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Resolution No. 95011 2 3 4 5 6 7 8 9 10 11 12 13 14, 15 16 17 18 19 20 21 22 23 24 25 26 27 28 RESOLUTION NO. 9501 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON APPROVING AND AUTHORIZING THE EXECUTION OF AN AGREEMENT BY AND BETWEEN THE CITY OF VERNON AND THE MERCER GROUP, INC. FOR A COMPENSATION STUDY WHEREAS, the City of Vernon desires to retain the services of an independent contractor to prepare a compensation study of all employees except police and fire to facilitate decisions on compensation policies and procedures to ensure salaries included in the study are competitive with comparable public and private sector employers in the relevant labor market; and WHEREAS, the City Attorney has determined that The Mercer Group, Inc. ("Mercer") is qualified and capable of furnishing the labor, materials and expertise necessary to perform the services that the City requires; and WHEREAS, the City and Mercer desire to enter into an Agreement setting forth the terms and conditions under which Mercer shall perform the study; and WHEREAS, the City Council of the City of Vernon has determined that, pursuant to the provisions of subsection (a) of Section 2.27 of the Vernon City Code, it is in the public interest and necessity to enter into an agreement with Mercer. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: SECTION 1: The City Council of the City of Vernon hereby finds and determines that the recitals contained hereinabove are true and correct. SECTION 2: The City Council of the City of Vernon hereby 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 approves the Agreement with Mercer, in substantially the same form as the copy which is attached hereto as Exhibit A and incorporated by Ireference. SECTION 3: The City Council of the City of Vernon hereby authorizes the Mayor or Mayor Pro-Tem to execute said Agreement for, and on behalf of, the City of Vernon and the City Clerk is hereby authorized to attest thereto. SECTION 4: The City Council of the City of Vernon hereby directs the City Clerk, or her designee, to send two fully executed jAgreements to: The Mercer Group, Inc. Attn. Phillip G. Robertson, Senior Vice -President 3443 Highway 39 North Louisburg, North Carolina 27549 SECTION 5: The City Council of the City of Vernon hereby authorizes the City Administrator, or his designee, to make whatever nonsubstantive, administrative and/or text changes, upon advice of counsel, to the Agreement. SECTION 6: The City Clerk of the City of Vernon shall certify to the passage of this resolution, and thereupon and thereafter the same shall be in full force and effect. APPROVED AND ADOPTED this 17th day of December, 2007. ATTEST: "_Ic� / o _ - M NUELA GIR , City Clerk Name: Loonis C. Malburg Title: Mayor /r y —L - 2 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 STATE OF CALIFORNIA ) ) ss COUNTY OF LOS ANGELES ) I, MANUELA GIRON, City Clerk of the City of Vernon, do hereby certify that the foregoing Resolution, being Resolution No. 9501, was duly adopted by the City Council of the City of Vernon at a regular meeting of the City Council duly held on Monday, December 17, 2007, and thereafter was duly signed by the Mayor or Mayor Pro-Tem of the City of Vernon. (SEAL) MANUELA GIR ity Clerk - 3 - 1-0411021 AGREEMENT THE CITY OF VERNON, CALIFORNIA Consaltants to Management Pinpointing Workable Solutions Corporate Headquarters: 5579 B Chamblee-Dunwoody Suite 511 Atlanta, GA 30338 770-551-0403 FAX 770-399-9749 Proposal For a Compensation Study December 7, 2007 Raleigh Office: Mr. Phillip Robertson 3443 Highway 39 North Louisburg, North Carolina 27549 919-496-2080 FAX 919-496-7995 MercerNC@aol.com I. TEAM ORGANIZATION ABOUT THE MERCER GROUP, INC. The Mercer Group, Inc. will be the sole firm providing all services as described in this proposal. This proposal has been made without collusion with any other person or entity. The Mercer Group, Inc. is a management consulting firm incorporated in the State of Georgia and operating nationwide. Founded by James L. Mercer, a long-term public management consultant, The Mercer Group, Inc., provides management consulting services to state and local governments, special districts, and private sector clients. The company's services include: • Compensation and classification studies; • Executive recruitment; • Organization and operations analysis; • Productivity improvement; • Strategic planning; • Management systems; • Organization development and training; • Privatization; • Policy studies; • Budget evaluation services; and • General management consulting. Mr. Mercer started his own firm in 1981 and, in 1984, merged it with another consulting firm, Wolfe & Associates, Inc. On June 1, 1986, Mr. Mercer acquired the Human Resource and Organizational Consulting Practice of Wolfe & Associates, Inc. This acquisition formed the basis for Mercer, Slavin & Nevins, Inc. He sold his interest in Mercer, Slavin & Nevins, Inc. early in 1990 and founded The Mercer Group, Inc. Mr. Mercer is the Chief Executive Officer of our firm and can be contacted at our corporate headquarters as follows: James L. Mercer, President The Mercer Group, Inc. 5579 B Chamblee-Dunwoody Road, Suite 511 Atlanta, Georgia 30338 Telephone: (770) 551-0403; FAX: (770) 399-9749 Federal Tax ID No.: 58-1877068 Web site address: http://www.mercergroupine.com Compensation Study The Mercer Group, Inc. December 7, 2007 Page 1 Vernon, California In addition to the corporate headquarters The Mercer Group, Inc. has branch offices in: • Dallas, Texas • Greeley, Colorado • Lansing, Michigan • Phoenix, Arizona • Raleigh, North Carolina • Sacramento, California • Santa Fe, New Mexico • Washington, DC • Winter Haven, Florida Business Model The Mercer Group, Inc. is a Consortium Model firm, with a core of key staff members supplemented by associated independent consultants and specialty firms. The consortium members work together regularly and have long personal and professional relationships. This business model allows us to: ➢ Staff each engagement with precisely the right mix of consulting professionals, who have the specific managerial, functional, and technical skills needed to fully satisfy the project objectives. ➢ Eliminate pressure to assign salaried staff who may be available, but lack the experience or capabilities necessary to be effective and efficient in serving our clients. ➢ Offer competitive rates for very senior consultants due to our reduced administrative and overhead costs. LISTING OF WORKING OFFICE This project will be conducted by the Raleigh, North Carolina branch. The Raleigh branch is staffed by Senior Vice President Phillip Robertson, Vice -President Kay Culbertson Robertson, and Randy Davis. The Raleigh office specializes in Compensation and Classification Studies. The staff has over 25 years experience. The Raleigh branch can be contacted as follows: Phillip G. Robertson Senior Vice President The Mercer Group, Inc. 3443 Highway 39 North Louisburg, North Carolina 27549 Telephone: (919) 496-2080; FAX: (919) 496-7995 E-mail address: MercerNC@aol.com Compensation Study The Mercer Group, Inc. December 7, 2007 Page 2 Vernon, California There are not any past, on -going or potential conflicts of interest which the consultants may have as a result of performing work for this project. The Mercer Group, Inc. has not divulged, discussed or compared our proposal with other proposers and has not colluded with any other proposer or parties to a proposal whatsoever. Further, Phillip Robertson has full authority to sign this proposal on behalf of The Mercer Group, Inc. Project Team The team we are proposing for the City of Vernon project includes our most experienced consultants. The Principal in Charge of the project will be James L. Mercer. Mr. Mercer is President of our firm. He is a Certified Management Consultant and has extensive experience in all phases of management consulting including compensation, classification, and performance appraisal. Mr. Mercer will be available if needed to assist in this project. The Project Manager will be Phillip Robertson, Senior Vice President of our firm. He possesses extensive knowledge of all phases of compensation and classification and all areas of local government management. He will be responsible for assuring the quality of our work, the adherence to expected schedules and the delivery of our work products. The Vice -President supporting Mr. Robertson will be Kay Robertson. Mrs. Robertson has extensive compensation and classification experience in both the public and private sectors. Randy Davis is The Mercer Group's FLSA and FMLA expert. Resumes for each of our team members are included in this section. James L. Mercer, President Mr. Mercer holds a Master of Business Administration degree from the University of Nevada, Reno, and a Bachelor of Science degree in Industrial Management from the same institution. He has also received a Certificate in Municipal Administration from the University of North Carolina at Chapel Hill, and is a graduate of the Executive Development Program at Cornell University. Mr. Mercer has more than 26 years experience in management consulting. He has authored three books, co-authored three books, and has written more than 250 articles on various phases of public management. His experience covers the following functional areas: compensation and classification, organization analysis, management systems, productivity improvement, seminars/training, public sector executive search, strategic planning, and general consulting. Examples of Mr. Mercer's experience in each of these functional areas are listed below: Compensation and Classification Compensation Study The Mercer Group, Inc. December 7, 2007 Page 3 Vernon, California • Principal consultant on a project for the Town of Jackson, Wyoming to conduct compensation and classification study, update job descriptions, update personnel rules and regulations, and develop a performance -based employee evaluation system. • Overall direction of a compensation and classification studies for the Decatur and Springfield, Illinois Housing Authorities. • Overall direction of a compensation and classification study for the City of Auburn, Maine. • Consultant on a compensation and classification study for the City of Petersburg, Virginia. • Overall project direction for a very large compensation and classification study of the Jefferson County, Alabama Personnel Board which includes all jurisdictions in Jefferson County, Alabama including the City of Birmingham. • Overall direction and consultant for a compensation and classification study for the City of Morristown, Tennessee. • Overall direction and consultant for compensation and classification study and a performance -based employee evaluation system for the City of Berkeley, Missouri. • Overall direction for a compensation and classification study for the City of Del Rio, Texas. • Overall direction of a pay -for -performance system development project for the City of Atlanta. • Overall direction of an executive compensation system for Dekalb County, Georgia's three -campus, 20,000 student Community College. • Reviewed executive compensation program for the City of Corpus Christi, Texas. • Reviewed the compensation and classification and benefits systems of Conyers and Rockdale County, Georgia. • Reviewed the compensation and classification systems, retirement systems, and employee benefits programs for the Cities of Miamisburg and West Carrollton, Ohio, and for Miami Township, Ohio. • Reviewed the compensation and classification systems, retirement programs, and employee benefits programs for the City of Atlanta, Fulton County, and all of the jurisdictions in Fulton City, Georgia. • Reviewed the compensation and classification systems, the retirement systems, and employee benefits programs for Austin and Travis City, Texas. • Overall Director of a compensation and classification system for Ouachita Parish, Louisiana Library. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 4 Vernon, California Mr. Mercer personally worked with Dr. Rensis Likert, considered by many to be the "father of participative management," on the design of data collection instrumentation (using Likert's survey research instruments) to. compare 27 test and 27 control medium-sized local governments across the country on the issues of receptivity to new technology and innovation. This experiment formed the basis for the current national local government database in this area. Prior to forming The Mercer Group, Mr. Mercer was President of Mercer, Slavin, & Nevins, Inc. and a Regional Vice President of Wolfe & Associates, Inc., with which he previously merged his own local government consulting firm, James Mercer & Associates, Inc. He has also been Director of Government Consulting Services in the southeastern and southwestern regions of the United States for Coopers & Lybrand. He has been a National Program Director with Public Technology, Inc., and served as Assistant City Manager of Raleigh, North Carolina. This was preceded by ten years of private sector and university faculty and staff experience. Mr. Mercer is a frequent featured speaker, organizer and panelist at local government conferences, professional, and civic clubs, etc., on issues of productivity improvement, management, office automation, entrepreneurship, etc. Mr. Mercer has received many honors, including the prestigious George C. Franklin Memorial Award from the North Carolina League of Municipalities for Excellence in Public Administration and election to Beta Gamma Sigma, the national honor society in business and administration. He has also served on several private and public Boards, including the University of Nevada Foundation, the School of Business Advisory Board at California Polytechnic State University in San Luis Obispo, and the Public Administration Program at the University of South Carolina. Mr. Mercer has been quoted in The New York Times, Forbes, Public Management, American City and County, and many other national ;and local publications. His professional affiliations include: • International City/County Management Association; • American Society for Public Administration; • Institute of Industrial Engineers (past Chapter President); • The. Technology Transfer Society (Board of Directors - 5 terms); and • International Association of Quality Circles. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 5 Vernon, California Phillip Robertson, Senior Vice -President 3443 Hwy. 39 North Louisburg, North Carolina 27549 Office telephone: 919-496-2080 Cellular telephone: 919-349-7239 Fax: 919-496-7995 Mr. Robertson is a Senior Vice - President with the Mercer Group specializing in compensation and classification studies, organizational analysis, and performance evaluation systems. Mr. Robertson has been with The Mercer Group, Inc. since 1998. Mr. Robertson has 30 years experience in the public sector. Classification and compensation studies for Hernando County, Florida; The Housing Authority of Covington, Kentucky; the City of East Point, Georgia; Martin County, Florida; Ouachita Parish, Louisiana, Public Library; the City of Monmouth, Oregon; the City of Monroe, Georgia; the City of Peachtree City, Georgia; the Development Authority of Peachtree City, Georgia; Pitt County, North Carolina; Okaloosa County, Florida; Okaloosa County Detention Center; Martin County Sheriff's Office; Henderson, Nevada; the Town of Berlin, Connecticut; Choctawhatchee Electric Cooperative in Defuniak Springs, Florida; the City of Duncan, Oklahoma; Calcasieu Parish Public Library System; the City of Colonial Heights, Virginia; Nye County, Nevada; Decatur Illinois Housing Authority; Rochester Hills, MI; Garden City, Georgia; Glastonbury, Connecticut; the City of La Porte, Texas; Kitty Hawk, North Carolina, Town of Holly Springs, North Carolina; Sun `N Lake of Sebring Improvement District; Okaloosa Gas District; City of Sunny Isles Beach, Florida; City of Frankfort, Kentucky; Peachtree City Tourism Association; the City of Sioux City, Iowa; the City of Glen Heights, Texas; the city of Daytona Beach, Florida; the City of Jacksonville, Florida; the City of Osawatomie, Kansas; Gordon College in Barnesville, Georgia; Assisted Housing Risk Management Association, Iowa League of Cities; Peachtree City Water and Sewerage Authority; Minturn, Colorado; Loma Linda, California; Public Agency Risk Sharing Authority of California, Sacramento; Salt River Landfill, Scottsdale, AZ. • Former Management Information Services Director for the North Carolina Division of Employment and Training. • Extensive experience in organizational analysis at the local and state government levels • Former Personnel Manager for a Division of the North Carolina State Government. • Former Assistant City Manager for Clayton, North Carolina. • Extensive experience in Grant Management at the Federal, State, and Local levels. • Extensive experience and expertise with information systems management at the Federal, State, and Local levels. Mr. Robertson has a MA in Public Administration from Appalachian State University in Boone, North Carolina and BA in History from Wake Forest University in Winston-Salem, North Carolina. He has also done doctoral work at North Carolina State University in Raleigh, North Carolina. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 6 Vernon, California Kay Robertson, Vice -President — Raleigh Office Mrs. Robertson is a Vice President with the Mercer Group specializing in compensation and classification studies, organizational analysis, and performance evaluation systems. Mrs. Robertson has been with The Mercer Group, Inc. since 1997. She worked for seven years in the banking industry filling every position in branch banking, including branch manager. Her employers were South Trust Bank in Atlanta, Georgia, and NationsBank in Fayetteville, North Carolina. Her consulting project experience includes; • Classification and compensation studies for Hernando County, Florida; The Housing Authority of Covington, Kentucky; the City of East Point, Georgia; Martin County, Florida; Ouachita Parish, Louisiana, Public Library; the City of Monmouth, Oregon; the City of Monroe, Georgia; the City of Peachtree City, Georgia; the Development Authority of Peachtree City, Georgia; Pitt County, North Carolina; Okaloosa County, Florida; Okaloosa County Detention Center; Martin County Sheriff's Office; Henderson, Nevada; the Town of Berlin, Connecticut; Choctawhatchee Electric Cooperative in Defuniak Springs, Florida; the City of Duncan, Oklahoma; Calcasieu Parish Public Library System; the City of Colonial Heights, Virginia; Nye County, Nevada; Decatur Illinois Housing Authority; Rochester Hills, MI; Garden City, Georgia; Glastonbury, Connecticut; the City of LaPorte, Texas; Kitty Hawk, North Carolina, Town of Holly Springs, North Carolina; Sun `N Lake of Sebring Improvement District; Okaloosa Gas District; City of Sunny Isles Beach, Florida; City of Frankfort, Kentucky; Peachtree City Tourism Association; the City of Sioux City, Iowa; the City of Glen Heights, Texas; the city of Daytona Beach; Florida; the City of Jacksonville, Florida; the City of Osawatomie, Kansas; Gordon College in Barnesville, Georgia; Assisted Housing Risk Management Association, Iowa League of Cities; Peachtree City Water and Sewerage Authority; Minturn, Colorado; Loma Linda, California; Public Agency Risk Sharing Authority of California, Sacramento; Salt River Landfill, Scottsdale, AZ. • Management assessments, human resources hiring systems, supervisory training, and team building seminars for private business and state governments. • Customer service training for state government employees involved in welfare reform projects. • Career counseling assessments and training for welfare recipients. Mrs. Robertson has a BA in Marketing with a minor in Finance from Texas A&M University. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 7 Vernon, California RANDY DAVIS-Atlanta, Georgia Mr. Davis retired in 2000 from the U.S. Department of Labor; Wage and Hour Division and currently works as a consultant and provides support to The Mercer Group, Inc. He worked the last eleven years as Branch Chief for Fair Labor Standards in the Atlanta Region which included eight Southeastern states. He also worked sixteen years as an Investigator, eleven with the Wage and Hour Division and five with Internal Revenue Service. As Branch Chief his responsibilities included speaking to employer groups, training investigators and providing interpretations of the various laws, regulations and enforcement policies to the investigators and supervisors. His areas of expertise include the Fair Labor Standards Act (minimum wage, overtime, exemptions, child labor), the Family and Medical Leave Act, the Employee Polygraph Protection Act, the wage garnishment provisions of the C.C.P.A., the Migrant and Seasonal Agricultural Worker's Protection Act and various immigration laws including those related to H-lB, H-2A and H-213 temporary foreign workers. Mr. Davis has a Bachelors of Business Administration from the University of Louisville. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 8 Vernon, California II. EXPERIENCE REFERENCES The Mercer Group, Inc. has been conducting compensation and classification studies since its inception in 1990. Phillip Robertson has been the manager of over 95 % of all Mercer Group Compensation and Classification Studies for the past 9 years. The references below are for classification and compensation studies similar to the City of Vernon project. All of the projects listed below were conducted by The Mercer Group, Inc. including staff proposed for this project and managed by a member of this team. Ms. Barbara Dupre' Director of Human Resources Hernando County, Florida 20 North Main Street, Room 364 Brooksville, FL 34601 352-754-4013 FAX: 352-754-4025 Compensation and Classification Study for Board of County Commissioners, Supervisor of Elections, Property Appraiser, Tax Collector and Clerk of Court. The original project was completed in 1998 and fully updated in 2002. We continue to provide services for Hernando County. Ms. Erika Phillips, Human Resources Director Town of Holly Springs 128 South Main Street Holly Springs, NC 27540 919-557-3911 Compensation and Classification Study completed 2004. We continue to provide update services Mr. Don Tomlin Chairman of the Board Assisted Housing Risk Management Association Rantoul, Illinois 309-342-8129 x 214 Compensation and Classification and Organizational Study AHRMA is a risk management pool serving housing authorities in Iowa, Illinois, and Nebraska. Paul Eckert, City Manager Bridey Hayes, Human Resources Director Sioux City, Iowa 712-279-6175 Compensation and Classification Study Compensation Study The Mercer Group, Inc. December 7, 2007 Page 9 Vernon, California Mrs. Kay Godwin Human Resources Director Okaloosa County Human Resources Department 601B North Pearl Street Crestview, Florida 32536 850-689-5870 FAX: 850-689-5889 Compensation and Classification Study for Board of County Commissioners and Supervisor of Elections. The original project was completed in 2000. We continue to provide update services Ms. Leigh Grantham Vice President, Marketing and Human Resources Choctawhatchee Electric Cooperative Defuniak Springs, FL 850-892-2111 Classification and Compensation Study The original project was completed in 2000. A comprehensive update was conducted in 2004. We continue to provide update services. Mr. Jamie Justice Town Manager Town of Mooresville, North Carolina 413 North Main Street Mooresville, N.C. 28115 Compensation Study for Public Safety Employees 2007 Mr. Dennis R. Halloway, City Manager Ms Barbara Nicholson, Personnel City of Loma Linda 25541 Barton Road Loma Linda, California 92354 909-799-2814 Compensation and Classification Study Additional references and experience can be provided upon request. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 10 Vernon, California III. PROJECT PURPOSE, SCOPE, AND EXPECTATIONS A. Purpose of Study: The primary purposes of the compensation study for the City of Vernon are to: • Respond to and reflect changing market conditions as they affect salary range designations for various classes of positions; • Ensure equity and consistency among similarly classified positions. Facilitate final decisions on matters of compensation policy, procedure, and implementation of study recommendations. B. Primary Study Objective: Ensure that salaries for the City's employees included in the study are competitive with comparable public and private sector employers in the relevant labor market. Based on the project scope the deliverables will include but not be limited to: 1. Recommend base salary ranges that are competitive with the external market and equitable with comparable internal jobs. 2. Work closely with the employees and management. 3. Recommend an effective, highly flexible and easily administered and maintained system. 4. Provide a plan and a schedule for implementation. 5. Make presentations to the City Administrator and Council, as needed. The specific results of the Compensation study are displayed in Exhibit I. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 11 Vernon, California EXHIBIT I RESULTS OF COMPENSATION EVALUATION: • Development of comprehensive market survey instrument for continued use by the organization; • Development of appropriate salary guidelines; • Assignment of appropriate salary range to each classification; and • Development of written guidelines of the total system. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 12 Vernon, California IV. PROJECT APPROACH The Mercer Group, Inc. believes that the Compensation Study must have extensive client participation. Our experience has shown that successful assignments are characterized by: • A mutual understanding between the client and the consultant staff of the objectives, study process, timing, and end products of the study; • A thorough understanding of the current situation by the consultants before proceeding with detailed analysis; • Providing opportunities for participation and input by staff; and • A thorough review of draft reports with the City Administrator, Councilmember and others identified by council. Our work plan includes provision for each of the items listed above. The specific participation of City officials and staff is described as follows: City Administrator and/or Mayor & Council- The Principal client will receive a thorough briefing and description of the study process and methodology. At the end of the study, the principal client will receive a briefing on all findings and recommendations as well as briefings throughout the process as appropriate. It is important that the principal client be involved in the key policy issues to ensure the overall effectiveness of the resulting classification and compensa- tion systems to meet the needs of the organization. Employees — All employees whose positions are affected by the study must feel that they have a role in the process and that their input is both sought and welcomed. That role and input will be introduced and explained by a thorough and accurate initial presentation about the project. The Mercer Group, Inc. approach to a Compensation Study stresses participation at all levels. The result will be a new system that is truly developed by those who must live with it. Work Program and Schedule In order to meet the client's specific objectives for this project, we have developed a work plan consisting four (4) steps, as follows: STEP 1. Orientation Because of the significance of a comprehensive compensation study, a clear understanding of and agreement to the work plan is critical. We will begin the project by meeting with the City Administrator, Department Heads and whoever else is designated to clarify the following Compensation Study The Mercer Group, Inc. December 7, 2007 Page 13 Vernon, California issues: • Specific issues regarding the current pay structure(s); • Specific issues regarding Departments and Divisions; • Understanding of the objectives for the systems; • Review current job descriptions in order to obtain a thorough understanding of each position included in the study by way of the benchmarking process and pay range updates; • Begin identification of benchmark positions; • Begin development of a list of organizations for the "market analysis," including public and private employers; and • Implementation strategy for results of the study. At the orientation, we will also obtain information on current practices. We will then provide the initial communication to employees through group meetings, written explanations, or both, depending on the needs of the organization. The Mercer Group, Inc. prefers to meet with employee groups to review the process. Compensation Studies can produce anxiety with employees. We have found that open discussions with employees at the beginning of the study helps employees understand what to expect from us and what we are going to ask of them. It also allows employees the opportunity to voice any concerns or questions and meet the consultants. During orientation we generally provide our contact information to employees and encourage them to contact us at any point during the process if they have questions or concerns. STEP 2. Market Analysis Using the specifications developed through the orientation and discussion process, we will work with the City to select a representative number of positions to be used as "benchmarks" for a market comparison survey. The survey instrument will be developed as part of our assessment and understanding of the needs of the organization. We recommend that a broad base of private and public organizations be used. Through meetings with management we will work together to identify the organizations to be included in this survey. The survey instrument will be customized for the City and left with the City for continued use in maintaining the system. All information will be analyzed by The Mercer Group, Inc. and a detailed report will be prepared regarding the responses. This analysis and report will be done on Excel spreadsheets and provided to the City with training on how to update the spreadsheets in maintaining the system. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 14 Vernon, California We recommend that the market analysis survey be repeated in its entirety at least once every two years with parts of it used more often. We will provide the organization with the instrument and training in the analysis of data. Using the market research data, a set of specific recommendations regarding the level of Compensation for all classes will be developed. In this part of the study, we will: Provide pay levels for all affected classes; Provide recommendations on policy decisions such as range widths, new -hire level guidelines, and mechanisms for slotting; and Provide alternative implementation strategies for the system, including the cost of each alternative. STEP 3: Trainingand Maintenance Training will be provided for all appropriate personnel in the administration of the new compensation system, including: • The market survey instrument for continued update of the salary system; and • Implementation procedures. We provide telephone consultation for one year following the study. Many of our clients keep us on contract following the first year to assistance as needed. We provide this assistance on an hourly rate. STEP 4. Reporting and Documentation Throughout the project The Mercer Group, Inc. will provide the organization with written or oral updates. Specifically, we will provide: Status reports at each step of the process; Special reports when policy decisions need to be made; Preliminary final report for review by appropriate officials; and; Final report. We will also make a presentation of findings and recommendations to management, staff and the City Council, as necessary. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 15 Vernon, California PRICE PROPOSAL AND METHOD OF PAYMENT The not -to -exceed total cost of the Compensation Study for all employees with the exception of Police and Fire for the City of Vernon will be $26,750. This includes all direct and indirect expenses associated with the project, including on -site visits for the following: • Employee Orientation • Meetings with Department Heads and other supervisors. • Discussions with members of Council (if requested) • Discussions of preliminary and final results • Presentation to Council (if requested) Our customary payment schedule includes partial payments tied to verifiable completion of selected phases of the project. The payment schedule listed below is what we would recommend for this project; however, it is not a condition of our acceptance of this contract. At completion of initial site work and Orientation: At completion of selection of benchmarks, identification of comparables, and survey administration: At presentation of Final Report: 25% of contract amount 50% of contract amount 25% of contract amount The City of Vernon's cost for The Mercer Group, Inc. for services rendered under this agreement will not exceed the agreed upon price unless an increase is authorized in writing by the City. We will comply with all applicable laws, rules and regulations of federal, state and local government entities. Our ability to carry out the work required will be drawn greatly from our past experience in providing similar services to others, and we expect to continue such work in the future. We will, to the degree possible, preserve the confidential nature of any information received from you or developed during the work in accordance with our professional standards. We assure you that we will devote our best efforts to carrying out the engagement. The results obtained, our recommendations and any written material provided by us will represent our best judgment based on the information available to us. Our liability, if any, will not be greater than the amount paid to us for the services rendered. This proposal constitutes the agreement between us. It cannot be modified except in writing by both parties. Our agreement will be interpreted according to the laws of the State of California. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 16 Vernon, California VII. AFFIRMATIVE ACTION STATEMENT It is the policy of The Mercer Group,, Inc., to assure equal opportunity based on ability and fitness for all employees or applicants considered for our client organizations regardless of race, color, religion, sex, age, marital or veteran's status, national origin, or the presence of any sensory, mental or physical disability. Such policy shall apply, but not be limited to, hiring, placement, job classification, transfer or promotion, demotion, recruitment, advertising or solicitation for employment, rates of pay or other forms of compensation, selection for training, career development, layoff or termination. This policy shall be disseminated to clients, subcontractors, suppliers and prospective applicants. The intent of this policy will apply to internal operations, recruitment and consulting activities conducted by our firm. [REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK] Compensation Study The Mercer Group, Inc. December 7, 2007 Page 17 Vernon, California CITY OF VERNON By: Name: Title: Mayor / Mayor Pro-Tem Date: ATTEST: MANUELA GIRON, City Clerk APPROVED AS TO FORM: JEFF A. HARRISON, City Attorney THE MERCER GROUP, INC. Name: Title: Date: Name: Title: Date: COMPENSATION STUDY The Mercer Group, Inc. December 7, 2007 Page 18 Vernon, California 4305 Santa Fe Avenue, Vernon, California 90058 Telephone (323) 583-8811 January 2, 2008 Mr. Phillip G. Robertson Senior Vice -President The Mercer Group, Inc. 3443 Highway 39 North Louisburg, North Carolina 27549 Re: Services Agreement for City of Vernon Compensation Study Dear Mr. Robertson: Transmitted herewith are two partially executed agreements as referenced above, approved by City Council on December 17, 2007, Resolution No. 9501. Upon your execution, please forward a fully executed original agreement to the undersigned. t� Very truly yours, L Ne -ly G11n City Clerk NG:dr Enclosure c: Martha Valenzuela Resolution No. 9501 Agreement File No. 07-143 Exclusively Industriaf AGREEMENT THE CITY OF VERNON, CALIFORNIA Proposal For a Compensation Study December 7, 2007 The Mereer Grou Co,asultallts to MvmaLement Pinpointing Workable Solutions Corporate Headquarters: 5579 B Chamblee-Dunwoody Suite 511 Atlanta, GA 30338 770-551-0403 FAX 770-399-9749 Inc. Raleigh Office: Mr. Phillip Robertson 3443 Highway 39 North Louisburg, North Carolina 27549 919-496-2080 FAX 919-496-7995 MefcerNC@aol.com I. TEAM ORGANIZATION ABOUT THE MERCER GROUP, INC. The Mercer Group, Inc. will be the sole firm providing all services as described in this proposal. This proposal has been made without collusion with any other person or entity. The Mercer Group, Inc. is a management consulting firm incorporated in the State of Georgia and operating nationwide. Founded by James L. Mercer, a long-term public management consultant, The Mercer Group, Inc., provides management consulting services to state and local governments, special districts, and private sector clients. The company's services include: • Compensation and classification studies; • Executive recruitment; • Organization and operations analysis; • Productivity improvement; • Strategic planning; • Management systems; • Organization development and training; • Privatization; • Policy studies; • Budget evaluation services; and • General management consulting. Mr. Mercer started his own firm in 1981 and, in 1984, merged it with another consulting firm, Wolfe & Associates, Inc. On June 1, 1986, Mr. Mercer acquired the Human Resource and Organizational Consulting Practice of Wolfe & Associates, Inc. This acquisition formed the basis for Mercer, Slavin & Nevins, Inc. He sold his interest in Mercer, Slavin & Nevins, Inc. early in 1990 and founded The Mercer Group, Inc. Mr. Mercer is the Chief Executive Officer of our firm and can be contacted at our corporate headquarters as follows: James L. Mercer, President The Mercer Group, Inc. 5579 B Chamblee-Dunwoody Road, Suite 511 Atlanta, Georgia 30338 Telephone: (770) 551-0403; FAX: (770) 399-9749 Federal Tax ID No.: 58-1877068 Web site address: http://www.mercergroupinc.com Compensation Study The Mercer Group, Inc. December 7, 2007 Page 1 Vernon, California In addition to the corporate headquarters The Mercer Group, Inc. has branch offices in: • Dallas, Texas • Greeley, Colorado • Lansing, Michigan • Phoenix, Arizona • Raleigh, North Carolina • Sacramento, California • Santa Fe, New Mexico • Washington, DC • Winter Haven, Florida Business Model The Mercer Group, Inc. is a Consortium Model firm, with a core of key staff members supplemented by associated independent consultants and specialty firms. The consortium members work together regularly and have long personal and professional relationships. This business model allows us to: ➢ Staff each engagement with precisely the right mix of consulting professionals, who have the specific managerial, functional, and technical skills needed to fully satisfy the project objectives. ➢ Eliminate pressure to assign salaried staff who may be available, but lack the experience or capabilities necessary to be effective and efficient in serving our clients. ➢ Offer competitive rates for very senior consultants due to our reduced administrative and overhead costs. LISTING OF WORKING OFFICE This project will be conducted by the Raleigh, North Carolina branch. The Raleigh branch is staffed by Senior Vice President Phillip Robertson, Vice -President Kay Culbertson Robertson, and Randy Davis. The Raleigh office specializes in Compensation and Classification Studies. The staff has over 25 years experience. The Raleigh branch can be contacted as follows: Phillip G. Robertson Senior Vice President The Mercer Group, Inc. 3443 Highway 39 North Louisburg, North Carolina 27549 Telephone: (919) 496-2080; FAX: (919) 496-7995 E-mail address: MercerNC@aol.com Compensation Study The Mercer Group, Inc. December 7, 2007 Page 2 Vernon, California There are not any past, on -going or potential conflicts of interest which the consultants may have as a result of performing work for this project. The Mercer Group, Inc. has not divulged, discussed or compared our proposal with other proposers and has not colluded with any other proposer or parties to a proposal whatsoever. Further, Phillip Robertson has full authority to sign this proposal on behalf of The Mercer Group, Inc. Project Team The team we are proposing for the City of Vernon project includes our most experienced consultants. The Principal in Charge of the project will be James L. Mercer. Mr. Mercer is President of our firm. He is a Certified Management Consultant and has extensive experience in all phases of management consulting including compensation, classification, and performance appraisal. Mr. Mercer will be available if needed to assist in this project. The Project Manager will be Phillip Robertson, Senior Vice President of our firm. He possesses extensive knowledge of all phases of compensation and classification and all areas of local government management. He will be responsible for assuring the quality of our work, the adherence to expected schedules and the delivery of our work products. The Vice -President supporting Mr. Robertson will be Kay Robertson. Mrs. Robertson has extensive compensation and classification experience in both the public and private sectors. Randy Davis is The Mercer Group's FLSA and FMLA expert. Resumes for each of our team members are included in this section. James L. Mercer, President Mr. Mercer holds a Master of Business Administration degree from the University of Nevada, Reno, and a Bachelor of Science degree in Industrial Management from the same institution. He has also received a Certificate in Municipal Administration from the University of North Carolina at Chapel Hill, and is a graduate of the Executive Development Program at Cornell University. Mr. Mercer has more than 26 years experience in management consulting. He has authored three books, co-authored three books, and has written more than 250 articles on various phases of public management. His experience covers the following functional areas: compensation and classification, organization analysis, management systems, productivity improvement, seminars/training, public sector executive search, strategic planning, and general consulting. Examples of Mr. Mercer's experience in each of these functional areas are listed below: Compensation and Classification Compensation Study The Mercer Group, Inc. December 7, 2007 Page 3 Vernon, California • Principal consultant on a project for the Town of Jackson, Wyoming to conduct compensation and classification study, update job descriptions, update personnel rules and regulations, and develop a performance -based employee evaluation system. • Overall direction of a compensation and classification studies for the Decatur and Springfield, Illinois Housing Authorities. • Overall direction of a compensation and classification study for the City of Auburn, Maine. • Consultant on a compensation and classification study for the City of Petersburg, Virginia. • Overall project direction for a very large compensation and classification study of the Jefferson County, Alabama Personnel Board which includes all jurisdictions in Jefferson County, Alabama including the City of Birmingham. • Overall direction and consultant for a compensation and classification study for the City of Morristown, Tennessee. • Overall direction and consultant for compensation and classification study and a performance -based employee evaluation system for the City of Berkeley, Missouri. • Overall direction for a compensation and classification study for the City of Del Rio, Texas. • Overall direction of a pay -for -performance system development project for the City of Atlanta. • Overall direction of an executive compensation system for Dekalb County, Georgia's three -campus, 20,000 student Community College. • Reviewed executive compensation program for the City of Corpus Christi, Texas. • Reviewed the compensation and classification and benefits systems of Conyers and Rockdale County, Georgia. • Reviewed the compensation and classification systems, retirement systems, and employee benefits programs for the Cities of Miamisburg and West Carrollton, Ohio, and for Miami Township, Ohio. • Reviewed the compensation and classification systems, retirement programs, and employee benefits programs for the City of Atlanta, Fulton County, and all of the jurisdictions in Fulton City, Georgia. • Reviewed the compensation and classification systems, the retirement systems, and employee benefits programs for Austin and Travis City, Texas. • Overall Director of a compensation and classification system for Ouachita Parish, Louisiana Library. Compensation Study The fiercer Group, Inc. December 7, 2007 Page 4 Vernon, California Mr. Mercer personally worked with Dr. Rensis Likert, considered by many to be the "father of participative management," on the design of data collection instrumentation (using Likert's survey research instruments) to compare 27 test and 27 control medium-sized local governments across the country on the issues of receptivity to new technology and innovation. This experiment formed the basis for the current national local government database in this area. Prior to forming The Mercer Group, Mr. Mercer was President of Mercer, Slavin, & Nevins, Inc. and a Regional Vice President of Wolfe & Associates, Inc., with which he previously merged his own local government consulting firm, James Mercer & Associates, Inc. He has also been Director of Government Consulting Services in the southeastern and southwestern regions of the United States for Coopers & Lybrand. He has been a National Program Director with Public Technology, Inc., and served as Assistant City Manager of Raleigh, North Carolina. This was preceded by ten years of private sector and university faculty and staff experience. Mr. Mercer is a frequent featured speaker, organizer and panelist at local government conferences; professional, and civic clubs, etc., on issues of productivity improvement, management, office automation, entrepreneurship, etc. Mr. Mercer has received many honors, including the prestigious George C. Franklin Memorial Award from the North Carolina League of Municipalities for Excellence in Public Administration and election to Beta Gamma Sigma, the national honor society in business and administration. He has also served on several private and public Boards, including the University of Nevada Foundation, the School of Business Advisory Board at California Polytechnic State University in San Luis Obispo, and the Public Administration Program at the University of South Carolina. Mr. Mercer has been quoted in The New York Times, Forbes, Public Management, American City and County, and many other national and local publications. His professional affiliations include: • International City/County Management Association; • American Society for Public Administration; • Institute of Industrial Engineers (past Chapter President); • The Technology Transfer Society (Board of Directors - 5 terms); and • International Association of Quality Circles. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 5 Vernon, California Phillip Robertson, Senior Vice -President 3443 Hwy. 39 North Louisburg, North Carolina 27549 Office telephone: 919-496-2080 Cellular telephone: 919-349-7239 Fax: 919-496-7995 Mr. Robertson is a Senior Vice - President with the Mercer Group specializing in compensation and classification studies, organizational analysis, and performance evaluation systems. Mr. Robertson has been with The Mercer Group, Inc. since 1998. Mr. Robertson has 30 years experience in the public sector. • Classification and compensation studies for Hernando County, Florida; The Housing Authority of Covington, Kentucky; the City of East Point, Georgia; Martin County, Florida; Ouachita Parish, Louisiana, Public Library; the City of Monmouth, Oregon; the City of Monroe, Georgia; the City of Peachtree City, Georgia; the Development Authority of Peachtree City, Georgia; Pitt County, North Carolina; Okaloosa County, Florida; Okaloosa County Detention Center; Martin County Sheriff's Office; Henderson, Nevada; the Town of Berlin, Connecticut; Choctawhatchee Electric Cooperative in Defuniak Springs, Florida; the City of Duncan, Oklahoma; Calcasieu Parish Public Library System; the City of Colonial Heights, Virginia; Nye County, Nevada; Decatur Illinois Housing Authority; Rochester Hills, MI; Garden City, Georgia; Glastonbury, Connecticut; the City of LaPorte, Texas; Kitty Hawk, North Carolina, Town of Holly Springs, North Carolina; Sun `N Lake of Sebring Improvement District; Okaloosa Gas District; City of Sunny Isles Beach, Florida; City of Frankfort, Kentucky; Peachtree City Tourism Association; the City of Sioux City, Iowa; the City of Glen Heights, Texas; the city of Daytona Beach, Florida; the City of Jacksonville, Florida; the City of Osawatomie, Kansas; Gordon College in Barnesville, Georgia; Assisted Housing Risk Management Association, Iowa League of Cities; Peachtree City Water and Sewerage Authority; Minturn, Colorado; Loma Linda, California; Public Agency Risk Sharing Authority of California, Sacramento; Salt River Landfill, Scottsdale, AZ. • Former Management Information Services Director for the North Carolina Division of Employment and Training. • Extensive experience in organizational analysis at the local and state government levels • Former Personnel Manager for a Division of the North Carolina State Government. • Former Assistant City Manager for Clayton, North Carolina. • Extensive experience in Grant Management at the Federal, State, and Local levels. • Extensive experience and expertise with information systems management at the Federal, State, and Local levels. Mr. Robertson has a MA in Public Administration from Appalachian State University in Boone, North Carolina and BA in History from Wake Forest University in Winston-Salem, North Carolina. He has also done doctoral work at North Carolina State University in Raleigh, North Carolina. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 6 Vernon, California Kay Robertson, Vice -President — Raleigh Office Mrs. Robertson is a Vice President with the Mercer Group specializing in compensation and classification studies, organizational analysis, and performance evaluation systems. Mrs. Robertson has been with The Mercer Group, Inc. since 1997. She worked for seven years in the banking industry filling every position in branch banking, including branch manager. Her employers were South Trust Bank in Atlanta, Georgia, and NationsBank in Fayetteville, North Carolina. Her consulting project experience includes; • Classification and compensation studies for Hernando County, Florida; The Housing Authority of Covington, Kentucky; the City of East Point, Georgia; Martin County, Florida; Ouachita Parish, Louisiana, Public Library; the City of Monmouth, Oregon; the City of Monroe, Georgia; the City of Peachtree City, Georgia; the Development Authority of Peachtree City, Georgia; Pitt County, North Carolina; Okaloosa County, Florida; Okaloosa County Detention Center; Martin County Sheriff's Office; Henderson, Nevada; the Town of Berlin, Connecticut; Choctawhatchee Electric Cooperative in Defuniak Springs, Florida; the City of Duncan, Oklahoma; Calcasieu Parish Public Library System; the City of Colonial Heights, Virginia; Nye County, Nevada; Decatur Illinois Housing Authority; Rochester Hills, MI; Garden City, Georgia; Glastonbury, Connecticut; the City of LaPorte, Texas; Kitty Hawk, North Carolina, Town of Holly Springs, North Carolina; Sun `N Lake of Sebring Improvement District; Okaloosa Gas District; City of Sunny Isles Beach, Florida; City of Frankfort, Kentucky; Peachtree City Tourism Association; the City of Sioux City, Iowa; the City of Glen Heights, Texas; the city of Daytona Beach, Florida; the City of Jacksonville, Florida; the City of Osawatomie, Kansas; Gordon College in Barnesville, Georgia; Assisted Housing Risk Management Association, Iowa League of Cities; Peachtree City Water and Sewerage Authority; Minturn, Colorado; Loma Linda, California; Public Agency Risk Sharing Authority of California, Sacramento; Salt River Landfill, Scottsdale, AZ. • Management assessments, human resources hiring systems, supervisory training, and team building seminars for private business and state governments. • Customer service training for state government employees involved in welfare reform projects. • Career counseling assessments and training for welfare recipients. Mrs. Robertson has a BA in Marketing with a minor in Finance from Texas A&M University. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 7 Vernon, California RANDY DAVIS-Atlanta, Georgia Mr. Davis retired in 2000 from the U.S. Department of Labor; Wage and Hour Division and currently works as a consultant and provides support to The Mercer Group, Inc. He worked the last eleven years as Branch Chief for Fair Labor Standards in the Atlanta Region which included eight Southeastern states. He also worked sixteen years as an Investigator, eleven with the Wage and Hour Division and five with Internal Revenue Service. As Branch Chief his responsibilities included speaking to employer groups, training investigators and providing interpretations of the various laws, regulations and enforcement policies to the investigators and supervisors. His areas of expertise include the Fair Labor Standards Act (minimum wage, overtime, exemptions, child labor), the Family and Medical Leave Act, the Employee Polygraph Protection Act, the wage garnishment provisions of the C.C.P.A., the Migrant and Seasonal Agricultural Worker's Protection Act and various immigration laws including those related to H-113, H-2A and H-213 temporary foreign workers. Mr. Davis has a Bachelors of Business Administration from the University of Louisville. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 8 Vernon, California II. EXPERIENCE REFERENCES The Mercer Group, Inc. has been conducting compensation and classification studies since its inception in 1990. Phillip Robertson has been the manager of over 95% of all Mercer Group Compensation and Classification Studies for the past 9 years. The references below are for classification and compensation studies similar to the City of Vernon project. All of the projects listed below were conducted by The Mercer Group, Inc. including staff proposed for this project and managed by a member of this team. Ms. Barbara Dupre' Director of Human Resources Hernando County, Florida 20 North Main Street, Room 364 Brooksville, FL 34601 352-754-4013 FAX: 352-754-4025 Compensation and Classification Study for Board of County Commissioners, Supervisor of Elections, Property Appraiser, Tax Collector and Clerk of Court. The original project was completed in 1998 and fully,updated in 2002. We continue to provide services for Hernando County. Ms. Erika Phillips, Human Resources Director Town of Holly Springs 128 South Main Street Holly Springs, NC 27540 919-557-3911 Compensation and Classification Study completed 2004. We continue to provide update services Mr. Don Tomlin Chairman of the Board Assisted Housing Risk Management Association Rantoul, Illinois 309-342-8129 x 214 Compensation and Classification and Organizational Study AHRMA is a risk management pool serving housing authorities in Iowa, Illinois, and Nebraska. Paul Eckert, City Manager Bridey Hayes, Human Resources Director Sioux City, Iowa 712-279-6175 Compensation and Classification Study Compensation Study The Mercer Group, Inc. December 7, 2007 Page 9 Vernon, California Mrs. Kay Godwin Human Resources Director Okaloosa County Human Resources Department 601B North Pearl Street Crestview, Florida 32536 850-689-5870 FAX: 850-689-5889 Compensation and Classification Study for Board of County Commissioners and Supervisor of Elections. The original project was completed in 2000. We continue to provide update services Ms. Leigh Grantham Vice President, Marketing and Human Resources Choctawhatchee Electric Cooperative Defuniak Springs, FL 850-892-2111 Classification and Compensation Study The original project was completed in 2000. A comprehensive update was conducted in 2004. We continue to provide update services. Mr. Jamie Justice Town Manager Town of Mooresville, North Carolina 413 North Main Street Mooresville, N.C. 28115 Compensation Study for Public Safety Employees 2007 Mr. Dennis R. Halloway, City Manager Ms Barbara Nicholson, Personnel City of Loma Linda 25541 Barton Road Loma Linda, California 92354 909-799-2814 Compensation and Classification Study Additional references and experience can be provided upon request. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 10 Vernon, California III. PROJECT PURPOSE, SCOPE, AND EXPECTATIONS A. Purpose of Study: The primary purposes of the compensation study for the City of Vernon are to: Respond to and reflect changing market conditions as they affect salary range designations for various classes of positions; • Ensure equity and consistency among similarly classified positions. Facilitate final decisions on matters of compensation policy, procedure, and implementation of study recommendations. B. Primary Study Objective: Ensure that salaries for the City's employees included in the study are competitive with comparable public and private sector employers in the relevant labor market. Based on the project scope the deliverables will include but not be limited to: 1. Recommend base salary ranges that are competitive with the external market and equitable with comparable internal jobs. 2. Work closely with the employees and management. 3. Recommend an effective, highly flexible and easily administered and maintained system. 4. Provide a plan and a schedule for implementation. 5. Make presentations to the City Administrator and Council, as needed. The specific results of the Compensation study are displayed in Exhibit I. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 11 Vernon, California EXHIBIT I RESULTS OF COMPENSATION EVALUATION: • Development of comprehensive market survey instrument for continued use by the organization; • Development of appropriate salary guidelines; • Assignment of appropriate salary range to each classification; and • Development of written guidelines of the total system. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 12 Vernon, California IV. PROJECT APPROACH The Mercer Group, Inc. believes that the Compensation Study must have extensive client participation. Our experience has shown that successful assignments are characterized by: • A mutual understanding between the client and the consultant staff of the objectives, study process, timing, and end products of the study; • A thorough understanding of the current situation by the consultants before proceeding with detailed analysis; • Providing opportunities for participation and input by staff; and • A thorough review of draft reports with the City Administrator, Councilmember and others identified by council. Our work plan includes provision for each of the items listed above. The specific participation of City officials and staff is described as follows: City Administrator and/or Mayor & Council- The Principal client will receive a thorough briefing and description of the study process and methodology. At the end of the study, the principal client will receive a briefing on all findings and recommendations as well as briefings throughout the process as appropriate. It is important that the principal client be involved in the key policy issues to ensure the overall effectiveness of the resulting classification and compensa- tion systems to meet the needs of the organization. Employees — All employees whose positions are affected by the study must feel that they have a role in the process and that their input is both sought and welcomed. That role and input will be introduced and explained by a thorough and accurate initial presentation about the project. The Mercer Group, Inc. approach to a Compensation Study stresses participation at all levels. The result will be a new system that is truly developed by those who must live with it. Work Program and Schedule In order to meet the client's specific objectives for this project, we have developed a work plan consisting four (4) steps, as follows: STEP 1. Orientation Because of the significance of a comprehensive compensation study, a clear understanding of and agreement to the work plan is critical. We will begin the project by meeting with the City Administrator, Department Heads and whoever else is designated to clarify the following Compensation Study The Mercer Group, Inc. December 7, 2007 Page 13 Vernon, California issues: • Specific issues regarding the current pay structure(s); • Specific issues regarding Departments and Divisions; • Understanding of the objectives for the systems; • Review current job descriptions in order to obtain a thorough understanding of each position included in the study by way of the benchmarking process and pay range updates; • Begin identification of benchmark positions; • Begin development of a list of organizations for the "market analysis," including public and private employers; and • Implementation strategy for results of the study. At the orientation, we will also obtain information on current practices. We will then provide the initial communication to employees through group meetings, written explanations, or both, depending on the needs of the organization. The Mercer Group, Inc. prefers to meet with employee groups to review the process. Compensation Studies can produce anxiety with employees. We have found that open discussions with employees at the beginning of the study helps employees understand what to expect from us and what we are going to ask of them. It also allows employees the opportunity to voice any concerns or questions and meet the consultants. During orientation we generally provide our contact information to employees and encourage them to contact us at any point during the process if they have questions or concerns. STEP 2. Market Anal Using the specifications developed through the orientation and discussion process, we will work with the City to select a representative number of positions to be used as "benchmarks" for a market comparison survey. The survey instrument will be developed as part of our assessment and understanding of the needs of the organization. We recommend that a broad base of private and public organizations be used. Through meetings with management we will work together to identify the organizations to be included in this survey. The survey instrument will be customized for the City and left with the City for continued use in maintaining the system. All information will be analyzed by The Mercer Group, Inc. and a detailed report will be prepared regarding the responses. This analysis and report will be done on Excel spreadsheets and provided to the City with training on how to update the spreadsheets in maintaining the system. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 14 Vernon, California We recommend that the market analysis survey be repeated in its entirety at least once every two years with parts of it used more often. We will provide the organization with the instrument and training in the analysis of data. Using the market research data, a set of specific recommendations regarding the level of Compensation for all classes will be developed. In this part of the study, we will: Provide pay levels for all affected classes; Provide recommendations on policy decisions such as range widths, new -hire level guidelines, and mechanisms for slotting; and Provide alternative implementation strategies for the system, including the cost of each alternative. STEP 3: Trainingand System Maintenance Training will be provided for all appropriate personnel in the administration of the new compensation system, including: • The market survey instrument for continued update of the salary system; and • Implementation procedures. We provide telephone consultation for one year following the study. Many of our clients keep us on contract following the first year to assistance as needed. We provide this assistance on an hourly rate. STEP 4. Reporting and Documentation Throughout the project The Mercer Group, Inc. will provide the organization with written or oral updates. Specifically, we will provide: Status reports at each step of the process; Special reports when policy decisions need to be made; Preliminary final report for review by appropriate officials; and; Final report. We will also make a presentation of findings and recommendations to management, staff and the City Council, as necessary. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 15 Vernon, California PRICE PROPOSAL AND METHOD OF PAYMENT The not -to -exceed total cost of the Compensation Study for all employees with the exception of Police and Fire for the City of Vernon will be $26,750. This includes all direct and indirect expenses associated with the project, including on -site visits for the following: • Employee Orientation • Meetings with Department Heads and other supervisors. • Discussions with members of Council (if requested) • Discussions of preliminary and final results • Presentation to Council (if requested) Our customary payment schedule includes partial payments tied to verifiable completion of selected phases of the project. The payment schedule listed below is what we would recommend for this project; however, it is not a condition of our acceptance of this contract. At completion of initial site work and Orientation: At completion of selection of benchmarks, identification of comparables, and survey administration: At presentation of Final Report: 25% of contract amount 50% of contract amount 25% of contract amount The City of Vernon's cost for The Mercer Group, Inc. for services rendered under this agreement will not exceed the agreed upon price unless an increase is authorized in writing by the City. We will comply with all applicable laws, rules and regulations of federal, state and local government entities. Our ability to carry out the work required will be drawn greatly from our past experience in providing similar services to others, and we expect to continue such work in the future. We will, to the degree possible, preserve the confidential nature of any information received from you or developed during the work in accordance with our professional standards. We assure you that we will devote our best efforts to carrying out the engagement. The results obtained, our recommendations and any written material provided by us will represent our best judgment based on the information available to us. Our liability, if any, will not be greater than the amount paid to us for the services rendered. This proposal constitutes the agreement between us. It cannot be modified except in writing by both parties. Our agreement will be interpreted according to the laws of the State of California. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 16 Vernon, California VII. AFFIRMATIVE ACTION STATEMENT It is the policy of The Mercer Group, Inc., to assure equal opportunity based on ability and fitness for all employees or applicants considered for our client organizations regardless of race, color, religion, sex, age, marital or veteran's status, national origin, or the presence of any sensory, mental or physical disability. Such policy shall apply, but not be limited to, hiring, placement, job classification, transfer or promotion, demotion, recruitment, advertising or solicitation for employment, rates of pay or other forms of compensation, selection for training, careerdevelopment, layoff or termination. This policy shall be disseminated to clients, subcontractors, suppliers and prospective applicants. The intent of this policy will apply to internal operations, recruitment and consulting activities conducted by our firm. [REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK] Compensation Study The Mercer Group, Inc. December 7, 2007 Page 17 Vernon, California A TEST: ANUELA GIRON, C ty Clerk APPROVED ALS TO FORM: A.VqARRISON, City Attorney CITY OF VERNON Name: Loonis C. Malburg Title: Mayor / - Date: Zi ze,7- THE MERCER GROUP, INC. Name: Title: Date: Name: Title: Date: COMPENSATION STUDY The Mercer Group, Inc. December 7, 2007 Page 18 Vernon, California CITY CLERK'S OFFICE INTEROFFICE MEMORANDUM DATE: January 16, 2008 TO: Martha Valenzuela, Director of Personnel/Purchasing Agent FROM:, Nelly Giron, City Clerk RE: Resolution No. 9501 - A Resolution of the City Council of the City of Vernon Approving and Authorizing the Execution of an Agreement By and Between the City of Vernon and The Mercer Group, Inc. For a Compensation Study Transmitted herewith is a copy of the fully executed agreement and Resolution No. 9501, referenced above, which was approved by City Council on December 17, 2007. Thank you. NG:dr c: Resolution File No. 9501 Agreement No. 07-143 AGREEMENT THE CITY OF VERNON, CALIFORNIA Proposal For a Compensation Study December 7, 2007 I. TEAM ORGANIZATION ABOUT THE MERCER GROUP, INC. The Mercer Group, Inc. will be the sole firm providing all services as described in this proposal. This proposal has been made without collusion with any other person or entity. The Mercer Group, Inc. is a management consulting firm incorporated in the State of Georgia and operating nationwide. Founded by James L. Mercer, a long-term public management consultant, The Mercer Group, Inc., provides management consulting services to state and local governments, special districts, and private sector clients. The company's services include: • Compensation and classification studies; • Executive recruitment; • Organization and operations analysis; • Productivity improvement; • Strategic planning; • Management systems; • Organization development and training; • Privatization; • Policy studies; • Budget evaluation services; and • General management consulting. Mr. Mercer started his own firm in 1981 and, in 1984, merged it with another consulting firm, Wolfe & Associates, Inc. On June 1, 1986, Mr. Mercer acquired the Human Resource and Organizational Consulting Practice of Wolfe & Associates, Inc. This acquisition formed the basis for Mercer, Slavin & Nevins, Inc. He sold his interest in Mercer, Slavin & Nevins, Inc. early in 1990 and founded The Mercer Group, Inc. Mr. Mercer is the Chief Executive Officer of our firm and can be contacted at our corporate headquarters as follows: James L. Mercer, President The Mercer Group, Inc. 5579 B Chamblee-Dunwoody Road, Suite 511 Atlanta, Georgia 30338 Telephone: (770) 551-0403; FAX: (770) 399-9749 Federal Tax ID No.: 58-1877068 Web site address: http://www.mercergroupinc.com Compensation Study The Mercer Group, Inc. December 7, 2007 Page 1 Vernon, California In addition to the corporate headquarters The Mercer Group, Inc. has branch offices in: • Dallas, Texas • Greeley, Colorado • Lansing, Michigan • Phoenix, Arizona • Raleigh, North Carolina • Sacramento, California • Santa Fe, New Mexico • Washington, DC • Winter Haven, Florida Business Model The Mercer Group, Inc. is a Consortium Model firm, with a core of key staff members supplemented by associated independent consultants and specialty firms. The consortium members work together regularly and have long personal and professional relationships. This business model allows us to: ➢ Staff each engagement with precisely the right mix of consulting professionals, who have the specific managerial, functional, and technical skills needed to fully satisfy the project objectives. ➢ Eliminate pressure to assign salaried staff who may be available, but lack the experience or capabilities necessary to be effective and efficient in serving our clients. ➢ Offer competitive rates for very senior consultants due to our reduced administrative and overhead costs. LISTING OF WORKING OFFICE This project will be conducted by the Raleigh, North Carolina branch. The Raleigh branch is staffed by Senior Vice President Phillip Robertson, Vice -President Kay Culbertson Robertson, and Randy Davis. The Raleigh office specializes in Compensation and Classification Studies. The staff has over 25 years experience. The Raleigh branch can be contacted as follows: Phillip G. Robertson Senior Vice President The Mercer Group, Inc. 3443 Highway 39 North Louisburg, North Carolina 27549 Telephone: (919) 496-2080; FAX: (919) 496-7995 E-mail address: MercerNC@aol.com Compensation Study The Mercer Group, Inc. December 7, 2007 Page 2 Vernon, California There are not any past, on -going or potential conflicts of interest which the consultants may have as a result of performing work for this project. The Mercer Group, Inc. has not divulged, discussed or compared our proposal with other proposers and has not colluded with any other proposer or parties to a proposal whatsoever. Further, Phillip Robertson has full authority to sign this proposal on behalf of The Mercer Group, Inc. Project Team The team we are proposing for the City of Vernon project includes our most experienced consultants. The Principal in Charge of the project will be James L. Mercer. Mr. Mercer is President of our firm. He is a Certified Management Consultant and has extensive experience in all phases of management consulting including compensation, classification, and performance appraisal. Mr. Mercer will be available if needed to assist in this project. The Project Manager will be Phillip Robertson, Senior Vice President of our firm. He possesses extensive knowledge of all phases of compensation and classification and all areas of local government management. He will be responsible for assuring the quality of our work, the adherence to expected schedules and the delivery of our work products. The Vice -President supporting Mr. Robertson will be Kay Robertson. Mrs. Robertson has extensive compensation and classification experience in both the public and private sectors. Randy Davis is The Mercer Group's FLSA and FMLA expert. Resumes for each of our team members are included in this section. James L. Mercer, President Mr. Mercer holds a Master of Business Administration degree from the University of Nevada, Reno, and a Bachelor of Science degree in Industrial Management from the same institution. He has also received a Certificate in Municipal Administration from the University of North Carolina at Chapel Hill, and is a graduate of the Executive Development Program at Cornell University. Mr. Mercer has more than 26 years experience in management consulting. He has authored three books, co-authored three books, and has written more than 250 articles on various phases of public management. His experience covers the following functional areas: compensation and classification, organization analysis, management systems, productivity improvement, seminars/training, public sector executive search, strategic planning, and general consulting. Examples of Mr. Mercer's experience in each of these functional areas are listed below: Compensation and Classification Compensation Study The Mercer Group, Inc. December 7, 2007 Page 3 Vernon, California • Principal consultant on a project for the Town of Jackson, Wyoming to conduct compensation and classification study, update job descriptions, update personnel rules and regulations, and develop a performance -based employee evaluation system. • Overall direction of a compensation and classification studies for the Decatur and Springfield, Illinois Housing Authorities. • Overall direction of a compensation and classification study for the City of Auburn, Maine. • Consultant on a compensation and classification study for the City of Petersburg, Virginia. • Overall project direction for a very large compensation and classification study of the Jefferson County, Alabama Personnel Board which includes all jurisdictions in Jefferson County, Alabama including the City of Birmingham. • Overall direction and consultant for a compensation and classification study for the City of Morristown, Tennessee. • Overall direction and consultant for compensation and classification study and a performance -based employee evaluation system for the City of Berkeley, Missouri. • Overall direction for a compensation and classification study for the City of Del Rio, Texas. • Overall direction of a pay -for -performance system development project for the City of Atlanta. • Overall direction of an executive compensation system for Dekalb County, Georgia's three -campus, 20,000 student Community College. • Reviewed executive compensation program for the City of Corpus Christi, Texas. • Reviewed the compensation and classification and benefits systems of Conyers and Rockdale County, Georgia. • Reviewed the compensation and classification systems, retirement systems, and employee benefits programs for the Cities of Miamisburg and West Carrollton, Ohio, and for Miami Township, Ohio. • Reviewed the compensation and classification systems, retirement programs, and employee benefits programs for the City of Atlanta, Fulton County, and all of the jurisdictions in Fulton City, Georgia. • Reviewed the compensation and classification systems, the retirement systems, and employee benefits programs for Austin and Travis City, Texas. • Overall Director of a compensation and classification system for Ouachita Parish, Louisiana Library. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 4 Vernon, California Mr. Mercer personally worked with Dr. Rensis Likert, considered by many to be the "father of participative management," on the design of data collection instrumentation (using Likert's survey research instruments) to compare 27 test and 27 control medium-sized local governments across the country on the issues of receptivity to new technology and innovation. This experiment formed the basis for the current national local government database in this area. Prior to forming The Mercer Group, Mr. Mercer was President of Mercer, Slavin, & Nevins, Inc. and a Regional Vice President of Wolfe & Associates, Inc., with which he previously merged his own local government consulting firm, James Mercer & Associates, Inc. He has also been Director of Government Consulting Services in the southeastern and southwestern regions of the United States for Coopers & Lybrand. He has been a National Program Director with Public Technology, Inc., and served as Assistant City Manager of Raleigh, North Carolina. This was preceded by ten years of private sector and university faculty and staff experience. Mr. Mercer is a frequent featured speaker, organizer and panelist at local government conferences, professional, and civic clubs, etc., on issues of productivity improvement, management, office automation, entrepreneurship, etc. Mr. Mercer has received many honors, including the prestigious George C. Franklin Memorial Award from the North Carolina League of Municipalities for Excellence in Public Administration and election to Beta Gamma Sigma, the national honor society in business and administration. He has also served on several private and public Boards, including the University of Nevada Foundation, the School of Business Advisory Board at California Polytechnic State University in San Luis Obispo, and the Public Administration Program at the University of South Carolina. ' Mr. Mercer has been quoted in The New York Times, Forbes, Public Management, American City and County, and many other national and local publications. His professional affiliations include: • International City/County Management Association; • American Society for Public Administration; • Institute of Industrial Engineers (past Chapter President); • The Technology Transfer Society (Board of Directors - 5 terms); and • International Association of Quality Circles. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 5 Vernon, California Phillip Robertson, Senior Vice -President 3443 Hwy. 39 North Louisburg, North Carolina 27549 Office telephone: 919-496-2080 Cellular telephone: 919-349-7239 Fax: 919-496-7995 Mr. Robertson is a Senior Vice - President with the Mercer Group specializing in compensation and classification studies, organizational analysis, and performance evaluation systems. Mr. Robertson has been with The Mercer Group, Inc. since 1998. Mr. Robertson has 30 years experience in the public sector. Classification and compensation studies for Hernando County, Florida; The Housing Authority of Covington, Kentucky; the City of East Point, Georgia; Martin County, Florida; Ouachita Parish, Louisiana, Public Library; the City of Monmouth, Oregon; the City of Monroe, Georgia; the City of Peachtree City, Georgia; the Development Authority of Peachtree City, Georgia; Pitt County, North Carolina; Okaloosa County, Florida; Okaloosa County Detention Center; Martin County Sheriff's Office; Henderson, Nevada; the Town of Berlin, Connecticut; Choctawhatchee Electric Cooperative in Defuniak Springs, Florida; the City of Duncan, Oklahoma; Calcasieu Parish Public Library System; the City of Colonial Heights, Virginia; Nye County, Nevada; Decatur Illinois Housing Authority; Rochester Hills, MI; Garden City, Georgia; Glastonbury, Connecticut; the City of LaPorte, Texas; Kitty Hawk, North Carolina, Town of Holly Springs, North Carolina; Sun `N Lake of Sebring Improvement District; Okaloosa Gas District; City of Sunny Isles Beach, Florida; City of Frankfort, Kentucky; Peachtree City Tourism Association; the City of Sioux City, Iowa; the City of Glen Heights, Texas; the city of Daytona Beach, Florida; the City of Jacksonville, Florida; the City of Osawatomie, Kansas; Gordon College in Barnesville, Georgia; Assisted Housing Risk Management Association, Iowa League of Cities; Peachtree City Water and Sewerage Authority; Minturn, Colorado; Loma Linda, California; Public Agency Risk Sharing Authority of California, Sacramento; Salt River Landfill, Scottsdale, AZ. • Former Management Information Services Director for the North Carolina Division of Employment and Training. • Extensive experience in organizational analysis at the local and state government levels • Former Personnel Manager for a Division of the North Carolina State Government. • Former Assistant City Manager for Clayton, North Carolina. • Extensive experience in Grant Management at the Federal, State, and Local levels. • Extensive experience and expertise with information systems management at the Federal, State, and Local levels. Mr. Robertson has a MA in Public Administration from Appalachian State University in Boone, North Carolina and BA in History from Wake Forest University in Winston-Salem, North Carolina. He has also done doctoral work at North Carolina State University in Raleigh, North Carolina. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 6 Vernon, California Kay Robertson, Vice -President — Raleigh Office Mrs. Robertson is a Vice President with the Mercer Group specializing in compensation and classification studies, organizational analysis, and performance evaluation systems. Mrs. Robertson has been with The Mercer Group, Inc. since 1997. She worked for seven years in the banking industry filling every position in branch banking, including branch manager. Her employers were South Trust Bank in Atlanta, Georgia, and NationsBank in Fayetteville, North Carolina. Her consulting project experience includes; Classification and compensation studies for Hernando County, Florida; The Housing Authority of Covington, Kentucky; the City of East Point, Georgia; Martin County, Florida; Ouachita Parish, Louisiana, Public Library; the City of Monmouth, Oregon; the City of Monroe, Georgia; the City of Peachtree City, Georgia; the Development Authority of Peachtree City, Georgia; Pitt County, North Carolina; Okaloosa County, Florida; Okaloosa County Detention Center; Martin County Sheriff's Office; Henderson, Nevada; the Town of Berlin, Connecticut; Choctawhatchee Electric Cooperative in Defuniak Springs, Florida; the City of Duncan, Oklahoma; Calcasieu Parish Public Library System; the City of Colonial Heights, Virginia; Nye County, Nevada; Decatur Illinois Housing Authority; Rochester Hills, MI; Garden City, Georgia; Glastonbury, Connecticut; the City of La Porte, Texas; Kitty Hawk, North Carolina, Town of Holly Springs, North Carolina; Sun `N Lake of Sebring Improvement District; Okaloosa Gas District; City of Sunny Isles Beach, Florida; City of Frankfort, Kentucky; Peachtree City Tourism Association; the City of Sioux City, Iowa; the City of Glen Heights, Texas; the city of Daytona Beach, Florida; the City of Jacksonville, Florida; the City of Osawatomie, Kansas; Gordon College in Barnesville, Georgia; Assisted Housing Risk Management Association, Iowa League of Cities; Peachtree City Water and Sewerage Authority; Minturn, Colorado; Loma Linda, California; Public Agency Risk Sharing Authority of California, Sacramento; Salt River Landfill, Scottsdale, AZ. • Management assessments, human resources hiring systems, supervisory training, and team building seminars for private business and state governments. Customer service training for state government employees involved in welfare reform projects. • Career counseling assessments and training for welfare recipients. Mrs. Robertson has a BA in Marketing with a minor in Finance from Texas A&M University. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 7 Vernon, California RANDY DAVIS-Atlanta, Georgia Mr. Davis retired in 2000 from the U.S. Department of Labor; Wage and Hour Division and currently works as a consultant and provides support to The Mercer Group, Inc. He worked the last eleven years as Branch Chief for Fair Labor Standards in the Atlanta Region which included eight Southeastern states. He also worked sixteen years as an Investigator, eleven with the Wage and Hour Division and five with Internal Revenue Service. As Branch Chief his responsibilities included speaking to employer groups, training investigators and providing interpretations of the various laws, regulations and enforcement policies to the investigators and supervisors. His areas of expertise include the Fair Labor Standards Act (minimum wage, overtime, exemptions, child labor), the Family and Medical Leave Act, the Employee Polygraph Protection Act, the wage garnishment provisions of the C.C.P.A., the Migrant and Seasonal Agricultural Worker's Protection Act and various immigration laws including those related to H-113, H-2A and H-213 temporary foreign workers. Mr. Davis has a Bachelors of Business Administration from the University of Louisville. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 8 Vernon, California II. EXPERIENCE REFERENCES The Mercer Group, Inc. has been conducting compensation and classification studies since its inception in 1990. Phillip Robertson has been the manager of over 95% of all Mercer Group Compensation and Classification Studies for the past 9 years. The references below are for classification and compensation studies similar to the City of Vernon project. All of the projects listed below were conducted by The Mercer Group, Inc. including staff proposed for this project and managed by a member of this team. Ms. Barbara Dupre' Director of Human Resources Hernando County, Florida 20 North Main Street, Room 364 Brooksville, FL 34601 352-754-4013 FAX: 352-754-4025 Compensation and Classification Study for Board of County Commissioners, Supervisor of Elections, Property Appraiser, Tax Collector and Clerk of Court. The original project was completed in 1998 and fully updated in 2002. We continue to provide services for Hernando County. Ms. Erika Phillips, Human Resources Director Town of Holly Springs 128 South Main Street Holly Springs, NC 27540 919-557-3911 Compensation and Classification Study completed 2004. We continue to provide update services Mr. Don Tomlin Chairman of the Board Assisted Housing Risk Management Association Rantoul, Illinois 309-342-8129 x 214 Compensation and Classification and Organizational Study AHRMA is a risk management pool serving housing authorities in Iowa, Illinois, and Nebraska. Paul Eckert, City Manager Bridey Hayes, Human Resources Director Sioux City, Iowa 712-279-6175 Compensation and Classification Study Compensation Study The Mercer Group, Inc. December 7, 2007 Page 9 Vernon, California Mrs. Kay Godwin Human Resources Director Okaloosa County Human Resources Department 601B North Pearl Street Crestview, Florida 32536 850-689-5870 FAX: 850-689-5889 Compensation and Classification Study for Board of County Commissioners and Supervisor of Elections. The original project was completed in 2000. We continue to provide update services Ms. Leigh Grantham Vice President, Marketing and Human Resources Choctawhatchee Electric Cooperative Defuniak Springs, FL 850-892-2111 Classification and Compensation Study The original project was completed in 2000. A comprehensive update was conducted in 2004. We continue to provide update services. Mr. Jamie Justice Town Manager Town of Mooresville, North Carolina 413 North Main Street Mooresville, N.C. 28115 Compensation Study for Public Safety Employees 2007 Mr. Dennis R. Halloway, City Manager Ms Barbara Nicholson, Personnel City of Loma Linda 25541 Barton Road Loma Linda, California 92354 909-799-2814 Compensation and Classification Study Additional references and experience can be provided upon request. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 10 Vernon, California III. PROJECT PURPOSE, SCOPE, AND EXPECTATIONS A. Purpose of Study: The primary purposes of the compensation study for the City of Vernon are to: • Respond to and reflect changing market conditions as they affect salary range designations for various classes of positions; • Ensure equity and consistency among similarly classified positions. • Facilitate final decisions on matters of compensation policy, procedure, and implementation of study recommendations. B. Primary Study Objective: • Ensure that salaries for the City's employees included in the study are competitive with comparable public and private sector employers in the relevant labor market. Based on the project scope the deliverables will include but not be limited to: 1. Recommend base salary ranges that are competitive with the external market and equitable with comparable internal jobs. 2. Work closely with the employees and management. 3. Recommend an effective, highly flexible and easily administered and maintained system. 4. Provide a plan and a schedule for implementation. 5. Make presentations to the City Administrator and Council, as needed. The specific results of the Compensation study are displayed in Exhibit I. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 11 Vernon, California EXHIBIT I RESULTS OF COMPENSATION EVALUATION: • Development of comprehensive market survey instrument for continued use by the organization; • Development of appropriate salary guidelines; • Assignment of appropriate salary range to each classification; and • Development of written guidelines of the total system. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 12 Vernon, California IV. PROJECT APPROACH The Mercer Group, Inc. believes that the Compensation Study must have extensive client participation. Our experience has shown that successful assignments are characterized by: • A mutual understanding between the client and the consultant staff of the objectives, study process, timing, and end products of the study; • A thorough understanding of the current situation by the consultants before proceeding with detailed analysis; • Providing opportunities for participation and input by staff; and • A thorough review of draft reports with the City Administrator, Councilmember and others identified by council. Our work plan includes provision for each of the items listed above. The specific participation of City officials and staff is described as follows: City Administrator andlor Mayor & Council- The Principal client will receive a thorough briefing and description of the study process and methodology. At the end of the study, the principal client will receive a briefing on all .findings and recommendations as well as briefings throughout the process as appropriate. It is important that the principal client be involved in the key policy issues to ensure the overall effectiveness of the resulting classification and compensa- tion systems to meet the needs of the organization. Employees — All employees whose positions are affected by the study must feel that they have a role in the process and that their input is both sought and welcomed. That role and input will be introduced and explained by a thorough and accurate initial presentation about the project. The Mercer Group, Inc. approach to a Compensation Study stresses participation at all levels. The result will be a new system that is truly developed by those who must live with it. Work Program and Schedule In order to meet the client's specific objectives for this project, we have developed a work plan consisting four (4) steps, as follows: STEP 1. Orientation Because of the significance of a comprehensive compensation study, a clear understanding of and agreement to the work plan is critical. We will begin the project by meeting with the City Administrator, Department Heads and whoever else is designated to clarify the following Compensation Study The Mercer Group, Inc. December 7, 2007 Page 13 Vernon, California issues: • Specific issues regarding the current pay structure(s); • Specific issues regarding Departments and Divisions; • Understanding of the objectives for the systems; • Review current job descriptions in order to obtain a thorough understanding of each position included in the study by way of the benchmarking process and pay range updates; • Begin identification of benchmark positions; • Begin development of a list of organizations for the "market analysis," including public and private employers; and • Implementation strategy for results of the study. At the orientation, we will also obtain information on current practices. We will then provide the initial communication to employees through group meetings, written explanations, or both, depending on the needs of the organization. The Mercer Group, Inc. prefers to meet with employee groups to review the process. Compensation Studies can produce anxiety with employees. We have found that open discussions with employees at the beginning of the study helps employees understand what to expect from us and what we are going to ask of them. It also allows employees the opportunity to voice any concerns or questions and meet the consultants. During orientation we generally provide our contact information to employees and encourage them to contact us at any point during the process if they have questions or concerns. STEP 2. Market Analysis Using the specifications developed through the orientation and discussion process, we will work with the City to select a representative number of positions to be used as "benchmarks" for a market comparison survey. The survey instrument will be developed as part of our assessment and understanding of the needs of the organization. We recommend that a broad base of private and public organizations be used. Through meetings with management we will work together to identify the organizations to be included in this survey. The survey instrument will be customized for the City and left with the City for continued use in maintaining the system. All information will be analyzed by The Mercer Group, Inc. and a detailed report will be prepared regarding the responses. This analysis and report will be done on Excel spreadsheets and provided to the City with training on how to update the spreadsheets in maintaining the system. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 14 Vernon, California We recommend that the market analysis survey be repeated in its entirety at least once every two years with parts of it used more often. We will provide the organization with the instrument and training in the analysis of data. Using the market research data, a set of specific recommendations regarding the level of Compensation for all classes will be developed. In this part of the study, we will: Provide pay levels for all affected classes; Provide recommendations on policy decisions such as range widths, new -hire level guidelines, and mechanisms for slotting; and Provide alternative implementation strategies for the system, including the cost of each alternative. STEP 3: Trainingand nd System Maintenance Training will be provided for all appropriate personnel in the administration of the new compensation system, including: • The market survey instrument for continued update of the salary system; and • Implementation procedures. We provide telephone consultation for one year following the study. Many of our clients keep us on contract following the first year to assistance as needed. We provide this assistance on an hourly rate. STEP 4. Reporting and Documentation Throughout the project The Mercer Group, Inc. will provide the organization with written or oral updates. Specifically,; we will provide: Status reports at each step of the process; Special reports when policy decisions need to be made; Preliminary final report for review by appropriate officials; and; Final report. We will also make a presentation of findings and recommendations to management, staff and the City Council, as necessary. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 15 Vernon, California PRICE PROPOSAL AND METHOD OF PAYMENT The not -to -exceed total cost of the Compensation Study for all employees with the exception of Police and Fire for the City of Vernon will be $26,750. This includes all direct and indirect expenses associated with the project, including on -site visits for the following: • Employee Orientation • Meetings with Department Heads and other supervisors. • Discussions with members of Council (if requested) • Discussions of preliminary and final results • Presentation to Council (if requested) Our customary payment schedule includes partial payments tied to verifiable completion of selected phases of the project. The payment schedule listed below is what we would recommend for this project; however, it is not a condition of our acceptance of this contract. At completion of initial site work and Orientation: At completion of selection of benchmarks, identification of comparables, and survey administration: At presentation of Final Report: 25% of contract amount 50% of contract amount 25% of contract amount The City of Vernon's cost for The Mercer Group, Inc. for services rendered under this agreement will not exceed the agreed upon price unless an increase is authorized in writing by the City. We will comply with all applicable laws, rules and regulations of federal, state and local government entities. Our ability to carry out the work required will be drawn greatly from our past experience in providing similar services to others, and we expect to continue such work in the future. We will, to the degree possible, preserve the confidential nature of any information received from you or developed during the work in accordance with our professional standards. We assure you that we will devote our best efforts to carrying out the engagement. The results obtained, our recommendations and any written material provided by us will represent our best judgment based on the information available to us. Our liability, if any, will not be greater than the amount paid to us for the services rendered. This proposal constitutes the agreement between us. It cannot be modified except in writing by both parties. Our agreement will be interpreted according to the laws of the State of California. Compensation Study The Mercer Group, Inc. December 7, 2007 Page 16 Vernon, California VII. AFFIRMATIVE ACTION STATEMENT It is the policy of The Mercer Group, Inc., to assure equal opportunity based on ability and fitness for all employees or applicants considered for our client organizations regardless of race, color, religion, sex, age, marital or veteran's status, national origin, or the presence of any sensory, mental or physical disability. Such policy shall apply, but not be limited to, hiring, placement, job classification, transfer or promotion, demotion, recruitment, advertising or solicitation for employment, rates of pay or other forms of compensation, selection for training, career development, layoff or termination. This policy shall be disseminated to clients, subcontractors, suppliers and prospective applicants. The intent of this policy will apply to internal operations, recruitment and consulting activities conducted by our firm. [REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK] Compensation Study The Mercer Group, Inc. December 7, 2007 Page 17 Vernon, California CITY OF VERNON Name: Loonis C. Malburg Title: Mayor /'-iexi—n-r^-T- A Date: Z�' 11 ` A TEST: b&NUELA GIRON, C ty Clerk APPROVED -AS TO FORM: A�.IWARRISON, City Attorney GROUP,THE MERCER mill 46 ft///11.//L/ COMPENSATION STUDY The Mercer Group, Inc. December 7, 2007 Page 18 Vernon, California