces of Alberta and 10 Ontario. He has developed evaluations of electric utility system cost, value, 11 reliability, and condition. He has participated in negotiations between 12 utilities and customers or regulators in more than ten states regarding 13 transmission access, the need for facilities, electric rates, electric service 14 reliability, the value of electric system components, and system operator 15 structure under wholesale competition. 16 17 Prior to.his forming Lanzalotta & Associates LLC in 2001, he was a Partner 18 at Whitfield Russell Associates for fifteen years and a Senior Associate for 19 approximately four years before that. He holds a Bachelor of Science in 20 Electric Power Engineering from Rensselaer Polytechnic Institute and a 21 Master of Business Administration with a concentration in Finance from 22 Loyola College of Baltimore. 23 24 Prior to joining Whitfield Russell Associates in 1982, Mr. Lanzalotta was 25 employed by the Connecticut Municipal Electric Energy Cooperative 26 ("CMEEC") as a System Engineer. He was responsible for providing 27 operational, financial, and rate expertise to Coop's budgeting, ratemaking 28 and system planning processes. He participated on behalf of CMEEC in the 29 Hydro-Quebec/New England Power Pool Interconnection project and 30 initiated the development of a database to support CMEEC's pool billing 31 and financial data needs. 32 33 Prior to my CMEEC employment, He served as Chief Engineer at the South 34 Norwalk (Connecticut) Electric Works, with responsibility for planning, 35 data processing, engineering, rates and tariffs, generation and bulk power 36 sales, and distribution operations. While at South Norwalk, He conceived City of Vernon, California Docket No. EL0_- Exhibit VER-2 Page 2 of 2 1 and implemented, through Northeast Utilities and NEPOOL, a peak -shaving 2 plan for South Norwalk and a neighboring municipal electric utility, which 3 resulted in substantial power supply savings. He programmed and 4 implemented a computer system to perform customer billing and maintain 5 accounts receivable accounting. He also helped manage a generating station 6 overhaul and the undergrounding of the distribution system in South 7 Norwalk's downtown. 8 9 From 1977 to 1979, Mr. Lanzalotta worked as a public utility consultant for 10 Van Scoyoc & Wiskup and separately for Whitman Requart & Associates in 11 a variety of positions. During this time, he developed cost of service, rate 12 base evaluation, and rate design impact data to support direct testimony and 13 exhibits in a variety of utility proceedings, including utility price squeeze 14 cases, gas pipeline rates, and wholesale electric rate cases. 15 16 Prior to that, He worked for approximately 2 years as a Service Tariffs 17 Analyst for the Finance Division of the Baltimore Gas & Electric Company 18 where he developed cost and revenue studies, evaluated alternative rate 19 structures, and studied the rate structures of other utilities for a variety of 20 applications. He was also employed by BG&E in Electric System 21 Operations for approximately 3 years, where his duties included operations 22 analysis, outage reporting, and participation in the development of BG&E's 23 first computerized customer information and service order system. 24 25 Mr. Lanzalotta is a member of the Institute of Electrical & Electronic 26 Engineers, the National Society of Professional Engineers, the Association 27 of Energy Engineers, the National Fire Protection Association, the 28 American Solar Energy Society, and the Financial Management 29 Association. He is also registered Professional Engineer in the states of 30 Maryland and Connecticut. City of Vernon, California Docket No. ELO_- Exhibit VER-3 Page 1 of 10 Proceedings in Which Peter I Lanzalotta Has Testified In re: Public Service Company of New Mexico, Docket Nos. ER78-337 2 and ER78-338 before the Federal Energy Regulatory Commission, 3 concerning the need for access to calculation methodology underlying 4 filing. 5 6 2. In re: Baltimore Gas and Electric Company, Case No. 7238-V before the 7 Maryland Public Service Commission, concerning outage replacement 8 power costs. 9 10 3. In re: Houston Lighting & Power Company, Texas Public Utilities 11 Commission Docket No. 4712, concerning modeling methods to determine 12 rates to be paid to cogenerators and small power producers. 13 14 4. In re: Nevada Power Company, Nevada Public Service Commission, 15 Docket No. 83-707 concerning rate case fuel inventories, rate base items, 16 and O&M expense. 17 18 5. In re: Virginia Electric & Power Company, Virginia State Corporation 19 Commission, Case No. PUE820091, concerning the operating and 20 reliability -based need for additional transmission facilities. 21 22 6. In re: Public Service Electric & Gas Company, New Jersey Board of 23 Public Utilities, Docket No. 831-25, concerning outage replacement power 24 costs. 25 26 7. In re: Philadelphia Electric Company, Pennsylvania Public Utilities 27 Commission, Docket No. P-830453, concerning outage replacement power 28 costs. City of Vernon, California Docket No. ELO_- Exhibit VER-3 Page 2 of 10 Proceedings in Which Peter J. Lanzalotta Has Testified 1 8. In re: Cincinnati Gas & Electric Company, Public Utilities Commission 2 of Ohio, Case No. 83-33-EL-EFC, concerning the results of an 3 operations/fuel-use audit conducted by Mr. Lanzalotta. 4 5 9. In re: Kansas City Power and Light Company, before the State 6 Corporation Commission of the state of Kansas, Docket Nos. 142,099-U 7 and 120,924-U, concerning the determination of the capacity, from a new 8 base -load generating facility, needed for reliable system operation, and the 9 capacity available from existing generating units. 10 11 10. In re: Philadelphia Electric Company, Pennsylvania Public Utilities 12 Commission, Docket No. R-850152, concerning the determination of the 13 capacity, from a new base -load generating facility, needed for reliable 14 system operation, and the capacity available from existing generating units. 15 16 11. In re: ABC Method Proposed for Aonlication to Public Service 17 Company of Colorado, before the Public Utilities Commission of the State 18 of Colorado, on behalf of the Federal Executive Agencies ("FEA"), 19 concerning a production cost allocation methodology proposed for use in 20 Colorado. 21 22 12. In re: Duquesne Light Company, Docket No. R-870651, before the 23 Pennsylvania Public Utilities Commission, on behalf of the Office of 24 Consumer Advocate, concerning the system reserve margin needed for 25 reliable service. 26 27 13. In re: Pennsylvania Power Company, Docket No. I-7970318 before the 28 Pennsylvania Public Utilities Commission, on behalf of the Office of 29 Consumer Advocate, concerning outage replacement power costs. ' City of Vernon, California Docket No. EL0_- Exhibit VER-3 Page 3 of 10 Proceedings in Which Peter J. Lanzalotta Has Testified 1 14. In re: Commonwealth Edison Company, Docket No. 87-0427 before the 2 Illinois Commerce Commission, on behalf of the Citizen's Utility Board of 3 Illinois, concerning the determination of the capacity, from new base -load 4 generating facilities, needed for reliable system operation. 5 6 15. In re: Central Illinois Public Service Company, Docket No. 88-0031 7 before the Illinois Commerce Commission, on behalf of the Citizen's Utility 8 Board of Illinois, concerning the degree to which existing generating 9 capacity is needed for reliable and/or economic system operation. 10 11 16. In re: Illinois Power Company, Docket No. 87-0695 before the State of 12 Illinois Commerce Commission, on behalf of Citizens Utility Board of 13 Illinois, Governors Office of Consumer Services, Office of Public Counsel 14 and Small Business Utility Advocate, concerning the determination of the 15 capacity, from a new base -load generating facility, needed for reliable 16 system operation, and the capacity available from existing generating units. 17 18 17. In re: Florida Power Corporation, Docket No. 860001-EI-G (Phase II), 19 before the Florida Public Service Commission, on behalf of the Federal 20 Executive Agencies of the United States, concerning an investigation into 21 fuel supply relationships of Florida Power Corporation. 22 23 18. In re: Potomac Electric Power Company, before the Public Service 24 Commission of the District of Columbia, Docket No. 877, on behalf of the 25 Public Service Commission Staff, concerning the need for and availability 26 of new generating facilities. City of Vernon, California Docket No. ELO_- Exhibit VER-3 Page 4 of 10 Proceedings in Which Peter J. Lanzalotta Has Testified 1 19. In re: South Carolina Electric & Gas Companv, before the South 2 Carolina Public Service Commission, Docket No. 88-681-E, On Behalf of 3 the State of Carolina Department of Consumer Affairs, concerning the 4 capacity needed for reliable system operation, the capacity available from 5 existing generating units, relative jurisdictional rate of return, reconnection 6 charges, and the provision of supplementary, backup, and maintenance 7 services for QFs. 8 9 20. In re: Commonwealth Edison Company, Illinois Commerce Commission, 10 Docket Nos. 87-0169, 87-0427, 88-0189, 88-0219, and 88-0253, on behalf 11 of the Citizen's Utility Board of Illinois, concerning the determination of the 12 capacity, from a new base -load generating facility, needed for reliable 13 system operation. 14 15 21. In re: Illinois Power Company, Illinois Commerce Commission, Docket 16 No. 89-0276, on behalf of the Citizen's Utility Board Of Illinois, concerning 17 the determination of capacity available from existing generating units. 18 19 22. In re: Jersey Central Power & Light Company, New Jersey Board of 20 Public Utilities, Docket No. EE88-121293, on behalf of the State of New 21. Jersey Department of the Public Advocate, concerning evaluation of 22 transmission planning. 23 24 23. In re: Canal Electric Company, before the Federal Energy Regulatory 25 Commission, Docket No. ER90-245-000, on behalf of the Municipal Light 26 Department of the Town of Belmont, Massachusetts, concerning the 27 reasonableness of Seabrook Unit No. 1 Operating and Maintenance 28 expense. - City of Vernon, California Docket No. ELO_- Exhibit VER-3 Page 5 of 10 Proceedings in Which Peter J. Lanzalotta Has Testified 1 24. In re: New Hampshire Electric Cooperative Rate Plan Proposal, before 2 the New Hampshire Public Utilities Commission, Docket No. DR90-078, on 3 behalf of the New Hampshire Electric Cooperative, concerning contract 4 valuation. 5 6 25. In re: Connecticut Light & Power Company, before the Connecticut 7 Department of Public Utility Control, Docket No. 90-04-14, on behalf of a 8 group of Qualifying Facilities concerning O&M expenses payable by the 9 QFs. 10 11 26. In re: Duke Power Company, before the South Carolina Public Service 12 Commission, Docket No. 91-216-E, on behalf of the State of South Carolina 13 Department of Consumer Advocate, concerning System Planning, Rate 14 Design and Nuclear Decommissioning Fund issues. 15 16 27. In re: Jersey Central Power & Light Company, before the Federal 17 Energy Regulatory Commission, Docket No. ER91-480-000, on behalf of 18 the Boroughs of Butler, Madison, Lavallette, Pemberton and Seaside 19 Heights, concerning the appropriateness of a separate rate class for a large 20 wholesale customer. 21 22 28. In re: Potomac Electric Power Company, before the Public Service 23 Commission of the District of Columbia, Formal Case No. 912, on behalf of 24 the Staff of the Public Service Commission of the District of Columbia, 25 concerning the Application of PEPCO for an increase in retail rates for the 26 sale of electric energy. 27 28 29. Commonwealth of Pennsylvania, House of Representatives, General 29 Assembly House Bill No. 2273. Oral testimony before the Committee on 30 Conservation, concerning proposed Electromagnetic Field Exposure 31 Avoidance Act. City of Vernon, California Docket No. ELO - Exhibit VER-3 Page 6 of 10 Proceedings in Which Peter J. Lanzalotta Has Testified 1 30. In re: Hearings on the 1990 Ontario Hydro Demand\Supply Plan, 2 before the Ontario Environmental Assessment Board, concerning Ontario 3 Hydro's System Reliability Planning and Transmission Planning. 4 5 31. In re: Maui Electric Company, Docket No. 7000, before the Public 6 Utilities Commission of the.State of Hawaii, on behalf of the Division of 7 Consumer Advocacy, concerning MECO's generation system, fuel and 8 purchased power expense, depreciation, plant additions and retirements, 9 contributions and advances. 10 11 32. In re: , Hawaiian Electric Company, Inc., Docket No. 7256, before the 12 Public Utilities Commission of the State of Hawaii, on behalf of the 13 Division of Consumer Advocacy, concerning need for, design of, and 14 routing of proposed transmission facilities. 15 16 33. In re: Commonwealth Edison Company, Docket No. 94-0065 before the 17 Illinois Commerce Commission on behalf of the City of Chicago, 18 concerning the capacity needed for system reliability. 19 20 34. In re: Commonwealth Edison Company, Docket No. 93-0216 before the 21 Illinois Commerce Commission on behalf of the Citizens for Responsible 22 Electric Power, concerning the need for proposed 138 kV transmission and 23 substation facilities. 24 25 35. In re: Commonwealth Edison Company, Docket No. 92-0221 before the 26 Illinois Commerce Commission on behalf of the Friends of Illinois'Prairie 27 Path, concerning the need for proposed 138 kV transmission and substation 28 facilities. 29 ' 30 36. In re: Commonwealth Edison Company, Docket No. 94-0179 before the 31 Illinois Commerce Commission on behalf of the Friends of Sugar Ridge, City of Vernon, California Docket No. EL0_- Exhibit VER-3 Page 7 of 10 Proceedings in Which Peter I Lanzalotta Has Testified 1 concerning the need for proposed 138 kV transmission and substation 2 facilities. 3 4 37. In re: Public Service Com6any of Colorado, Docket Nos. 95A-531EG 5 and 95I-464E before the Colorado Public Utilities Commission on behalf of 6 the Office of Consumer Counsel, concerning a proposed merger with 7 Southwestern Public Service Company and a proposed performance -based 8 rate -making plan. 9 10 38. In re: South Carolina Electric & Gas Company, Duke Power Company 11 and Carolina Power & Light Company, Docket No. 95-1192-E, before 12 the South Carolina Public Service Commission on behalf of the South 13 Carolina Department of Consumer Advocate, concerning avoided cost rates 14 payable to qualifying facilities. 15 16 39. In re: Lawrence A. Baker v. Truckee Donner Public Utility District, 17 Case No. 55899, before the Superior Court of the State of California on 18 behalf of Truckee Donner Public Utility District, concerning the 19 reasonableness of electric rates. 20 21 40. In re: Black Hills Power & Light Company, Docket No. OA96-75-000, 22 before the Federal Energy Regulatory Commission on behalf of the City of 23 Gillette, Wyoming, concerning the Black Hills' proposed open access 24 transmission tariff. 25 26 41. In re: Metropolitan Edison Company and Pennsylvania Electric 27 Company for Approvals of the Restructuring Plan Under Section 2806, 28 Docket Nos. R-00974008 and R-00974009 before the Pennsylvania PUC on 29 behalf of Operating NUG Group, concerning miscellaneous restructuring 30 issues. 31 City of Vernon, California Docket No. ELO - Exhibit VER-3 Page 8 of 10 Proceedings in Which Peter J. Lanzalotta Has Testified 1 42. In re: New Jersev State Restructuring Proceeding for consideration of 2 proposals for retail competition under BPU Docket Nos. EX94120585U; 3 E097070457; E097070460; E097070463; E097070466 before the New 4 Jersey BPU on behalf of the New Jersey Division of Ratepayer Advocate, 5 concerning load balancing, third party settlements, and market power. 6 7 43. In re: Arbitration Proceeding In Citv of Chicago v. Commonwealth 8 Edison for consideration of claims that franchise agreement has been 9 breached, Proceeding No. 51Y-114-350-96 before an arbitration panel 10 board on behalf of the City of Chicago concerning electric system 11 reliability. 12 13 44. In re: Transalta Utilities Corporation, Application No. RE 95081 on 14 behalf of the ACD companies, before the Alberta Energy And Utilities 15 Board in reference to the use and value of interruptible capacity. 16 17 45. In re: Consolidated Edison Company, Docket No. EL99-58-000 on 18 behalf of The Village of Freeport, New York, before FERC in reference to 19 remedies for a breach of contract to provide firm transmission service on a 20 non-discriminatory basis. 21 22 46. In re: ESBI Alberta Ltd., Application No. 990005 on behalf of the Firm 23 Customers, before the Alberta Energy And Utilities Board concerning the 24 reasonableness of the cost of service plus management fee proposed for 25 1999 and 2000 by the transmission administrator. K"� 27 47. In re: South Carolina Electric & Gas Comvan Docket No. 2000-0170- 28 E on behalf of the South Carolina Department of Consumer Affairs before 29 the Public Service Commission of 'South Carolina concerning an application 30 for a Certificate of Environmental Compatibility and Public Convenience 31 and Necessity for new and repowered generating units at the Urquhart City of Vernon, California Docket No. ELO_- Exhibit VER-3 Page 9 of 10 Proceedings in Which Peter I Lanzalotta Has Testified 1 generating station. 2 3 48. In re: BGE, Case No. 8837 on behalf of the Maryland Office of People's 4 Counsel before the Maryland Public Service Commission concerning 5 proposed electric line extension charges. 6 7 49. In re: PEPCO, Case No. 8844 on behalf of the Maryland Office of 8 People's Counsel before the Maryland Public Service Commission 9 concerning proposed electric line extension charges. 10 11 50. In re: GenPower Anderson LLC, Docket No. 2001-78-E on behalf of the 12 South Carolina Department of Consumer Affairs before the Public Service 13 Commission of South Carolina concerning an application for a Certificate 14 of Environmental Compatibility and Public Convenience and Necessity for 15 new generating units at the GenPower Anderson LLC generating station. 16 17 51. In re: Pike County Light & Power Company, Docket No. P-00011872, 18 on behalf of Pennsylvania Office of Consumer Advocate before the 19 Pennsylvania Public Utility Commission concerning the Pike County 20 request for a retail rate cap exception. 21 22 52. In re: Potomac Electric Power Company and Conectiv, Case No. 8890, 23 on behalf of the Maryland Office of People's Counsel before the Maryland 24 Public Service Commission concerning the proposed merger of Potomac 25 Electric Power Company and Conectiv. 26 27 53. In re: South Carolina Electric & Gas Company, Docket No. 2001-420-E 28 on behalf of the South Carolina Department of Consumer Affairs before the 29 Public Service Commission of South Carolina concerning an application for 30 a Certificate of Environmental Compatibility and Public Convenience and 31 Necessity for new generating units at the Jasper County generating station. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 City of Vernon, California Docket No. ELO_- Exhibit VER-3 Page 10 of 10 Proceedings in Which Peter I Lanzalotta Has Testified 54. In re: Connecticut Light & Power CompanyDocket No. 217 on behalf of the Towns of Bethel, Redding, Weston, and Wilton, Connecticut before the Connecticut Siting Council concerning an application for a Certificate of Environmental Compatibility and Public Need for a new transmission line facility between Plumtree Substation, Bethel and Norwalk Substation, Norwalk. 55. In re: The City of Vernon, California, Docket No. ER02-103 on behalf of the City of Vernon before the Federal Energy Regulatory Commission concerning Vernon's transmission revenue balancing account adjustment reflecting calendar year 2001 transactions. 56. In re: San Diego Gas & Electric Company et. al., Docket No. EL00-95- 045 on behalf of the City of Vernon, California before the Federal Energy Regulatory Commission concerning refunds and other monies payable in the California wholesale energy markets. City of Vernon, California Docket No. ELO_ Exhibit VER-4 A B C D E F G H 1 2 3 CITY OF VERNON 4 TRANSMISSION REVENUE BALANCING ACCOUNT ADJUSTMENT (TRBAA) 5 CALENDAR YEAR 2003 6 7 IDESCRIPTION TOTAL 8 9 Balance in TRBA on September 30, 2002 $166,532 10 including interest 11 12 Forecast Wheeling Revenues ($204,062) 13 14 Forecast Congestion Revenues ($2,673) 15 16 17 18 TRBAA ($40,203) 19 20 21 22 Source 23 Line 9 Exhibit VER-5, Column K, Line 50 24 Line 12 Exhibit VER-7, Column C, Line 23 25 Line 14 Exhibit VER-7, Column E, Line 23 26 27 28 29 30 31 32 TRBAA03 Exh 4-10 Fin 1126 02.xls sit Y w v tl O w b m C p N m N 0� r C tV 01 N A _P O ad A r: m N M N N N N M N N N N N N » O H op 0 all A O S � S m �y M h� � ad m cad r a w A c r r r Q g m N aanDD ,MO IRE � S �j � �O�yy S N O LL LL LL ? Z F W W �_ 2 W W Z -- FW Z W pG W O N p p� fY amp wm bp p p pp mm gam_ 2 U 2 q2 Z J R r S p O O N N p Y h n m amD p O p O p S p $ ww O h N a. Q pvmpi M oN M � r o M wi o wi °i o N �i o N a � °i � o YIN9 W m M O N O OYww W ' , r _ W O� pp p b p p p ww pw N N M N N N N 2 N N M C O pp p p ��yy M N N O M W r wP m N N N rai ui vY A W O N O O N M N N M N H N M N N O p p y po h a? OI f m 0! ai N O n c M M c N w O aD .= M w c m w ♦ Ol N vi P N .i Y! t0 .- w M) t� ri N w w a3 N � m ^. a w O N N N G bN Ww OY wY aAnp •FC a ^ M fw Pal L4 O) w O w O Yp " w7 fH f ■ N N N N N N N � N N N O C A- u ff N N M S OL W 0 C x a w i? Iu�iI 111 198 O U1 1011W � N Mf wmhma O NMY wm maw NNNNNamvNNNM eo IN9 M wmm M t7 Aad M M W O M f NMY Y Y f f m Y f ma Y Y O� f w W a H Zm ECE o >`I o0 U 'f YNO� tl Y N O SSS OOO O SS SSO m 000� Ol�lNn m h O SOON • tl A G N G C N N C N O poN N O G C G G po C l7 1 h G Y e V O G ? G p 1D 1D d. N NNN n N � O M N O N N N 1D O N N O p p p O O S 8S p p p p p p O p O Sp pN Sp pN O pp p pN S Sp S a hSS NpOO NS MS NS NS MS NO NO NO as-- NN N N O SpO pSp S R pp S S S S S O S S O O p O p O 0 O S S 0 p n' p N p p N N p p p s s H p p N N p M M Q M N N M p N N N N 0 M N S S S pa S S S p O S pM O p O S pM p S p O S p p O O pa O pN O B S M M M pSo N M M N H N N p N N p.8 N N M pO N N M pS M p p N N M pO N 9999 N p p N N O4 SSS Ss S $8p$SpSp 7- O M N gas N N M N M p8pS N pSp M N p8S N pS N N pS N p8S N N oS M pS N pS N pB N M N N M N M N N 0 C Q p 8 p p 8 S p O p p O O S S S S S S S SS S p O p O S S S S So S Sp < M N M N o M N N p p N N N p N N N N N pS N M N N p p N N M pS N pSp N p p N N N O 4 888 S88p 8p8p$ 888 8p$ $ 8 J M M M M N ass N N M N p888 N M M N N M p0p88 N N N N p8p8p88 N N N Y �O�SSN Q 888 pM SOS S OS SSS SOS p 100,E N 17n ENO O O py W q AMO C e'i so NNN d G p NNN G C NNN sag C i O NNN p p O NNN pO po N 1?NNN C pppp 1A1�1� O W W N 1N0 t 7 11�OO N10 N Y ^ N y y N q y b N rj N ri M Ei N 1w� N y ui O M lNV pp f O O V p S ♦♦ i" p O N N N M N N b2 N G O O! N 1 0 0 A � 0 9 NpNp N g m M A N O O p p U♦l N 10 m A gap. 10 � Yq) N 1Gr f� fr N � A M n ANM � m ' ♦�Y NN Y O N� O N O N h q NNY I1Nj M iG N N N AN M N Y N N N y M � �' � Y♦♦ S YG oR a =COO 1� p G3 p =O Nbh G3 =m O =_YNf G O < wpmp NSNOO��Ypp r�O 5000 CA W 0p� C U V p 9 O Nf ' Cl m • M M 01 ♦qO t9 O Oi ♦O O N N f O M pS N b �O Y {Y�O M N N {+ Y1O� N N q .lay( �f GN f ♦. NN S C R Z U ~C O A M ~ N M ~ A O N N t V N N f O Y N f. O tl tl N f M • 1r� {� p M • N .6 N .Y U w mIt QQQ C 1• y y tC YSf C C r N �C N N C E E E W d w w o w EE• d••$ s w EE d• w • m s• a •• e i w• d w �o4F d• w o s £• d w $ E 7 K .Z ILN 7 5 7� S N 7 N>> >> S 7$ S H W G7 P Y p� e b 9m ci 0 • W pq N C � N N -It N N iD {NIl � 10 M O Up > M Oc C o $$♦ 0 Z Ntl N N m tl S m » c � a•°i m C wag 4 � N {7< O tlAONO�'=�` 0 �000�-N N NNNN 17 Y O tlAOQ N N N O� N N N1�1 N N YO(O� Of Vf N l7 S S Y Y O r f� O f 0 O10O YNl fI h M1Af}10 1 4 TRCRDT03 City of Vernon, California Docket No. El-0-- Exhibit VER-7 A B C I D E F 1 CITY OF VERNON 2 FORECAST TRANSMISSION CREDITS 3 CALENDAR YEAR 2003 4 5 6 MONTH Wheeling Usage/Congestion 7 8 January-03 ($17,005.15) ($222.77) 9 February-03 ($17,005.15) ($222.77) 10 March-03 ($17,005.15) ($222.77) 11 April-03 ($17,005.15) ($222.77) 12 May-03 ($17,005.15) ($222.77) 13 June-03 ($17,005.15) ($222.77) 14 July-03 ($17,005.15) ($222.77) 15 August-03 ($17,005.15) ($222.77) 16 September-03 ($17,005.15) ($222.77) 17 October-03 ($17,005.15) ($222.77) 18 1 November-03 .($17,005.15) ($222.77) 19 December-03 ($17,005.15) ($222.77) 20 21 22 23 Total ($204,061.77) ($2,673.27) 24 25 26 Exh 4-10 Fin 1126 02.x1s City of Vernon, California Docket No. ELO_- Exhibit VER-8 A B C D E F 1 2 Transmission Credits (TRC) Received 3 Year Ending September 2002 4 204 254 255 384 5 Service Month Payment Due 6 7 October-01 January-02 $0.00 ($3,054.36) $0.00 ($11,593.92) 8 November-01 February-02 $0.00 $0.00 $0.00 ($9,805.49) 9 December-01 March-02 $0.00 $0.00 $0.00 ($3,704.70) 10 January-02 April-02 $0.00 $0.00 $0.00 ($10,051.55) 11 February-02 May-02 $0.00 $0.00 $0.00 ($5,077.05) 12 March-02 June-02 $0.00 $381.09 $0.00 ($10,165.04) 13 April-02 July-02 $0.00 $0.00 $0.00 ($11,499.01) 14 May-02 August-02 $0.00 $0.00 $0.00 ($12,310.90) 15 June-02 September-02 $0.00 $0.00 $0.00 ($31,442.44) 16 July-02 October-02 $0.00 $0.00 $0.00 ($54,592.37) 17 August-02 November-02 $0.00 $0.00 $0.00 ($33,429.87) 18 September-02 December-02 $0.00 $0.00 $0.00 ($10,389.43) 19 1 $0.00 ($2,673.27) $0.00 ($204,061.77) 20 Average Monthly $0.00 ($222.77) $0.00 ($17,005.15) 21 ($222.77) ($17,005.15) 22 23 0204- Day -Ahead Inter -Zonal Congestion Refund due TO (w/o amounts related to FTR ownership.) 24 0254- Hour -Ahead Inter -Zonal Congestion Refund due TO (w/o amounts related to FTR ownership) 0255- Hour -Ahead Inter -Zonal Congestion Debit to TOs r26 0384 - High Voltage Wheeling Revenue due TO TRCRDT02 Exh 4-10 Fin 1126 02.xis Q p O O O N W n � N Nee 'It 8 A L® n O m O O m A m N m M 8. W m W PA v� O m n O O m m O GD O fV Ol (O M W m N W M A of N W W A H M 1-t°Qi P Z S N m H m t9. Wp � pm y OD mH y ODD N Q H N Of N M y H Y �- '- e- M QH f9 6M9 H Vl Vi � H H to W m ® N W Q M Q O eeO NPM f7 Qhm W QQ eg G E M m OH 10+1 m P fH W tSQ tn0 awWr g ®O 8 N o o H pp w w m vwi O('1i m H HN H �pp H H O >R' Q3 8co0 fNmVZ M N m W tmO. Ix a g a O vN1 Omml N (O N 5 U O ®O (00 n m N N 'N W m o Oi U U Q m l�1 Oi N tV y fO pp Q m 0 n 00 LL LL. O J ON N m h t0 M W H N H W N Onp H m O N M H N N l0 M W W Z M M ' WH .-. d: �• Z Z N H H` N H I H ._. H ... H O Z W Z Z W W W W Q O p M N O n O O G N (V W O M O W N m C; N Of m O f� 1� O m fN M Y LL 'St_n ®g ClN tV b H N W N. m m N y v to !A9 v H M m A L Z A N p p W mm �O ee 0 Pl N! 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M M co m S N W O n ppp pO O O O O pO O l� 8Oi� y NcN M HtOiONO M EpIO o H �OpQPpD. mO 8 !MO lM7 mb� W O S SOS S Sig p p $ n A P m 0 P O 0 0 0 O O O O q ,Q l m Oi N H HHH H H H Oito H � MH 4M9 H H raj NN� m " �QO 6 a N N ~ O 'O U Q W 2 Q m o W Olu $ C W Q U Z O N m Z w 7 V 7 0 m w m G O F m w m O CO W m m 9 '.' /0 Z qg u7 0 I q O p a ro SC K K C m m mQ9 OC lW7 SO Z S C 2 3 G 0® W Id 6w 00 Clj 2 u5= sty a I X C m O K I U I O t W < 5 W W m .>> W Q+ W N M Q m P m W O' M Q N NN NNNNNNMMM M f'f Q a�0 O W W M W pQo� ig O N m OD N M N N NCl) nN H H 4 O O O ♦ cDY WO Q Z apu aD W am GAD W Ci n N N r: to /N7H�h N v co co H Y V V b ��0 W I N NCO NO60 W � N H N b N N H H Qo0 Mpp AAob W 0 N O N l0 O (pWp Q l7 W N n m N V 1 H N W Y9 h • O Q � b 7 tl0f N N�b O � H N N N H N N Z m H m C q N N N Ol h n Cl! 7 p � W N H Ol ^NCO) N N O O ppN�� W pp Y pN� W W h W Oi C* H {ODD I� 4 $ Y a � R W O) O Ob)9m0 � N N h N H N O h H bb� b l7 N00 H yppy N h h H N J b N CD GOD r� m a1 f� a0D aD 5a0 .�. fV IV fV l7 < P7 K FO- p bNNN O SSSO Q �Npb O O NN fC CCbb GG O�C4 h .mt h1- N O ED O H Cbb H M M p � lh NIO h ....H NopM�NH�pb l'D HHNN Hh m .N..vM Hvl9 bGO Nl0`I p 0 ��aD NN co O Q H l7 N f9 N N H H H H l7 H [b�! N N N N (n NNN C G � W }{ S so C m O C O m O C ® m CO O o m O- t � m. C O m O O C m O C O O Ir _ Z 'O l0 l6 q W O 10 a � W FF W t0 M m O p m m a W so ro 10 o W O o E W a b M O M .� O O a 7 5 7 - >> 7 5 7 >> F H tl W po� Q V V m °i CD a v -0 N aho O N g a m N N H v 8 m ODco m O E.1 ¢ Q Q Z a 4 4 4 4 4 4 14 f N � N t9Q b m W Or` V b� W O N N N 1N7 l0V bN hN ND)ONf Ot7 R lMbW ON 2- --pp ptty� O m a 0 N LL dL X W SUPPORTING DOCUMENTS CITY COUNCILi LEONIS C. MALIIR Mayor Y THOMAS A. YBARRA �3 Mayor Pro —Tern WM. 'BILL" DAV Councilman H. "LARRY" GONZALES Councilman W. MICHAEL MCCORMIC Councilman BRUCE V. MALKENHORST City Administrator/City Clerk FAX (323) 826-1438 City Council City of Vernon Honorable Members: CITY HALL 43 5 SANTA FE AVENUE, VERNON, CALIFORNIA 90058 TELEPHONE (323) 583-8811 November 27, 2002 fj�E6UARDO OLIVO City Attorney FAX: (562) 869-1883 KEVIN WILSON Director of Community Services & Water FAX: (323) 826-1435 KENNETH J. DeDARIO Director of Utilities FAX: (323) 826-1425 STEVEN E. PARKER Fire Chief FAX: (323) 826-1407 BRUCE W. OLSON Police Chief FAX: (323) 826-1481 O-Cu I �- �a On June 26, 2002, this legislative body approved a Transmission Revenue Balancing Account Adjustment (TRBAA) to be effective July 1, 2002, which is to be recalculated annually consistent with the Transmission Owner (TO) Tariff. Recently, FERC approved a revised ISO Tariff which requires all PTO's to file a new annual TRBAA using the accounting period through September 30th of each year to be effective January 1st of the following year. The services of Lanzalotta & Associates LLC were retained to assist with the preparation of the TRBAA and has advised that it be filed with FERC. This has been reviewed by the Director of Utilities and City Attorney and it is hereby recommended that the TRBAA and Appendix I to the TO Tariff to implement the TRBAA be approved. Very truly yours, Bruce V. Malkenhorst City Administrator/City Clerk BVM/gm Transmission Owner Tariff (cont.) APPENDIX I Transmission Revenue Requirement and TRBAA The Vernon Base Transmission Revenue Requirement is $10,216,178. The TRBAA is a negative $40,203 for the 12-month period effective January 1, 2003. All of Vernon's transmission facilities and Entitlements placed under the ISO's Operational Control are High Voltage Facilities as defined by the ISO Tariff. The TRBAA will be recalculated annually consistent with the ISO Tariff, approved by the Vernon City Council, and provided to the ISO. Authorized by City of Vernon Ordinance No. 940 Issued on: Resolution No. Effective: January 1, 2003 Second Revised Sheet No. 22 Superseding First Revised Sheet No. 22 EM Transmission Owner Tariff (cont.) APPENDIX I Transmission Revenue Requirement and TRBAA The Vernon Base Transmission Revenue Requirement is $10,216,178. The TRBAA is a negative $40,203 for the 12-month period effective January 1, 2003. All of Vernon's transmission facilities and Entitlements placed under the ISO's Operational Control are High Voltage Facilities as defined by the ISO Tariff. The TRBAA will be recalculated annually consistent with the ISO Tariff, approved by the Vernon City Council, and provided to the ISO. 0 Authorized by City of Vernon Resolution No. Effective: January 1, 2003 Ordinance No. 940 Second Revised Sheet No. 22 Superseding First Revised Sheet No. 22 Issued on: Transmission Owner Tariff (cont.) APPENDIX I Transmission Revenue Requirement and TRBAA The Vernon Base Transmission Revenue Requirement is $10,216,178. The TRBAA is a negative $40,203 for the 12-month period effective January 1, 2003. All of Vernon's transmission facilities and Entitlements placed under the ISO's Operational Control are High Voltage Facilities as defined by the ISO Tariff. The TRBAA will be recalculated annually consistent with the ISO Tariff, approved by the Vernon City Council, and provided to the ISO. Authorized by City of Vernon Resolution No. Effective: January 1, 2003 Ordinance No. 940 Second Revised Sheet No. 22 Superseding First Revised Sheet No. 22 Issued on: Transmission Owner Tariff (cont.) APPENDIX I Transmission Revenue Requirement and TRBAA The Vernon Base Transmission Revenue Requirement is $10,216,178. The TRBAA is a negative $40,203 for the 12-month period effective January 1, 2003. All of Vernon's transmission facilities and Entitlements placed under the ISO's .Operational Control are High Voltage Facilities as defined by the ISO Tariff. The TRBAA will be recalculated annually consistent with the ISO Tariff, approved by the Vernon City Council, and provided to the ISO. Authorized by City of Vernon Resolution No. Effective: January 1, 2003 Ordinance No. 940 Second Revised Sheet No. 22 Issued on: Superseding First Revised Sheet No. 22 (az,- November 26, 2002 TO: Bruce V. Malkenhorst, City Administrator FROM: Kenneth J. DeDario, Director of Utilities SUBJECT: Transmission Revenue Requirements On August 29, 2000 Council established the Transmission Revenue Requirement (TRR) associated with Vernon's high voltage transmission for the purpose of becoming a Participating Transmission Owner with the ISO. The TRR and Transmission Owner (TO) Tariff were approved by FERC on September 14, 2001. On June 26, 2002 Council approved a Transmission Revenue Balancing Account Adjustment (TRBAA) to be effective July 1, 2002 which is to be recalculated annually consistent with the TO Tariff. However, recently FERC approved a revised ISO tariff which requires all PTO's to file a new annual TRBAA using the accounting period through September 30th of each year to be effective January 1st of the following year. Mr. Peter Lanzalotta, an experienced FERC consultant with the firm of Lanzalotta & Associates LLC was retained to assist in preparing and recommending the TRBAA to be filed with FERC. I recommend approval of the TRBAA as recommended by Mr. Lanzalotta and which is fully explained in the attached testimony. I also recommend approval of the attached Appendix I to the TO Tariff which implements the TRBAA. If you have any questions, please contact me. Thank you for your consideration. KJD:ah Attachments NOTICE OF PUBLIC HEARING The City of Vernon will conduct a Public Hearing which you may attend. PLACE: Vernon City Hall City Council Chambers 4305 Santa Fe Avenue Vernon, CA 90058 DATE AND TIME: Wednesday, December 4, 2002, at 5:00 p.m., or as soon thereafter as the matter may be heard PURPOSE: To consider evidence to establish Vernon's new Transmission Revenue Balancing Account Adjustment for its high voltage (over 200 kV) transmission facilities and entitlements (all located outside the City) pursuant to Vernon's Transmission Owner Tariff Any interested person may attend and may make an oral presentation to the City Council at the time of the hearing, or may present written comments prior to the hearing. If you challenge the approval of the establishment of Vernon's new Transmission Revenue Balancing Account Adjustment or any provision thereof in court, you may be limited to raising only those issues you or someone else raised at the hearing described in this notice or in written correspondence delivered to the City of Vernon at, or prior to, the meeting. Information may be obtained by contacting the office of the City Clerk at the above address. The hearing may be continued or adjourned to a stated time and place without further notice. Dated: November 27, 2002 BRUCE V. MALKENHORST, City Administrator/City Clerk