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Resolution No. 97111 2 3 4 611 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 RESOLUTION NO: 9711 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON ADOPTING A CONFLICT OF INTEREST CODE FOR THE CITY OF VERNON THAT INCORPORATES BY REFERENCE THE STANDARD MODEL CONFLICT OF INTEREST CODE OF THE FAIR POLITICAL PRACTICES COMMISSION WHEREAS, the Political Reform Act (Government Code Sections 81000, et seq.) requires state and local government agencies to adopt and promulgate conflict of interest codes; and WHEREAS, the Fair Political Practices Commission (the "FPPC") has adopted a regulation (2 Cal. Code of Regulations Section 18730) that contains the terms of a standard conflict of interest code and may be incorporated by reference in an agency's code; and WHEREAS, the standard conflict of interest code may be amended by the FPPC after public notice and hearing to conform to amendments in the Political Reform Act; and WHEREAS, Section 4.5 of the Charter of the City of Vernon provides that regulations pertaining to any subject or model codes may be adopted by reference, in their original form or with amendments; land WHEREAS, the City Council of the City of Vernon desires to adopt by reference the terms of 2 Cal. Code of Regulations Section 18730; and WHEREAS, in accordance with Government Code Sections 87306 and 87306.5, the Conflict of Interest Code has been reviewed; and WHEREAS, the City Council of the City of Vernon has deleted, added and/or modified certain job titles and wishes to amend its (Conflict of Interest Code to reflect current positions for designated 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 or:A 19 20 21 22 23 24 25 26 27 28 lemployees required to report financial interests under designated disclosure categories. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: SECTION 1: The City Council of the City of Vernon hereby finds and determines that the recitals contained hereinabove are true land correct. SECTION 2: The City Council of the City of Vernon hereby adopts by reference the terms of 2 Cal. Code of Regulations Section 18730 and any amendments to it duly adopted by the FPPC. This regulation and Appendix No. 1 that is attached hereto and incorporated by reference designating positions, and establishing disclosure requirements, shall constitute the Conflict of Interest Code of the City of Vernon. SECTION 3: The following positions are not covered by this Conflict of Interest Code because those individuals holding these positions must file under Government Code Section 87200 and, therefore, are listed for informational purposes only: Board Members, Alternate Board Members, Executive Director, Chief Financial Officer_ and Consultants (those involved in the investment of public funds). Individuals holding the above -listed positions may contact the Fair Political Practices Commission for assistance or written advice regarding their filing obligations if they believe that their position has been categorized incorrectly. The Fair Political Practices Commission makes the final determination whether a position is covered by Government Code Section 87200. - 2 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SECTION 4: The City Council of the City of Vernon hereby delegates the authority to carry out the duties of filing officer to the City Clerk and individuals holding designated positions shall file their statements with the City Clerk, who will retain the statements and make the statements available for public inspection and reproduction pursuant to Government Code Section 81008. SECTION 5: The City Council of the City of Vernon hereby repeals all resolutions or parts of resolutions in conflict herewith. SECTION 6: The City Clerk of the City of Vernon shall certify to the passage of this resolution, and thereupon and thereafter the same shall be in full force and effect. APPROVED AND ADOPTED this 6th day of October, 2008. AT " MA UELA GIRON, ity Clerk Name: Loonis C. Malburg Title: Mayor /. May(=-)r Pro-Ta-R+ - 3 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 STATE OF CALIFORNIA ) ) ss COUNTY OF LOS ANGELES ) I, MANUELA GIRON, Acting City Clerk of the City of Vernon, do hereby;certify that the foregoing Resolution, being Resolution No. 9711, was duly adopted by the City Council of the City of Vernon at a regular meeting of the City Council duly held on Monday, October 6, 2008, and thereafter was duly signed by the Mayor or Mayor Pro-Tem of the City of Vernon. (SEAL) MANUELA GIRON, City Clerk - 4 - 1 2 3 4 5 6 7 8 91 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 APPENDIX NO. 1 "Income" by definition includes loans, gifts and travel payments. "Makes" a decision means such things as voting on a matter, approving the budget, adopting policy, making purchasing decisions and entering into contracts. "Participates" means such things as negotiating the terms of a contract, writing the specifications of a bid, advising or making recommendations to the decision -maker or governing body. The positions listed below are designated positions in the City of Vernon, officers and employees holding these positions are designated employees and are deemed to make, or participate in the making of, decisions which may foreseeably have a material effect on the financial interests DESIGNATED POSITIONS* DISCLOSURE CATEGORIES BUSINESS SERVICES & PURCHASING DIRECTOR OF BUSINESS SERVICES & 1,2,6 PURCHASING/PURCHASING AGENT PURCHASING ASSISTANT 6 CITY CLERK: CITY CLERK 1,2 COMMUNITY SERVICES & WATER: DIRECTOR OF COMMUNITY SERVICES & WATER 1,2,3,4,E DEPUTY DIRECTOR OF COMMUNITY SERVICES & 1,2,3,4 WATER PRINCIPAL CIVIL ENGINEER 1,2,3 CIVIL ENGINEER 1,2,3 SENIOR ELECTRICAL INSPECTOR 3 ENGINEERING ASSOCIATE 3 WATER OPERATIONS SUPERVISOR 3 PROJECT ENGINEER 3 PLAN CHECKER 3 FOREMAN 3 ENGINEERING ASSISTANT 3 ELECTRICAL INSPECTOR 3 MECHANICAL AND PLUMBING INSPECTOR 3 Appendix No. 1 Page 1 of 4 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DESIGNATED POSITIONS* DISCLOSURE CATEGORIES BUILDING INSPECTOR 3 PUBLIC WORKS & WATER SUPERINTENDENT 3 FINANCE: ASSISTANT FINANCE DIRECTOR 1,2 CONTROLLER 1,2 ASSISTANT CONTROLLER 1,2 FIRE DEPARTMENT: CHIEF 1,2,4,E BATTALION CHIEF(S) 1,2 HEALTH & ENVIRONMENTAL CONTROL: DIRECTOR OF HEALTH & ENVIRONMENTAL CONTROL 1,2,3,E CHIEF DEPUTY DIRECTOR OF HEALTH & 1,2,3 ENVIRONMENTAL CONTROL SENIOR ENVIRONMENTAL SPECIALIST 1,2,3 HUMAN RESOURCES: DIRECTOR OF HUMAN RESOURCES 6 INDUSTRIAL DEVELOPMENT: DIRECTOR OF INDUSTRIAL DEVELOPMENT 1,2,4,E LIGHT & POWER & GAS: DIRECTOR OF LIGHT & POWER 1,2,4,E MANAGER(S) 1,2 RESOURCE SCHEDULER(S) 6 ASSOCIATE RESOURCE SCHEDULER(S) 6 SYSTEMS COORDINATOR(S) 6 PERSONNEL: DIRECTOR OF PERSONNEL 1,2,6 POLICE DEPARTMENT: CHIEF 1,2 CAPTAIN(S) 1,2 LIEUTENANT(S) 1,2 RISK MANAGEMENT: RISK MANAGER 1,2 ALL DEPARTMENTS: CONSULTANTS** 3 Appendix No. 1 Page 2 of 4 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 * With respect to the City Council Members, the City Administrator, the Finance Director, the City Treasurer and the City Attorney, disclosures shall be made to the Fair Political Practices Commission in accordance with its procedures and not with the City JClerk of the City of Vernon. ** With respect to consultants, the Department Head may determine, in writing, that a particular consultant, although a "designated position," is hired to perform a range of duties that are limited in scope and thus is not required to comply with the disclosure requirements described in this section. Such written determination shall include a description of the consultant's duties and, based upon that description, a statement of the extent of disclosure requirements. The Department Head's determination is a public record and shall be retained for public inspection in the same manner and location as this Conflict of Interest Code. Nothing contained herein excuses any such consultant from any other provision of this Conflict of Interest Code. When a designated employee is required to disclose investments and sources of income, he need only disclose investments in business entities and sources of income which do business in the jurisdiction, plan to do business in the jurisdiction or have done business in the jurisdiction within the past two years. In addition to other activities, a business entity is doing business within the jurisdiction if it owns real property within the jurisdiction. When a designated employee is required to disclose interests in real property, he need only disclose real property which is located in whole or in part within or not more than two miles outside the boundaries of the jurisdiction or within two miles of any land owned Appendix No. 1 Page 3 of 4 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 or used by the local government agency. DISCLOSURE CATEGORIES Individuals holding designated positions must report their interests according to the following corresponding disclosure category(ies) to which their position has been assigned. Disclosure Categories Category 1: All investments and sources of income. (Schedules A-1 through F) Category 2: All interests in real property. (Schedules B and C) Category 3: All investments, interests in real property and sources of income subject to the regulatory, permit or licensing authority of the City. (Schedules A-1 through F to the extent applicable) Category 4: Investments in business entities and sources of income which engage in land development, construction or the acquisition or sale of real property. (Schedules A-1 through F to the extent applicable) Category 5: Interests in real property located within two miles of any land owned or used by the City. (Schedules B and C to the extent applicable) Category 6: Investments in business entities and sources of income of the type which, within the past two years, have contracted with the City to provide services, supplies, materials, machinery or equipment (Schedules A-1 through F to the extent applicable) Appendix No. 1 Page 4 of 4 CITY CLERK'S OFFICE INTEROFFICE MEMORANDUM DATE: October 21, 2008 TO: Rory Burnett, Finance Director Sharon Duckworth, City Treasurer Masami Higa, Internal Control Manager/Controller Avigal Horrow, Human Resources Director Joaquin Leon, Assistant Finance Director Donal O'Callaghan, Director of Light & Power Lewis Pozzebon, Director of Environmental Health Steve Towles, Chief of Police Martha Valenzuela, Director of Personnel/Purchasing Agent Mark Whitworth, Fire Chief Kevin Wilson, Director of Community Services & Water Willard Yamaguchi, Chief Deputy City Attorney/Risk Manager FROM: Nelly Giron, City Clerk RE: Resolution No. 9711 - A Resolution of the City Council of the City of Vernon Adopting a Conflict of Interest Code for the City of Vernon that Incorporates by Reference the Standard Model Conflict of Interest Code of the Fair Political Practices Commission Transmitted herewith is a copy of Resolution No. 9711 referenced above, which was approved by City Council on October 6, 2008. Thank you. NG:dr c: Resolution File No. 9711