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Resolution No. 97211 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 RESOLUTION NO. 9721 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON APPROVING AND ADOPTING A REVISED CORRECTIVE EYE SURGERY PLAN, A FORM PERSONAL PARTICIPATION LOAN APPLICATION AND AGREEMENT AND A FORM CORRECTIVE EYE SURGERY LOAN VERIFICATION FROM DEPARTMENT HEAD AND PAYROLL AND ESTABLISHING AN EMPLOYEE CORRECTIVE EYE SURGERY LOAN PROGRAM WHEREAS, by Minute Order on June 25, 2001, the Finance Committee recommended that the City Council approve the employee corrective eye surgery loan program, as approved by the City Council of the City of Vernon on June 27, 2001; and WHEREAS, the City Council of the City of Vernon believes that encouraging the correction of vision enhances an employee's job performance which benefits the City; and WHEREAS, the City Council desires to update and revise its current corrective eye surgery program and forms and establish an Employee Corrective Eye Surgery Loan Program (the "Loan Program"). NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: SECTION 1: The City Council of the City of Vernon does hereby find and determine that the recitals contained hereinabove are true and correct. SECTION 2: The City Council of the City of Vernon hereby Iestablishes an Employee Corrective Eye Surgery Loan Program for the 2008-2009 fiscal year. SECTION 3: The City Council of the City of Vernon hereby approves and adopts the City of Vernon Corrective Eye Surgery Plan (the "Plan"), a copy of which is attached hereto as Exhibit A and 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 incorporated by reference. Said Plan will become effective October 6, II SECTION 4: The City Council of the City of Vernon hereby approves and adopts the form Personal Participation Loan Application and Agreement (Corrective Eye Surgery) (the "Agreement") and form Corrective Eye Surgery Loan Verifications of Department Head and Payroll (collectively, the "Loan Forms") in accordance with the Plan, copies of which are attached hereto as Exhibit B and incorporated by reference. Said Loan Forms shall be effective October 6, 2008. It is the intent of the City Council that the Agreement shall be a binding contract between the City and the employee upon acceptance by the Director of Human Resources, or her designee. j SECTION 5: The City Council of the City of Vernon hereby authorizes and empowers the Director of Human Resources, or her designee, to execute individual copies of the form Agreement on an as - needed basis and to make whatever nonsubstantive and administrative changes, upon advice of counsel, to the form Agreement and Loan Forms as are necessary to carry out the intent of this Resolution. Such additions, deletions and other changes therein as the Director of Human Resources, or her designee, executing the Agreement may approve, are conclusively evidenced by the execution and delivery of the Agreement. SECTION 6: The City Council of the City of Vernon hereby allows those employees currently enrolled under any prior program to continue with the prior program under the guidelines and agreement under which the prior program existed. SECTION 7: All resolutions, parts of resolutions, or minute orders in conflict with this Resolution are hereby repealed. - 2 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SECTION 8: The City Clerk of the City of Vernon shall certify to the passage of this resolution, and thereupon and thereafter the same shall be in full force and effect. APPROVED AND ADOPTED this 6th day of October, 2008. ATTEST: MANUELA GIRON, ity Clerk Name: Leonis-C. Malburg Title: Mayor / Mays r—Rro-'hem - 3 - 1 STATE OF CALIFORNIA ) 2 ) ss COUNTY OF LOS ANGELES ) 3 4 I, MANUELA GIRON, City Clerk of the City of Vernon, do hereby 5 certify that the foregoing Resolution, being Resolution No. 9721, was 6 duly adopted by the City Council of the City of Vernon at a regular 7 meeting of the City Council duly held on Monday, October 6, 2008, and 8 thereafter was duly signed by the Mayor or Mayor Pro-Tem of the City of 9 Vernon. 10 11 MANUELA GIRON, City Clerk 12 13 (SEAL) 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 4 - EXHIBIT A CITY OF VERNON CORRECTIVE EYE SURGERY PLAN OBJECTIVE The objective of the Corrective Eye Surgery Plan (the "Plan") is to correct the vision to 20/20 for City employees. ELIGIBILITY Any full-time City employee who has completed his/her initial evaluation period and a minimum of one year of service period beyond the initial evaluation period, is eligible to apply for a loan under the program. Employees who are temporary, provisional, on leave of absence, probation, or who have returned to probationary status, or are not eligible to apply for this loan. Overall minimum performance evaluation within twelve months of the loan application date must be 3.0 and/or A & B ratings for staff. Employees who receive below satisfaction or below standard in any areas may not be eligible to apply. Supervisor performance evaluation ratings must be an overall minimum of 3.50 and/or A & B ratings and may not be eligible to apply if they receive any below standard or below satisfactory ratings. Employees may be eligible to finance an additional procedure if necessary and if funds are available and approved by Director of Human Resources. Any additional procedures would require a new Application and Agreement. LOAN LIMITS Each employee is eligible to borrow up to a maximum of $4,000.00 with repayment over 36 months. Interest free loans will be made up to this limit for employees determined to be eligible. Loans will be made to participants on a first -come, first -served basis and as funds are available for such loans. Corrective Eye Surgery Plan Adopted by ResolutionNo. 9721 on October 6, 2008 LOAN PAYMENTS Loan payments will be made through payroll deduction on a bi-weekly basis. Employees are responsible for monthly payments in the same amount as the total of the bi-weekly payroll deduction even if the employee is on a leave of absence or otherwise not receiving a paycheck. Loans are due and payable in full upon separation of employment for any reason. Any payments made after separation from the City, are subject to the payment amount plus interest at a rate of 5% per annum compounded daily or the maximum legal amount allowable, whichever is less. The failure to make full payment upon demand will obligate the employee to pay the City's attorney's fees and costs in any restitution or collections process. Loans will be made for a maximum period of 36 months but may be paid earlier at the participant's request. CORRECTIVE EYE SURGERY REQUIREMENTS 1. Copy of doctor's prescription for patient/employee. 2. Proof of payment for procedure. LIMITATIONS Loans will be made to employees on a first -come, first served basis, until the loan fund is depleted. The loan fund may be adjusted each fiscal year. As funds become available through loan repayment, additional loans will be processed. PROCEDURE Employees applying for this Plan will: 1. Obtain an application from the Treasurer's Department. 2. Submit the application and copy of doctor's prescription/diagnosis/recommendation and proof of payment for procedure to the Treasurer's Department. 3. The Treasurer's Department will verify employment and will coordinate with the employee's Department Head and Payroll when reviewing the application. 4. The Treasurer's Department will submit the application to the Director of Human Resources with a Loan Verification Sheet containing comments from Payroll and the employee's Department Head. 5. Application may be denied, in which case the Director of Human Resources will communicate with employee regarding the denial. 6. If approved by the Director of Human Resources, the Treasurer's Department will finalize the Loan Agreement. Corrective Eye Surgery Plan Adopted by Resolution No. 9721 on October 6, 2008 7. The Treasurer's Department will deliver a check to the employee or make the check available for the employee to pick up. LOAN AGREEMENT A written agreement between the City and the employee is required. The loan agreement will outline the responsibilities of the employee, terms of the agreement, ,payroll deduction arrangements, and other conditions of the Plan. RESTRICTION ON TRANSFER OR ASSIGNMENT Each employee in the Plan agrees that the procedure available under this Plan will be restricted only to the employee. The loan made available under the Plan shall be used for corrective eye surgery for the participating employee, only. If the loan is not used for such purpose, the employee must immediately pay all money loaned under the Plan back to the City, with interest at a rate of 5% per annum compounded daily or the maximum legal amount allowable, whichever is less. POTENTIAL INCOME TAX CONSEQUENCES Employees in the plan should be aware that certain legislation has been passed that could potentially cause the interest foregone by the City to be treated as income to the employee, for tax purposes, in the year the loan is made. While the City. expects that the IRS will treat the loans under the Plan as falling within a de minimis exception applying to small interest sums, employees should refer questions to their tax advisor. Any tax consequences that arise as a result of this loan shall be the exclusive liability of the employee. THE EYE CORRECTION PROCEDURE Employees in the Plan should ensure that their doctor provides adequate protection for their procedure. THE CITY MAKES NO REPRESENTATIONS The City is not, in any way, making representations, guarantees or warranties of any type to employees participating in the Plan regarding the safety or success of corrective eye surgery or the medical provider selected by the employee to perform such surgery. Employees will proceed at their own risk and should conduct their own independent investigation regarding the risks and benefits of such a procedure. Corrective Eye Surgery Plan 3 - Adopted by ResolutionNo. 9721 on October 6, 2008 RECEIVED, REVIEWED AND ACCEPTED BY: Employee Date Corrective Eye Surgery Plan _ 4 Adopted by ResolutionNo. 9721 on October 6, 2008 I IM, X Name Address PERSONAL PARTICIPATION LOAN APPLICATION AND AGREEMENT (CORRECTIVE EYE SURGERY) (Revised October 6, 2008) Department The above -named employee or officer ("Participant") of the City of Vernon ("City") has been provided a copy of the City of Vernon Personal Participation Loan Application and Agreement hereby elects to participate in the financing arrangement offered under the Plan, (Corrective Eye Surgery Plan) ("Agreement") and further agrees to and accepts the following, terms and conditions: 1. The price of the procedure is $ 2. The City agrees to make an interest -free loan to the Participant in the amount of $ for a period not to exceed 36 months or as long as the Participant is Employed by the City of Vernon (whichever is less in length of time) to pay for the Plan. Participant authorizes the City to deduct $ from each paycheck of the Participant beginning until the amount identified in Paragraph 2 above has been paid. If Participant does not receive a paycheck from the City because they are on a leave of absence or otherwise, Participant agrees to continue to make monthly payments in the same amount as would have been deducted from their paycheck on a monthly basis. Participant may elect to pay the remaining unpaid balance at any time prior to the last payroll deduction. 4. Participant agrees that the procedure will be limited to the Participant and not that of his/her immediate family. If the procedure is not received by the Participant, it will be a violation of this Agreement/Plan. Violation of this Plan will require Participant to immediately pay to the City the remaining amount due on the loan plus interest at a rate of 5% per annum compounded daily or the maximum legal amount allowable, whichever is less. Upon separation of Participant from employment with the City for any reason, the remaining amount of the loan to be paid to the City under this Agreement shall immediately become due and payable to the fullest extent permitted by law, and Participant hereby authorizes the City to withhold from his/her final pay, any sums regularly due to be paid under the Agreement, and to execute a written Agreement providing for the repayment of all amounts remaining under this Agreement. The Application and Agreement _ Adopted by ResolutionNo. 9721 on October 6, 2008 - 1 failure to make full payment will obligate the Participant to pay the City's attorney's fees and costs in any restitution or collect ion process. 6. Not withstanding the above, this Agreement will survive the employment period of the Participant and therefore will be enforceable without any further executed written Agreement between the Participant and the City. 7. All warranties and/or contracts for this procedure shall be between the vendor/doctor and Participant. Participant shall deal directly with the vendor/doctor and in no event shall Participant look to the City for any claims relating to warranty or service of the procedure. 8. This Agreement may be changed only by a written document signed by the City and the Participant and supersedes any, and all written or oral agreements, proposals and communications concerning the Plan. 9. I have received and reviewed a copy of the Corrective Eye Surgery Plan. Please answer the following questions which will be evaluated when assessing your loan application: 10. Have you ever filed for Bankruptcy: (Circle one) YES NO 11. Have your wages ever been garnished: (Circle one) YES NO 12. Have you ever defaulted on a loan: (Circle one) YES NO 13. Has any personal debt of yours ever (Circle one) YES NO gone to collections: Accepted by: _ Participant/Employee City of Vernon ATTEST: By: Manuela Giron, City Clerk Date Date Application and Agreement Adopted by ResolutionNo. 9721 on October 6, 2008 TO: FROM: RE: Application DATE: CORRECTIVE EYE SURGERY LOAN VERIFICATION (Department Head) Director of Human Resources (Employee's) Corrective Eye Surgery Loan has applied for a Corrective Eye Surgery loan from the City of Vernon. (Name of Employee) In an effort to assist the Department of Human Resources in performing its due diligence with respect to the viability of the loan, please provide the following information. Date of Last Performance Review Score or Rating received on the last Performance Review Number of Disciplinary Issues in the last 12 months Verbal Written Number of Pending Disciplinary Issues Other Comments: Department Head Name Date Please Circle: Department Head Corrective Eye Surgery Loan Verification Adopted by Reso(utionNo. 9721 on October 6, 2008 - 1 - CORRECTIVE EYE SURGERY LOAN VERIFICATION TO: Payroll FROM: Director of Human Resources RE: (Employee's) Corrective Eye Surgery Loan Application DATE: has applied for a Corrective Eye Surgery loan from the City of Vernon. (Name of Employee) In an effort to assist the Department of Human Resources in performing its due diligence with respect to the viability of the loan, please provide the following information. Does this employee currently have any other loans with the City: Please Circle One: YES NO If YES, please provide the following details: Type of Loan Loan Amount When Commenced_ Balance Due Does this employee have any garnishments on their paycheck: Please Circle One: YES NO Are their any deductions to employee's payroll beyond the standard deductions and beyond insurance. deductions? Please Circle One: YES NO If YES, please provide details: Other Comments: Payroll Clerk Date Payroll Corrective Eye Surgery Loan Verification Adopted by ResolutionNo. 9721 on October 6, 2008 CITY CLERK'S OFFICE INTEROFFICE MEMORANDUM DATE: October 21, 2008 TO: Rory Burnett, Finance Director Sharon Duckworth, City Treasurer Masami Higa, Internal Control Manager/Controller Avigal Horrow, Human Resources Director Joaquin Leon,, Assistant Finance Director Donal O'Callaghan, Director of Light & Power Lewis Pozzebon, Director of Environmental- Health Steve Towles, Chief of Police Martha Valenzuela, Director of Personnel/Purchasing Agent Mark Whitworth, Fire -Chief Kevin Wilson, Director of Community Services & Water Willard Yamaguchi, Chief Deputy City Attorney/Risk Manager FRO Nelly Giron, City Clerk RE: Resolution No. 9721 - A Resolution of the City Council of the City of Vernon Approving and Adopting a Revised Corrective Eye Surgery Plan, a Form Personal Participation Loan Application and Agreement and a Form Corrective Eye Surgery Loan Verification from Department Head and Payroll and Establishing an Employee Corrective Eye Surgery Loan Program Transmitted herewith is a copy of Resolution No. 9721 referenced above, which was approved by City Council on October 6, 2008. Thank you. NG:dr c: Resolution File No. 9721