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Resolution No. 8991I RESOLUTION NO. 8991 2 3 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON APPROVING AND AUTHORIZING THE EXECUTION OF 4 A MASTER CONSULTING SERVICES AGREEMENT BY AND BETWEEN THE CITY OF VERNON AND NEW ENERGY 5 ASSOCIATES, LLC, A SIEMENS COMPANY 6 7 WHEREAS, the City of Vernon (the "City") is a chartered 8 municipal corporation of the State of California that owns and 9 operates a system for the generation, purchase, transmission, 10 distribution and sale of electric capacity and energy; and 11 WHEREAS, the City needs the services of a consultant to 12 provide as -requested services relating to the management and operation 13 of generation and transmission assets including, but not limited to, 14 performing operational studies of the Malburg Generating Station, 15 developing asset portfolio position reports considering key risk 16 factors, performing operational and economic studies for new power 17 plants, reviewing future electric power purchases and sales 18 transactions, reviewing gas supply transactions, assessing the exiting 19 and future use of high -voltage transmission assets and reviewing work 20 flow in the operations and procurement areas (collectively, the 21 "Services"); and 22 WHEREAS, the City's Light & Power Department believes that 23 New Energy Associates, LLC ("New Energy") can provide the necessary 24 Services and the Director of Light & Power has recommended that an 25 agreement with New Energy be approved; and 26 WHEREAS, the City Council of the City of Vernon has 27 determined that, pursuant to the provisions of subsection (a) of 28 Section 2.27 of the Vernon City Code, it is in the public interest and necessity to enter into an agreement with New Energy. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: SECTION 1: The City Council of the City of Vernon hereby finds and determines that the recitals contained hereinabove are true and correct. SECTION 2: The City Council of the City of Vernon hereby approves the Master Consulting Services Agreement and Service Request No. 1 with New Energy, in substantially the same form as the copy which is attached hereto as Exhibit A and incorporated by reference. SECTION 3: The City Council of the City of Vernon hereby authorizes the Mayor to execute said Agreement and Service Request for, and on behalf of, the City of Vernon and the Acting City Clerk is hereby authorized to attest thereto. SECTION 4: The City Council of the City of Vernon hereby authorizes the Acting City Clerk, or his designee, to make whatever nonsubstantive, administrative and/or text changes, upon advice of counsel, to the Agreement and Service Request. SECTION 5: The City Council of the City of Vernon hereby directs the Acting City Clerk, or his designee, to send one fully executed Agreement and Service Request to: New Energy Associates, LLC, a Siemens Company Attn. Ms. Deane S. Price, President 400 Interstate North Parkway, Suite 1500 Atlanta, Georgia 30339 - 2 - SECTION 6: The Acting City Clerk of the City of Vernon shall certify to the passage of this Resolution, and thereupon and thereafter the same shall be in full force and effect. APPROVED AND ADOPTED this 22°d day of March, 2006. r LEONIS C. M�BUR�GMa�yor ATTES :f i BRUCE V. LKENHORST, JR. Acting City Clerk - 3 - STATE OF CALIFORNIA ) ) ss COUNTY OF LOS ANGELES ) I, BRUCE V. MALKENHORST, JR., Acting City Clerk of the City of Vernon, do hereby certify that the foregoing Resolution, being Resolution No. 8991, was duly adopted by the City Council of the City of Vernon at a regular meeting of the City Council duly held on Wednesday, March 22, 2006, and thereafter was duly signed by the Mayor of the City of Vernon. 1 BRUCE MALKENHORST, JR. Acting City Clerk (SEAL) - 4 - EXHIBIT 0 MASTER CONSULTING SERVICES AGREEMENT THIS AGREEMENT, effective upon execution by the parties ("Effective Date") is between New Energy Associates, LLC., A Siemens Company ("NewEnergy") and City of Vernon ("Client"). WITNESSETH: WHEREAS, Client desires to purchase certain consulting services provided by NewEnergy and NewEnergy is willing to provide to Client such consulting services, all as provided in this Agreement; NOW, THEREFORE, the parties agree as follows: 1. TERM OF AGREEMENT The term of this Agreement will commence on the date specified in the first sentence of this Agreement (the "Effective Date") and will continue for two (2) years from the Effective Date unless earlier terminated as provided herein. 2. SERVICES (a) Direction The services to be performed hereunder by NewEnergy will be directed by Mr. Matt Harris (the "NewEnergy Representative"). (b) Scope of Services NewEnergy will provide to Client consultative services on an as requested basis services related to the management and operation of Client's generation and transmission assets (collectively, the "Services"). Each consultative services will be set forth in separate service requests executed by the parties ("Service Requests"). Each Service Request will be subject to the terms and conditions specified in this Agreement. A Service Request will include in detail: (i) a description of the services to be performed; (ii) a timetable for completion of services (iii) any responsibilities of NewEnergy and the Client; (iv) the term of such Service Request (including any renewal terms); (v) anticipated total charges; and (vi) such other items as may be appropriate. NewEnergy expressly warrants and agrees to perform the Services at the highest performance level of the business consulting services industry. NewEnergy further agrees to expend all reasonable efforts necessary to accomplish the tasks assigned hereunder. 3. NEWENERGY'S PROFESSIONAL SERVICES CHARGES NewEnergy will charge its then applicable consulting rates for all services performed under this Agreement. A copy of NewEnergy's current rates is attached hereto as Attachment 1. The total billing for consulting rates under this Agreement will not exceed $200,000 without Client's prior written approval. City of Vernon Master Consulting Services Agreement Page 1 4. PAYMENT FOR SERVICES For the Services to be provided under this Agreement, Client agrees to pay NewEnergy thirty (30) days from date of invoice unless agreed to otherwise in a Service Request. Any sum not paid when due will bear interest until paid at a rate of interest equal to the lesser of (i) the prime rate established from time to time by Citibank N.A., New York, plus two percent (2%) or, (ii) the maximum rate of interest allowed by applicable law. 5. EXPENSES AND TAXES NewEnergy will be responsible for all reasonable expenses incurred in the course of performing the Services under this Agreement plus ten percent (10%) for NewEnergy's administrative costs associated therewith. However, Client will reimburse NewEnergy for travel and travel -related expenses directly related to the conduct of the Services, provided that any such expenses are reasonable, necessary and are approved in advance by the Client. At Client's request, NewEnergy will provide supporting documentation to Client on a monthly basis for any reimbursable expenses incurred during the preceding month. NewEnergy will pay and Client will reimburse NewEnergy for all taxes based upon the charges in this Agreement or the Services or materials provided under this Agreement, including any applicable state and local sales, privilege, or excise taxes. 6. RECORD KEEPING AND AUDITS NewEnergy shall establish and shall retain, for a period of two (2) years following the performance of the Services under each Service Request, records that adequately substantiate the applicability and accuracy of charges to Client for such Services and any expenses reimbursed by NewEnergy pursuant to this Agreement. Upon receipt of reasonable advance notice from Client, NewEnergy shall produce such records for audit by Client. 7. CONFIDENTIALITY During the term of this Agreement, NewEnergy and Client may have access to confidential or proprietary information belonging to the other party. Until the expiration of two (2) years from the date of this Agreement, NewEnergy and Client each agrees to use the same means as it uses to protect its own confidential information, but in no event less than reasonable means, to avoid disclosure to any third party any of the other's information which has been identified as confidential or proprietary and to use such information only in performing the activities contemplated under this Agreement. The foregoing shall not apply to information which is (i) already known by the recipient party without an obligation of confidentiality other than under this Section; (ii) publicly known or becomes publicly known through no unauthorized act of the recipient party; (iii) rightfully received from a third party; (iv) independently developed by the recipient party without use of any such confidential information; (v) disclosed by the owner to the third party without similar restrictions; or (vi) required by disclosure by reason of legal, accounting or regulatory requirements beyond the reasonable control of the recipient party. Upon written request at the expiration of this Agreement, all such documented confidential information (and all copies thereof) owned by the requesting party will be returned to the requesting party. City of Vernon Master Consulting Services Agreement Page 2 8. OWNERSHIP OF WORK PRODUCT Except as otherwise set forth in a Service Request, any and all analyses, evaluations, reports, memoranda, and letters, which are delivered to Client by NewEnergy under this Agreement, (the "Work Product") are works specially ordered for use as a contribution to a collective work or otherwise shall be deemed a "work for hire" and the Work Product will be and remain the exclusive property of Client. Notwithstanding the foregoing, subject to NewEnergy's confidentiality obligations under this Agreement, NewEnergy may (i) use the intangible ideas, concepts and know-how retained by NewEnergy's employees as a result of the performance of the Services under this Agreement and (ii) develop similar Work Product for itself of other parties. 9. WARRANTY NewEnergy represents and warrants that all services will be performed in a professional and workmanlike manner. NEWENERGY MAKES NO REPRESENTATION OR WARRANTY, EXPRESS OR IMPLIED, REGARDING ANY MATTER INCLUDING THE MERCHANTABILITY, SUITABILITY, ORIGINALITY, FITNESS FOR A PARTICULAR USE OR PURPOSE, OR RESULTS TO BE DERIVED FROM THE USE OF THE DEVELOPED SOFTWARE OR ANY SERVICES, SYSTEM, HARDWARE OR OTHER MATERIALS PROVIDED UNDER THIS AGREEMENT. 10. LIMITATION OF LIABILITY EXCEPT AS SET FORTH IN THIS SECTION 10, FOR ANY MATTER ARISING IN CONNECTION WITH THIS AGREEMENT, OR ANY SERVICE REQUEST, HOWEVER BASED, IN NO EVENT WILL (A) EACH PARTY'S AGGREGATE LIABILITY TO THE OTHER EXCEED THE TOTAL AMOUNT PAID FOR ALL SERVICES PROVIDED UNDER THIS AGREEMENT, OR SUCH SERVICE REQUEST, DURING THE PERIOD SIX (6) MONTHS PRIOR TO THE MONTH IN WHICH THE EVENT, ACT, DELAY, OR OMISSION GIVING RISE TO SUCH LIABILITY FIRST OCCURRED, AND (B) THE MEASURE OF DAMAGES PAYABLE BY EITHER PARTY INCLUDE, NOR WILL EITHER PARTY BE LIABLE FOR, ANY AMOUNTS FOR LOSS OF INCOME, PROFIT OR SAVINGS OR INDIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES OF ANY PARTY, INCLUDING THIRD PARTIES. THE LIMITATIONS SET FORTH IN THE PRECEDING SENTENCE WILL NOT APPLY WITH RESPECT TO DAMAGES OCCASIONED BY RECKLESS OR INTENTIONAL TORTIOUS MISCONDUCT OF A PARTY OR BREACH OF SECTION 4 (CONFIDENTIALITY). EACH PARTY WILL HAVE A DUTY TO MITIGATE DAMAGES FOR WHICH THE OTHER IS RESPONSIBLE. NO CLAIM AND DEMAND FOR ARBITRATION OR CAUSE OF ACTION WHICH AROSE OUT OF AN EVENT OR EVENTS WHICH OCCURRED MORE THAN TWO YEARS PRIOR TO THE FILING OF A DEMAND FOR ARBITRATION OR SUIT ALLEGING A CLAIM OR CAUSE OF ACTION MAY BE ASSERTED BY EITHER PARTY AGAINST THE OTHER. City of Vernon Master Consulting Services Agreement Page 3 11. INDEPENDENT CONTRACTOR STATUS The relationship between NewEnergy and Client is an independent contractor relationship. Neither NewEnergy nor any employee of NewEnergy is an agent or employee of Client, and neither Client nor any employee of Client is an agent or employee of NewEnergy. This Agreement does not and will not be construed to entitle either party or any of their respective employees to any benefit, privilege or other amenities of employment by the other. Client will not be deemed under any of the provisions of this Agreement to have assumed any liability or risk for the health, welfare or safety of NewEnergy. 12. TERMINATION Except as specifically set forth in a Service Request, this Agreement may be terminated as follows: (a) For Cause In the event that either party materially or repeatedly defaults in the performance of any obligation hereunder, which default shall not be cured within ten (10) days after written notice is given to the defaulting party by the nondefaulting party specifying the default, then the nondefaulting party may, upon giving written notice thereof to the defaulting party, terminate this Agreement as of the date specified in such notice. Upon termination, all work performed under this Agreement and reimbursable expenses shall be invoiced by NewEnergy and paid by Client pursuant to Sections 4 & 5. (b) Elective Termination Notwithstanding any other provision of this Agreement, Client may terminate this Agreement at any time upon not less than thirty (30) days advance written notice to NewEnergy, following which all work performed under this Agreement and reimbursable expenses shall be invoiced by NewEnergy and paid by Client pursuant to pursuant to Sections 4 & 5. 13. MEDIA RELEASES Any news release, public announcement, advertisement or publicity proposed to be released by NewEnergy concerning its activities in connection with this Agreement will be subject to the approval of Client. 14. ASSIGNMENT Neither this Agreement nor any interest herein may be assigned, in whole or in part, by Client without the prior written consent of NewEnergy, which shall not be unreasonably withheld, delayed or conditioned; provided, however, that NewEnergy may assign this Agreement to any successor - in -interest by reason of a sale of substantially all of the assets of NewEnergy, or the merger or consolidation of NewEnergy with another entity. City of Vernon Master Consulting Services Agreement Page 4 15. NOTICE Wherever under this Agreement one party is required or permitted to give notice to the other, such notice will be in writing and will be deemed given the third day after its mailing, postage prepaid to the recipient party addressed as follows: In the case of NewEnergy: New Energy Associates, LLC — A Siemens Company 400 Interstate North Parkway, Suite 1500 Atlanta, Georgia 30339 Attention: Ms. Deane S. Price President In the case of Client City of Vernon Light & Power Department 4305 Santa Fe Ave. Vernon, CA 90058 Attention: Mr. Donal O'Callaghan Notices may also be delivered by hand or transmitted by telegraph, telex or telecopier and will be effective when received by the addressee. Either party may change its address for notices upon giving ten (10) days written notice of the change to the other party. 16. SURVIVAL OF TERMS Section 7 Confidentiality shall survive termination of this Agreement for any reason. 17. ENTIRE AGREEMENT This Agreement constitutes the entire understanding and agreement of and between the parties with respect to the subject matter of this Agreement and supersedes all prior representations and agreements respecting such subject matter. This Agreement will not be varied by any oral agreements or representations or otherwise except by an instrument in writing subsequent to the Effective Date duly executed by authorized representatives of the parties. The section and paragraph headings herein are for convenience only and shall not limit in any way the scope of any provision of this Agreement. This Agreement will be governed by and construed in accordance with the laws, other than choice of law rules, of the State of California. 18. INSURANCE Consultant shall maintain in full force and effect, and comply with the insurance coverage as described in Attachment A. City of Vernon Master Consulting Services Agreement Page 5 IN WITNESS WHEREOF, the parties acknowledge and accept the terms and conditions of this AGREEMENT as evidenced by the following signatures of their duly and authorized representatives. It is the intent of the parties that this AGREEMENT shall become operative when executed. OWNER: City of Vernon Leonis C. Malburg, Mayor APPROVED AS TO FORM: A Eric Fresch, City Attorney Date: CONTRACTOR: New Energy Associates, LLC, A Siemens Company By: (Name, Title) Date: Attest: Bruce V. Malkenhorst, Jr., City Clerk City of Vernon Master Consulting Services Agreement Page 6 ATTACHMENT 1 i 4mn &Nowlooi ASSOCIATES w A Siemens Company Professional Services Fee Schedule All Funds Payable in U.S. Dollars eel#leeraices Iur wry Administrative $75 $600 Technician $105 $840 Associate Consultant $150 $1200 Consultant $175 $1400 Senior Consultant $205 $1640 Lead Consultant $235 $1880 Project Manager $235 $1880 Principal Consultant $275 $2200 Director $350 $2800 Vice President $380 $3040 Software Training $210 $1680 15% Adder for Work for Litigation / Regulatory Proceedings Rates are subject to change. Daily Rates based on an eight -hour workday Confidential City of Vernon Master Consulting Services Agreement Attachment 1 Page 1 ATTACHMENT A INSURANCE SCHEDULE (CONSULTANT) The consultant shall provide proof of insurance, including a standard certificate of insurance, in at least the following amounts and coverage (combined single limit permitted): 1. Coveraee and Limits Bodily Injury PropeLty Damage Hazards Each Person Each Accident Each Accident Automobile Liabilitv Owned Automobiles $500,000 $1,000,000 $500,000 Hired Automobiles $500,000 $1,000,000 $500,000 Non -Owned Automobiles $500,000 $1,000,000 $500,000 Workers' Compensation $ Statutory Employers' Liability $1,000,000 per employer 11. Liabili Premises Operations $1,000,000 $2,000,000 $1,000,000 Elevators (if applicable) $1,000,000 $2,000,000 $1,000,000 Independent Contractors $1,000,000 $2,000,000 $1,000,000 Products - Completed Operations $1,000,000 $2,000,000 $1,000,000 Contractual Liability $1,000,000 $2,000,000 $1,000,000 Professional Liability $2,000,000 $2,000,000 $2,000,000 a. The general liability policy shall contain the following special endorsements which shall be noted on or attached to the standard certificate of insurance: 1. An endorsement naming the City of Vernon, its officers, and employees as insureds under the policy. 2. An endorsement providing the City of Vernon thirty (30) days notice of cancellation or material reduction of coverage. 3. An endorsement providing coverage for all operations under this agreement. 4. Such other endorsement as may be required by addendum hereto. 5. A copy of your general and professional insurance policy declarations page. 6. Copy of schedule of forms of endorsements. Service Request No.1 This Service Request No.1 ("Service Request') is effective upon the execution date below and is attached a made a part of the Master Consulting Services Agreement between New Energy Associates, LLC ("NewEnergy") and City of Vernon ("Client") (the "Agreement"). 1. DESCRIPTION OF SERVICES Under this Service Request NewEnergy agrees to provide various Services including but not limited to (i) performing operational studies of the Malburg Generating Stations, (ii) developing asset portfolio position reports considering key risk factors, (iii) performing operational and economic studies for new power plants under consideration by Client, (iv) reviewing future electric power purchase and sales transactions, (v) reviewing Client's gas supply transactions, (vi) assessing the existing and future use of the Client's high -voltage transmission assets and (vii) reviewing Client's work flow in the operations and procurement areas. 2. CLIENT RESPONSIBILITY Client will provide data and access to business unit managers as necessary for NewEnergy to provide the Services. 3. CHARGES Services will be performed on a time -and -materials basis and Services will be paid for by Client pursuant to Section 4 and Attachment 1 to the Agreement. Client agrees to reimburse NewEnergy for -reasonable travel and travel -related out-of-pocket expenses pursuant to Section 5 of the Agreement. 4. TERM The term of this Service Request shall begin upon the execution date and remain in effect until July 9, 2006 unless extended by mutual agreement or terminated in accordance with Section 12 of the Master Services Consulting Agreement. 5. OTHER TERMS Not applicable 6. CONFLICTS This Service Request is subject to all of the terms and conditions of the Agreement. However, if there is a conflict or inconsistency between the Agreement and this Service Request, this Service Request shall govern. Any modifications to the description of services or any section of this Service Request must be mutually agreed upon in writing as an addendum to this Service Request. City of Vernon Master Consulting Services Agreement Service Request No.1 Page 1 IN WITNESS WHEREOF, the parties hereto have caused this Service Request No.1 to be executed as of the day and year first set forth below. ACCEPTED: New Energy Associates, LLC, A Siemens Company Suite 1500 400 Interstate North Parkway Atlanta, Georgia 30339 Authorized Signature: Printed Name: Title: Date: ACCEPTED: City of Vernon 4305 Santa Fe Ave. Vernon, CA 90058 Authorized Signature: Printed Name: Title: Date: City of Vernon Master Consulting Services Agreement Service Request No.1 Page 2 SUPPORTING DOCUMENTS MASTER CONSULTING SERVICES AGREEMENT THIS AGREEMENT, effective upon execution by the parties ("Effective Date") is between New Energy Associates, LLC., A Siemens Company ("NewEnergy") and City of Vernon ("Client"). WITNESSETH: WHEREAS, Client desires to purchase certain consulting services provided by NewEnergy and NewEnergy is willing to provide to Client such consulting services, all as provided in this Agreement; NOW, THEREFORE, the parties agree as follows: 1. TERM OF AGREEMENT The term of this Agreement will commence on the date specified in the first sentence of this Agreement (the "Effective Date") and will continue for two (2) years from the Effective Date unless earlier terminated as provided herein. 2. SERVICES (a) Direction The services to be performed hereunder by NewEnergy will be directed by Mr. Matt Hams (the "NewEnergy Representative"). (b) Scope of Services NewEnergy will provide to Client consultative services on an as requested basis services related to the management and operation of Client's generation and transmission assets (collectively, the "Servk:esI. Each consultative services will be set forth in separate service requests executed by the parties ("Service Requests"). Each Service Request will be subject to the terms and conditions specified in this Agreement. A Service Request will include in detail: (i) a description of the services to be performed; (ii) a timetable for completion of services (iii) any responsibilities of NewEnergy and the Client; (iv) the term of such Service Request (including any renewal terms); (v) anticipated total charges; and (vi) such other items as may be appropriate. NewEnergy expressly warrants and agrees to perform the Services at the highest performance level of the business consulting services industry. NewEnergy further agrees to expend all reasonable efforts necessary to accomplish the tasks assigned hereunder. 3. NEWENERGY'S PROFESSIONAL SERVICES CHARGES NewEnergy will charge its then applicable consulting rates for all services performed under this Agreement. A copy of NewEnergy's current rates is attached hereto as Attachment 1. The total billing for consulting rates under this Agreement will not exceed $200,000 without Client's prior written approval. City of Vernon Master Consulting Services Agreement Page 1 4. PAYMENT FOR SERVICES For the Services to be provided under this Agreement, Client agrees to pay NewEnergy thirty (30) days from date of invoice unless agreed to otherwise in a Service Request. Any sum not paid when due will bear interest until paid at a rate of interest equal to the lesser of (i) the prime rate established from time to time by Citibank N.A., New York, plus two percent (2%) or, (ii) the maximum rate of interest allowed by applicable law. 5. EXPENSES AND TAXES NewEnergy will be responsible for all reasonable expenses incurred in the course of performing the Services under this Agreement plus ten percent (10%) for NewEnergy's administrative costs associated therewith. However, Client will reimburse NewEnergy for travel and travel -related expenses directly related to the conduct of the Services, provided that any such expenses are reasonable, necessary and are approved in advance by the Client. At Client's request, NewEnergy will provide supporting documentation to Client on a monthly basis for any reimbursable expenses incurred during the preceding month. NewEnergy will pay and Client will reimburse NewEnergy for all taxes based upon the charges in this Agreement or the Services or materials provided under this Agreement, including any applicable state and local sales, privilege, or excise taxes. 6. RECORD KEEPING AND AUDITS NewEnergy shall establish and shall retain, for a period of two (2) years following the performance of the Services under each Service Request, records that adequately substantiate the applicability and accuracy of charges to Client for such Services and any expenses reimbursed by NewEnergy pursuant to this Agreement. Upon receipt of reasonable advance notice from Client, NewEnergy shall produce such records for audit by Client. 7. CONFIDENTIALITY During the term of this Agreement, NewEnergy and Client may have access to confidential or proprietary information belonging to the other party. Until the expiration of two (2) years from the date of this Agreement, NewEnergy and Client each agrees to use the same means as it uses to protect its own confidential information, but in no event less than reasonable means, to avoid disclosure to any third party any of the other's information which has been identified as confidential or proprietary and to use such information only in performing the activities contemplated under this Agreement. The foregoing shall not apply to information which is (i) already known by the recipient party without an obligation of confidentiality other than under this Section; (ii) publicly known or becomes publicly known through no unauthorized act of the recipient party; (iii) rightfully received from a third party; (iv) independently developed by the recipient party without use of any such confidential information; (v) disclosed by the owner to the third party without similar restrictions; or (vi) required by disclosure by reason of legal, accounting or regulatory requirements beyond the reasonable control of the recipient party. Upon written request at the expiration of this Agreement, all such documented confidential information (and all copies thereof) owned by the requesting party will be returned to the requesting party. City of Vernon Master Consulting Services Agreement Page 2 8. OWNERSHIP OF WORK PRODUCT Except as otherwise set forth in a Service Request, any and all analyses, evaluations, reports, memoranda, and letters, which are delivered to Client by NewEnergy under this Agreement, (the "Work Product") are works specially ordered for use as a contribution to a collective work or otherwise shall be deemed a "work for hire" and the Work Product will be and remain the exclusive property of Client. Notwithstanding the foregoing, subject to NewEnergy's confidentiality obligations under this Agreement, NewEnergy may (i) use the intangible ideas, concepts and know-how retained by NewEnergy's employees as a result of the performance of the Services under this Agreement and (ii) develop similar Worts Product for itself of other parties. 9. WARRANTY NewEnergy represents and warrants that all services will be performed in a professional and workmanlike manner. NEWENERGY MAKES NO REPRESENTATION OR WARRANTY, EXPRESS OR IMPLIED, REGARDING ANY MATTER INCLUDING THE MERCHANTABILITY, SUITABILITY, ORIGINALITY, FITNESS FOR A PARTICULAR USE OR PURPOSE, OR RESULTS TO BE DERIVED FROM THE USE OF THE DEVELOPED SOFTWARE OR ANY SERVICES, SYSTEM, HARDWARE OR OTHER MATERIALS PROVIDED UNDER THIS AGREEMENT. 10. LIMITATION OF LIABILITY EXCEPT AS SET FORTH IN THIS SECTION 10, FOR ANY MATTER ARISING IN CONNECTION WITH THIS AGREEMENT, OR ANY SERVICE REQUEST, HOWEVER BASED, IN NO EVENT WILL (A) EACH PARTY'S AGGREGATE LIABILITY TO THE OTHER EXCEED THE TOTAL AMOUNT PAID FOR ALL SERVICES PROVIDED UNDER THIS AGREEMENT, OR SUCH SERVICE REQUEST, DURING THE PERIOD SIX (6) MONTHS PRIOR TO THE MONTH IN WHICH THE EVENT, ACT, DELAY, OR OMISSION GIVING RISE TO SUCH LIABILITY FIRST OCCURRED, AND (B) THE MEASURE OF DAMAGES PAYABLE BY EITHER PARTY INCLUDE, NOR WILL EITHER PARTY BE LIABLE FOR, ANY AMOUNTS FOR LOSS OF INCOME, PROFIT OR SAVINGS OR INDIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES OF ANY PARTY, INCLUDING THIRD PARTIES. THE LIMITATIONS SET FORTH IN THE PRECEDING SENTENCE WILL NOT APPLY WITH RESPECT TO DAMAGES OCCASIONED BY RECKLESS OR INTENTIONAL TORTIOUS MISCONDUCT OF A PARTY OR BREACH OF SECTION 4 (CONFIDENTIALITY). EACH PARTY WILL HAVE A DUTY TO MITIGATE DAMAGES FOR WHICH THE OTHER IS RESPONSIBLE. NO CLAIM AND DEMAND FOR ARBITRATION OR CAUSE OF ACTION WHICH AROSE OUT OF AN EVENT OR EVENTS WHICH OCCURRED MORE THAN TWO YEARS PRIOR TO THE FILING OF A DEMAND FOR ARBITRATION OR SUIT ALLEGING A CLAIM OR CAUSE OF ACTION MAY BE ASSERTED BY EITHER PARTY AGAINST THE OTHER. City of Vernon Master Consulting Services Agreement Page 3 11. INDEPENDENT CONTRACTOR STATUS The relationship between NewEnergy and Client is an independent contractor relationship. Neither NewEnergy nor any employee of NewEnergy is an agent or employee of Client, and neither Client nor any employee of Client is an agent or employee of NewEnergy. This Agreement does not and will not be construed to entitle either party or any of their respective employees to any benefit, privilege or other amenities of employment by the other. Client will not be deemed under any of the provisions of this Agreement to have assumed any liability or risk for the health, welfare or safety of NewEnergy. 12. TERMINATION Except as specifically set forth in a Service Request, this Agreement may be terminated as follows: (a) For Cause In the event that either party materially or repeatedly defaults in the performance of any obligation hereunder, which default shall not be cured within ten (10) days after written notice is given to the defaulting party by the nondefaulting party specifying the default,. then the nondefaulting party may, upon giving written notice thereof to the defaulting party, terminate this Agreement as of the date specified in such notice. Upon termination, all work performed under this Agreement and reimbursable expenses shall be invoiced by NewEnergy and paid by Client pursuant to Sections 4 & 5. (b) Elective Termination Notwithstanding any other provision of this Agreement, Client may terminate this Agreement at any time upon not less than thirty (30) days advance written notice to NewEnergy, following which all work performed under this Agreement and reimbursable expenses shall be invoiced by NewEnergy and paid by Client pursuant to pursuant to Sections 4 & 5. 13. MEDIA RELEASES Any news release, public announcement, advertisement or publicity proposed to be released by NewEnergy concerning its activities in connection with this Agreement will be subject to the approval of Client. 14. ASSIGNMENT Neither this Agreement nor any interest herein may be assigned, in whole or in part, by Client without the prior written consent of NewEnergy, which shall not be unreasonably withheld, delayed or conditioned; provided, however, that NewEnergy may assign this Agreement to any successor - in -interest by reason of a sale of substantially all of the assets of NewEnergy, or the merger or consolidation of NewEnergy with another entity. City of Vernon Master Consulting Services Agreement Page 4 15. NOTICE Wherever under this Agreement one party is required or permitted to give notice to the other, such notice will be in writing and will be deemed given the third day after its mailing, postage prepaid to the recipient party addressed as follows: In the case of NewEnergy: New Energy Associates, LLC — A Siemens Company 400 Interstate North Parkway, Suite 1500 Atlanta, Georgia 30339 Attention: Ms. Deane S. Price President & CEO In the case of Client City of Vernon Light & Power Department 4305 Santa Fe Ave. Vernon, CA 90058 Attention: Mr. Donal O'Callaghan Notices may also be delivered by hand or transmitted by telegraph, telex or telecopier and will be effective when received by the addressee. Either party may change its address for notices upon giving ten (10) days written notice of the change to the other party. 16. SURVIVAL OF TERMS Section 7 Confidentiality shall survive termination of this Agreement for any reason. 17. ENTIRE AGREEMENT This Agreement constitutes the entire understanding and agreement of and between the parties with respect to the subject matter of this Agreement and supersedes all prior representations and agreements respecting such subject matter. This Agreement will not be varied by any oral agreements or representations or otherwise except by an instrument in writing subsequent to the Effective Date duly executed by authorized representatives of the parties. The section and paragraph headings herein are for convenience only and shall not limit in any way the scope of any provision of this Agreement. This Agreement will be governed by and construed in accordance with the laws, other than choice of law rules, of the State of California. 18. INSURANCE Consultant shall maintain in full force and effect, and comply with the insurance coverage as described in Attachment 2. City of Vernon Master Consulting Services Agreement Page 5 IN WITNESS WHEREOF, the parties acknowledge and accept the terms and conditions of this AGREEMENT as evidenced by the following signatures of their duly and authorized representatives. It is the intent of the parties that this AGREEMENT shall become operative when executed. CLIENT: City of Vernon s_C. Malbur , M �� L i9 APPROVED AS TO FORM: By: Eric Fresch, City Attorney Date: l d NEWENERGY: New Energy Associates, LLC, A Siemens Company Attest: Bruce V. Ma enhorst, Jr:/City Clerk Acting By. � ) L-. Name, Title) Deam S. Pdw Date: 03-2 1- ,'-L0p4President & CEO City of Vernon Master Consulting Services Agreement Page 6 ATTACHMENT Aah U1Y 11pr UI ASSOCIATES A Siemens Company Professional Services Fee Schedule All Funds Payable in U.S. Dollars Consulting Services Administrative tHourly 5 jDalffy 0 Technician $105 $840 Associate Consultant $150 $1200 Consultant $175 $1400 Senior Consultant $205 J1640 Lead Consultant $235 $1880 Project Manager $235 $1880 Principal Consultant $275 $2200 Director $350 $2800 Vice President $380 $3040 Software Training 7r$210 $1680 15% Adder for Work for LiNg&don /Regulatory Proceedings Rates are subject to change. Daily Rates based on an eight -hour workday Confidential -Yv,vv,1 „ mobtui wnsulimg cervices agreement Attachment 1 Page 1 ATTACHMENT 2 INSURANCE SCHEDULE (CONSULTANT) The consultant shall provide proof of insurance, including a standard certificate of insurance, in at least the following amounts and coverage (combined single limit permitted): I. Coverage and Limits Bodily Iniury Property Damage Hazards Each Person Each Accident Each Accident Automobile Liability Owned Automobiles $500,000 $1,000,000 $500,000 Hired Automobiles $500,000 $1,000,000 $500,000 Non -Owned Automobiles $500,000 $1,000,000 $500,000 Workers' Compensation $ Statutory Employers' Liability $1,000,000 Per employer IL Liabililtv Bodily Iniury Property Damage Hazards Each Person Each Accldent Each Accident Premises Operations $1,000,000 $2,000,000 $1,000,000 Elevators if applicable) $1,000,000 $2,000,000 $1,000,000 Independent Contractors $1,000,000 $2,000,000 $1,000,000 Products —Completed Operations $1,000,000 $2,000,000 $1,000,000 Contractual Liability $1,000,000 $2,000,000 $1,000,000 Professional 1.iabiii _ $2,000,000 $2,000,000 $1,000,000 a. The general liability policy shall contain the following special endorsements which shall be noted on or attached to the standard certificate of insurance: 1. An endorsement naming the City of Vernon, its officers, and employees as insureds under the policy. 2. An endorsement providing the City of Vernon thirty (30) days notice of cancellation or material reduction of coverage. 3. An endorsement providing coverage for all operations under this agreement. 4. Such other endorsement as may be required by addendum hereto. 5. A copy of your general and professional insurance policy declarations page. 6. Copy of schedule of forms of endorsements. City of Vernon Master Consulting Services Agreement Attachment 2 Page 1 Service Request No.1 This Service Request No. i ("Service Request's is effective upon the execution date below and is attached a made a part of the Master Consulting Services Agreement between New Energy Associates, LLC ("NewEnergy") and City of Vernon ("Client) (the "Agreement"). 1. DESCRIPTION OF SERVICES Under this Service Request NewEnergy agrees to provide various Services including but not limited to (i) performing operational studies of the Malburg Generating Stations, (ii) developing asset portfolio position reports considering key risk factors, (iii) performing operational and economic studies for new power plants under consideration by Client, (iv) reviewing future electric power purchase and sales transactions, (v) reviewing Client's gas supply transactions, (vi) assessing the existing and future use of the Client's high -voltage transmission assets and (vii) reviewing Client's work flow in the operations and procurement areas. 2. CLIENT RESPONSIBILITY Client will provide data and access to business unit managers as necessary for NewEnergy to provide the Services. 3. CHARGES Services will be performed on a time -and -materials basis and Services will be paid for by Client pursuant to Section 4 and Attachment 1 to the Agreement. Client agrees to reimburse NewEnergy for reasonable travel and travel -related out-of-pocket expenses pursuant to Section 5 of the Agreement. 4. T M - The term of this Service Request shall begin upon the execution date and remain in effect until July 9, 2006 unless extended by mutual agreement or terminated in accordance with Section 12 of the Master Services Consulting Agreement. 5. OTHER TERMS Not applicable 6. CONFLICTS This Service Request is subject to all of the terms and conditions of the Agreement. However, if there is a conflict or inconsistency between the Agreement and this Service Request, this Service Request shall govem. Any modifications to the description of services or any section of this Service Request must be mutually agreed upon in writing as an addendum to this Service Request. City of Vernon Master Consulting Services Agreement Service Request No.1 Page 1 c IN WITNESS WHEREOF, the parties hereto have caused this Service Request No. 1 to be executed as of the day and year first set forth below. ACCEPTED: ACCEPTED: New Energy Associates, LLC, A Siemens Company City of Vernon 400 Interstate North Parkway, Suite 1500 4305 Santa Fe Ave. Atlanta, Georgia 30339 Vernon, CA 90058 Authorized Authorized Signature: -' Signature: Printed Ms. Deane S. Price Printed Name: Leonis C . Malburg Name: Title: President & CEO Title: Mayor Date: 3 - Date: 3 ,' ATTEST: By: 1 Bruce V. lkenhorst, Jr. Acting City Clerk APPROVED AS RM: Eric T. Fresch, City Attorney City of Vernon Master Consulting Services Agreement Service Request No.1 Page 2