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Resolution No. 2010-007RESOLUTION NO. 2010-07 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON APPROVING AND AUTHORIZING THE EXECUTION OF AN AGREEMENT BETWEEN THE CITY OF VERNON AND THE LAW OFFICES OF ERIC T. FRESCH, LTD., FOR LEGAL SERVICES FOR THE DEPARTMENT OF LIGHT & POWER AND GAS DEPARTMENT IN CONNECTION WITH THE ISSUANCE AND SALE OF BONDS, PUBLIC FINANCE MATTERS, ENERGY MATTERS AND CERTAIN OTHER RELATED MATTERS WHEREAS, the City of Vernon ("City") wishes to retain the Law Offices of Eric T. Fresch, Ltd. ("FreschLaw") to provide legal services for the Department of Light & Power and the Gas Department in connection with the issuance and sale of bonds, public finance matters, energy matters, and certain other related matters.; and WHEREAS, FreschLaw wishes to provide those legal services to the City; and WHEREAS, by memo dated December 30, 2009, the City Administrator has recommended FreschLaw be retained to provide legal services for the City; and WHEREAS, the City Council of the City of Vernon has determined that, pursuant to the provisions of subsection (b)(1) and (b)(7) of Section 2.27 of the Vernon City Code, it is in the public interest and necessity to enter into the Agreement with FreschLaw to provide legal services. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: SECTION 1: The City Council of the City of Vernon does hereby find and determine that the recitals contained hereinabove are true and correct. SECTION 2: The City Council of the City of Vernon hereby approves the Agreement with FreschLaw, a copy of which is attached hereto as Exhibit A and incorporated by reference. SECTION 3: The City Council of the City of Vernon hereby authorizes the Mayor or Mayor Pro-Tem to execute said Agreement for, and on behalf of, the City of Vernon and the City Clerk, or Deputy City Clerk, is hereby authorized to attest thereto. SECTION 4: The City Council of the City of Vernon hereby authorizes the City Administrator, or his designee, to take whatever actions are deemed necessary or desirable for the purpose of implementing and carrying out the purposes of this Resolution and the transactions herein approved or authorized. SECTION 5: The City Council of the City of Vernon hereby directs the City Clerk, or her designee, to send a fully executed Agreement to FreschLaw. SECTION 6: The City Clerk of the City of Vernon shall certify to the passage, approval and adoption of this Resolution, and the City Clerk of the City of Vernon shall cause this Resolution and the City Clerk's certification to be entered in the File of Resolutions of the Council of this City. APPROVED AND ADOPTED this 4th day of January, 2010. ATTEST: MANUELA GIRON, City Clerk �.& a " Hilario Gonzales Name: Title: Mayor / Mayor— L,-E� -2- STATE OF CALIFORNIA ) ) ss COUNTY OF LOS ANGELES ) I, MANUELA GIRON, City Clerk of the City of Vernon, do hereby certify that the foregoing Resolution, being Resolution No. 2010-07, was duly passed, approved and adopted by the City Council of the City of Vernon at a regular meeting of the City Council duly held on Monday, January 4, 2010, and thereafter was duly signed by the Mayor or Mayor Pro-Tem of the City of Vernon. Executed this 6-7�( day of January, 2010, at Vernon, California. (SEAL) MANUELA GIRON, City Clerk -3- EXHIBIT A AGREEMENT BETWEEN THE CITY OF VERNON AND THE LAW OFFICES OF ERIC T. FRESCH, LTD. FOR LEGAL SERVICES THIS AGREEMENT is entered into between the City of Vernon, a California charter city and municipal corporation ("City") and the Law Offices of Eric T. Fresch, Ltd. ("FreschLaw"). WHEREAS, the City wishes to retain FreschLaw to provide legal services for the Department of Light & Power and the Gas Department in connection with the issuance and sale of bonds, public finance matters, energy matters, and certain other related matters; and WHEREAS, FreschLaw wishes to provide legal services to the City; NOW THEREFORE, the parties agree as follows: Secton 1. Services. FreschLaw shall provide the following services to the City: A. Legal Services. FreschLaw shall provide legal services as enumerated below to the City and use its best efforts to provide such services in a professional, thorough, and competent manner. At the request of the City Council or City Administrator, FreschLaw shall provide legal services for the Department of Light & Power and the Gas Department in connection with: 1. The issuance and sale of bonds; 2. Public finance matters concerning current outstanding bonds, including disclosure statements, preparation of continuing disclosure agreements, and issues concerning the tax-exempt status of the interest on the current outstanding bonds and any new issuances of bonds; energy projects; 3. Issues concerning financial structuring; 4. Capital projects; 5. Mergers and/or acquisitions of Light & Power Department assets, or 6. Construction and air quality licensing of energy projects; 12720-0001\ 119678 M.doc and 7. Power resource portfolio structuring issues; 8. FERC matters concerning Light & Power high voltage transmission; 9. Independent System Operation ("ISO") matters; 10. Public Utilities Commission matters; 11. Financial audit matters, including GAAP/GASB compliance issues; 12. Such other legal services as the City Administrator may direct FreschLaw to undertake from time to time. B. Responsible Attorney. Eric T. Fresch shall be the attorney primarily responsible to provide legal services to the City pursuant to this Agreement. No other attorney shall perform such legal services unless advance written approval is given by the City Administrator. Secton 2. Consideration. A. Fee. For legal services as described in subsection A of Section 1, FreschLaw shall be paid for the actual time of services rendered at the rate of $450 per hour for work performed by Eric T. Fresch. Time shall be billed in increments of one tenth of one hour. B. Expense Reimbursement. FreschLaw shall be reimbursed: 1. Actual expenses reasonably incurred in the performance of legal services under this Agreement for long distance telephone calls, court costs, services of process, messengers, deliveries, postage, and other similar services incidental to the performance of this Agreement. 2. No more than fifty cents ($0.50) per page for facsimiles, with a maximum charge of Twenty -Five Dollars ($25.00) for any individual facsimile transmission, and no more than five cents (050) per page for photocopies. 3. For travel, when such travel is approved in writing in advance by the City Administrator. Reimbursable travel expenses include coach airfare, and reasonable meal and lodging charges; provided, however, Freschlaw shall be reimbursed for business class airfare when such airfare class is approved in writing in advance by the City Administrator. 4. For word processing, computer research and clerical file organization at the rate of fifty dollars ($50.00) per hour. 12720-0001\1196788v5.doc 2 For any consultants employed at the written request of the City in the areas of electric generation projects, renewable energy projects, electric system finance, natural gas systems, and other energy related fields. C. Monthly Statement. FreschLaw shall send a monthly statement for services rendered during the previous month and for expenses incurred on the City's account. The monthly statement shall describe the nature of the work performed, the attorney performing the work and the time spent for each task as well as the nature of any fees and expenses incurred. Secton 3. Term. The term of this Agreement shall commence on January 4, 2010 and shall continue until terminated as provided in Section 8. Secton 4. Indemnification. FreschLaw shall indemnify, defend, and hold harmless City, the City Council, and the City's officers, agents, and employees, from any and all claims or losses resulting from physical injury to a third party or physical damage to property of a third party arising from the wrongful or negligent action or inaction of FreschLaw or any person employed by FreschLaw in the performance of this Agreement. Secton 5. Insurance. FreschLaw shall procure and maintain for the duration of this Agreement, insurance against claims for injuries to persons or physical damage to property which may arise from or in connection with the performance of the work by FreschLaw, its agents, representatives, or employees. Additionally, FreschLaw shall procure and maintain for the duration of the Agreement, professional liability insurance. Insurance shall be of the type, in the amounts, and subject to, the provisions described below, except as otherwise approved by the City Administrator. A. Commercial general liability coverage at least as broad as Insurance Services Office Commercial General Liability occurrence coverage ("occurrence" form CG0001, Ed. 11/88) with a minimum limit of $2,000,000 per occurrence. If the insurance includes a general aggregate limit, that limit shall apply separately to this contract or it shall be at least twice the required per -occurrence limit. B. A policy or policies of comprehensive vehicle liability coverage covering personal injury and property damage, with minimum limits of $1,000,000 per occurrence, 12720-0001\1196788v5.doc combined single limit, covering any vehicle utilized by FreschLaw in performing the services required by this Agreement. C. Workers' Compensation insurance as required by the State of California. D. Professional Liability Insurance with a minimum limit of ten million dollars ($10,000,000). Such insurance maybe subject to a self -insured retention or deductible to be borne entirely by FreschLaw which shall not exceed Two Hundred Fifty Thousand Dollars ($250,000) per occurrence. E. Evidence of Coverage: 1. Within 14 days after approval of this Agreement by the City, FreschLaw shall file with the City certificates of insurance with original endorsements evidencing coverage in compliance with this Agreement. 2. FreschLaw shall make the insurance policies required by this Agreement, including all endorsements and riders, available to the City upon request. 3. During the term of this Agreement, FreschLaw shall maintain with City current valid proof of insurance coverage. Proof of renewals shall be filed prior to expiration of any required coverage. 4. Failure to submit any required evidence of insurance within the required time period shall be cause for termination. 5. In the event FreschLaw does not maintain current, valid, evidence of insurance on file with City, City may, at its option, defer payment of any moneys owed to FreschLaw, or which are subsequently owed to FreschLaw, until proper proof is filed. 6. All insurance coverage shall be provided by insurers satisfactory to the City and with a rating of B+;VII or better in the most recent edition of Best's Key Rating Guide, Property -Casualty Edition. 7. Each insurance policy shall be endorsed to state that coverage shall not be suspended, voided or canceled and shall not be reduced in coverage or limits except after 30 days prior written notice provided to the City. Upon prior request of the carrier, the notice period may be reduced to 10 days in the event of non-payment of premium. 8. FreschLaw's insurance and any insurance provided in compliance with Agreement, shall be primary with respect to any insurance or self-insurance programs covering the City, the City Council, and any officer, agent or employee of City. 12720-0001 \11967880.doc 4 9. Where available, the insurer shall agree to waive all rights of subrogation against the City, the City Council, and every officer, agent, and employee of City. 10. Any deductibles or self -insured retentions shall be declared to and are subject to approval by the City. Provided, however, that FreschLaw's professional liability insurance may be subject to a self -insured retention or deductible to be borne entirely by FreschLaw which shall not exceed Two Hundred Fifty Thousand Dollars ($250,000) per occurrence. 11. In the event that FreschLaw does not provide continuous comprehensive general liability insurance coverage or comprehensive vehicle liability coverage, the City shall have the right, but not the obligation, to obtain the required insurance coverage at FreschLaw's expense, and the City may deduct all such costs from moneys the City owes to FreschLaw or from moneys which it subsequently owes to FreschLaw. 12. All commercial general liability insurance coverage and comprehensive vehicle liability coverage required to be maintained pursuant to this Agreement by FreschLaw shall name the City, the City Council, and every officer, agent, and employee of City as additional insureds with respect to work under this Agreement. Secton 6. Successors and Assigns. This Agreement may not be assigned by FreschLaw. Secton 7. Facilities and Equipment. FreschLaw shall, at its own cost and expense, provide all facilities and equipment at its offices which may be required for performance of services required by this Agreement. Secton 8. Termination. This Agreement may be terminated by the City with or without cause upon service of written notice. FreschLaw shall be entitled to the compensation earned by it prior to the date of termination. FreschLaw shall be entitled to no further compensation after the date of termination. FreschLaw may terminate this Agreement with the consent of City or if FreschLaw reasonably believes that it cannot provide services consistent with its professional and ethical 12720-0001\1196788v5.doc obligations. In such instance, FreschLaw shall provide the City with reasonable notice in order to allow the entities to arrange alternative representation. Secton 9. Files. FreschLaw shall maintain one or more client files (the "Client Files") in connection with providing services in accordance with this Agreement. In such Client Files, FreschLaw may place correspondence, pleadings, deposition transcripts, exhibits, physical evidence, experts' reports, and other items reasonably necessary to its representation of the City. The Client Files shall be and remain the property of the entity for which they are prepared. FreschLaw shall control the physical location of such legal files during the term of this Agreement. FreschLaw may also place in such Client Files documents containing FreschLaw's attorney work product, mental impressions or notes ("Work Product"). The Work Product shall be and remain FreschLaw's property. Notwithstanding that Work Product shall be FreschLaw's property, upon request by City, FreschLaw shall provide the entity with copies of any and all Work Product prepared in connection with services performed pursuant to this Agreement for that entity. In addition, electronic documents such as e-mail and documents prepared on FreschLaw's word processing system, but which have not been printed in hard copy, shall be and remain FreschLaw's property and shall not be considered part of the Client Files, but copies of any such documents or emails prepared in connection with services to the entity shall be provided to the entity upon request. FreschLaw may enact and implement reasonable retention policies for such electronic documents and FreschLaw has discretion to delete such documents. At the conclusion of this Agreement, the original Client Files for each entity (but not including the Work Product) shall be made available to that entity, and each entity shall have the right to take possession of its respective Client Files. FreschLaw will be entitled to make copies of the Client Files and each entity will be entitled to make copies of the Work Product prepared for the entity. At the conclusion of this Agreement, (whether or not any entity takes possession of the Client Files) City shall take possession of any and all original contracts, wills, stockholders certificates, and other such important documents that may be in the Client Files and FreschLaw shall have no further responsibility with regard to such documents. If any entity does not take possession of the Client Files at the conclusion of the Agreement, FreschLaw shall store such Client Files for a period of at least one (1) year. During the entire time that FreschLaw stores the Client Files, each entity shall have the right to take 12720-0001\1196788v5.doc 6 possession of its files at any time. At the conclusion of such one (1) year period, FreschLaw may send to the entities a notice, advising of FreschLaw's intention to dispose of the Client Files. The City shall have sixty (60) days from the date of such notice to take possession of the Client Files. If City does not take possession of the Client Files during that time, City agrees that FreschLaw may dispose of the Client Files without further notice. FreschLaw shall have no obligation to abide by any entity's document retention schedule or to take any steps except as outlined above or upon written direction from the City. Secton 10. Notice. Whenever it shall be necessary for any party to serve notice on another party respecting this Agreement, such notice shall be served personally, by overnight mail, or by certified mail addressed to City at: City Administrator of the City of Vernon, 4305 Santa Fe Avenue, Vernon, CA 90058; and addressed to FreschLaw at: Eric T. Fresch, Law Offices of Eric T. Fresch, Ltd., 33 New Montgomery, Sixth Floor, San Francisco, CA 94105, unless and until a different address may be furnished in writing by any party to the other, and such notice shall be deemed to have been served within seventy-two (72) hours after the same has been deposited in the United States Post Office by certified mail. This shall be valid and sufficient service of notice for all purposes. Secton 11. Extent of Agreement. This Agreement represents the entire and integrated Agreement between City and FreschLaw and supersedes any and all prior negotiations, representations or agreements, either written or oral. This Agreement may be amended only by written instrument signed by the parties affected by the amendment. Secton 12. Severability. Invalidation of any provision contained herein or the application thereof to any person or entity by judgment or court order shall in no way affect any of the other covenants, conditions, restrictions, or provisions hereof, or the application thereof to any other person or entity, and the same shall remain in full force and effect. Secton 13. Governing Law. This Agreement shall be interpreted in accordance with the laws of the State of California. 12720-0001\1196788v5.doc 7 Secton 14. Independent Contractor. No employment relationship is created by this Agreement. FreschLaw shall be an independent contractor of City. No employee benefits shall be available to FreschLaw or its officers, employees, or agents in connection with the performance of this Agreement. ATTEST: City Clerk Executed this day of , 2010, at Vernon, California. CITY OF VERNON A California Charter City and Municipal Corporation By Mayor / Mayor Pro Tem of the City of Vernon, California (SEAL) LAW OFFICES OF ERIC T. FRESCH, LTD. Bv: ERIC T. FRESCH Title: 12720-0001\1196788v5.doc 8 CITY CLERK'S OFFICE INTEROFFICE MEMORANDUM DATE: January 7, 2010 T0: Donal O'Callaghan, City Administrator FRO Nelly Giron, City Clerk RE: Resolution No. 2010-07 - A Resolution of the City Council of the City of Vernon Approving and Authorizing the Execution of an Agreement Between the City of Vernon and the Law Offices of Eric T. Fresch, LTD., for Legal Services for the Department of Light & Power and Gas Department in Connection With the Issuance and Sale of Bonds, Public Finance Matters, Energy Matters and Certain Other Related Matters Transmitted herewith is a copy of the fully executed agreement and Resolution No. 2010-07 referenced above, which was approved by City Council on January 4, 2010. Thank you. NG:dj c: Kristen Enomoto Martha Valenzuela Resolution No. 2010-07 Agreement No. 10-001 AGREEMENT BETWEEN THE CITY OF VERNON AND THE LAW OFFICES OF ERIC T. FRESCH, LTD. FOR LEGAL SERVICES THIS AGREEMENT is entered into between the City of Vernon, a California charter city and municipal corporation ("City") and the Law Offices of Eric T. Fresch, Ltd. ("FreschLaw") WHEREAS, the City wishes to retain FreschLaw to provide legal services for the Department of Light & Power and the Gas Department in connection with the issuance and sale of bonds, public finance matters, energy matters, and certain other related matters; and WHEREAS, FreschLaw wishes to provide legal services to the City; NOW THEREFORE, the parties agree as follows: Secton 1. Services. FreschLaw shall provide the following services to the City: A. Legal Services. FreschLaw shall provide legal services as enumerated below to the City and use its best efforts to provide such services in a professional, thorough, and competent manner. At the request of the City Council or City Administrator, FreschLaw shall provide legal services for the Department of Light & Power and the Gas Department in connection with: 1. The issuance and sale of bonds; 2. Public finance matters concerning current outstanding bonds, including disclosure statements, preparation of continuing disclosure agreements, and issues concerning the tax-exempt status of the interest on the current outstanding bonds and any new issuances of bonds; energy projects; 3. Issues concerning financial structuring; 4. Capital projects; 5. Mergers and/or acquisitions of Light & Power Department assets, or 6. Construction and air quality licensing of energy projects; 12720-0001\1196788v5.doc and 7. Power resource portfolio structuring issues; 8. FERC matters concerning Light & Power high voltage transmission; 9. Independent System Operation ("ISO") matters; 10. Public Utilities Commission matters; 11. Financial audit matters, including GAAP/GASB compliance issues; 12. Such other legal services as the City Administrator may direct FreschLaw to undertake from time to time. B. Responsible Attorney. Eric T. Fresch shall be the attorney primarily responsible to provide legal services to the City pursuant to this Agreement. No other attorney shall perform such legal services unless advance written approval is given by the City Administrator. Secton 2. Consideration. A. Fee. For legal services as described in subsection A of Section 1, FreschLaw shall be paid for the actual time of services rendered at the rate of $450 per hour for work performed by Eric T. Fresch. Time shall be billed in increments of one tenth of one hour. B. Expense Reimbursement. FreschLaw shall be reimbursed: 1. Actual expenses reasonably incurred in the performance of legal services under this Agreement for long distance telephone calls, court costs, services of process, messengers, deliveries, postage, and other similar services incidental to the performance of this Agreement. 2. No more than fifty cents ($0.50) per page for facsimiles, with a maximum charge of Twenty -Five Dollars ($25,00) for any individual facsimile transmission, and no more than five cents (05¢) per page for photocopies. 3. For travel, when such travel is approved in writing in advance by the City Administrator. Reimbursable travel expenses include coach airfare, and reasonable meal and lodging charges; provided, however, Freschlaw shall be reimbursed for business class airfare when such airfare class is approved in writing in advance by the City Administrator. 4. For word processing, computer research and clerical file organization at the rate of fifty dollars ($50.00) per hour. 12720-0001\1196788v5.doc 2 5. For any consultants employed at the written request of the City in the areas of electric generation projects, renewable energy projects, electric system finance, natural gas systems, and other energy related fields. C. Monthly Statement. FreschLaw shall send a monthly statement for services rendered during the previous month and for expenses incurred on the City's account. The monthly statement shall describe the nature of the work performed, the attorney performing the work and the time spent for each task as well as the nature of any fees and expenses incurred. Secton 3. Term. The term of this Agreement shall commence on January 4, 2010 and shall continue until terminated as provided in Section 8. Secton 4. Indemnification. FreschLaw shall indemnify, defend, and hold harmless City, the City Council, and the City's officers, agents, and employees, from any and all claims or losses resulting from physical injury to a third party or physical damage to property of a third party arising from the wrongful or negligent action or inaction of FreschLaw or any person employed by FreschLaw in the performance of this Agreement. Secton 5. Insurance. FreschLaw shall procure and maintain for the duration of this Agreement, insurance against claims for injuries to persons or physical damage to property which may arise from or in connection with the performance of the work by FreschLaw, its agents, representatives, or employees. Additionally, FreschLaw shall procure and maintain for the duration of the Agreement, professional liability insurance. Insurance shall be of the type, in the amounts, and subject to, the provisions described below, except as otherwise approved by the City Administrator. A. Commercial general liability coverage at least as broad as Insurance Services Office Commercial General Liability occurrence coverage ("occurrence" form CG0001, Ed. 11/88) with a minimum limit of $2,000,000 per occurrence. If the insurance includes a general aggregate limit, that limit shall apply separately to this contract or it shall be at least twice the required per -occurrence limit. B. A policy or policies of comprehensive vehicle liability coverage covering personal injury and property damage, with minimum limits of $1,000,000 per occurrence, 12720-0001\1196788v5.doc combined single limit, covering any vehicle utilized by FreschLaw in performing the services required by this Agreement. C. Workers' Compensation insurance as required by the State of California. D. Professional Liability Insurance with a minimum limit of ten million dollars ($10,000,000). Such insurance may be subject to a self -insured retention or deductible to be borne entirely by FreschLaw which shall not exceed Two Hundred Fifty Thousand Dollars ($250,000) per occurrence. E. Evidence of Coverage: 1. Within 14 days after approval of this Agreement by the City, FreschLaw shall file with the City certificates of insurance with original endorsements evidencing coverage in compliance with this Agreement. 2. FreschLaw shall make the insurance policies required by this Agreement, including all endorsements and riders, available to the City upon request. 3. During the term of this Agreement, FreschLaw shall maintain with City current valid proof of insurance coverage. Proof of renewals shall be filed prior to expiration of any required coverage. 4. Failure to submit any required evidence of insurance within the required time period shall be cause for termination. 5. In the event FreschLaw does not maintain current, valid, evidence of insurance on file with City, City may, at its option, defer payment of any moneys owed to FreschLaw, or which are subsequently owed to FreschLaw, until proper proof is filed. 6. All insurance coverage shall be provided by insurers satisfactory to the City and with a rating of B+;VII or better in the most recent edition of Best's Key Rating Guide, Property -Casualty Edition. 7. Each insurance policy shall be endorsed to state that coverage shall not be suspended, voided or canceled and shall not be reduced in coverage or limits except after 30 days prior written notice provided to the City. Upon prior request of the carrier, the notice period may be reduced to 10 days in the event of non-payment of premium. 8. FreschLaw's insurance and any insurance provided in compliance with Agreement, shall be primary with respect to any insurance or self-insurance programs covering the City, the City Council, and any officer, agent or employee of City. 12720-0001\1196788v5.doc 4 9. Where available, the insurer shall agree to waive all rights of subrogation against the City, the City Council, and every officer, agent, and employee of City. 10. Any deductibles or self -insured retentions shall be declared to and are subject to approval by the City. Provided, however, that FreschLaw's professional liability insurance may be subject to a self -insured retention or deductible to be borne entirely by FreschLaw which shall not exceed Two Hundred Fifty Thousand Dollars ($250,000) per occurrence. 11. In the event that FreschLaw does not provide continuous comprehensive general liability insurance coverage or comprehensive vehicle liability coverage, the City shall have the right, but not the obligation, to obtain the required insurance coverage at FreschLaw's expense, and the City may deduct all such costs from moneys the City owes to FreschLaw or from moneys which it subsequently owes to FreschLaw. 12. All commercial general liability insurance coverage and comprehensive vehicle liability coverage required to be maintained pursuant to this Agreement by FreschLaw shall name the City, the City Council, and every officer, agent, and employee of City as additional insureds with respect to work under this Agreement. Secton 6. Successors and Assigns. This Agreement may not be assigned by FreschLaw. Secton 7. Facilities and Equipment. FreschLaw shall, at its own cost and expense, provide all facilities and equipment at its offices which may be required for performance of services required by this Agreement. Secton 8. Termination, This Agreement may be terminated by the City with or without cause upon service of written notice. FreschLaw shall be entitled to the compensation earned by it prior to the date of termination. FreschLaw shall be entitled to no further compensation after the date of termination. FreschLaw may terminate this Agreement with the consent of City or if FreschLaw reasonably believes that it cannot provide services consistent with its professional and ethical 12720-0001\1196788v5.doc obligations. In such instance, FreschLaw shall provide the City with reasonable notice in order to allow the entities to arrange alternative representation. Secton 9. Files. FreschLaw shall maintain one or more client files (the "Client Files") in connection with providing services in accordance with this Agreement. In such Client Files, FreschLaw may place correspondence, pleadings, deposition transcripts, exhibits, physical evidence, experts' reports, and other items reasonably necessary to its representation of the City. The Client Files shall be and remain the property of the entity for which they are prepared. FreschLaw shall control the physical location of such legal files during the term of this Agreement. FreschLaw may also place in such Client Files documents containing FreschLaw's attorney work product, mental impressions or notes ("Work Product"). The Work Product shall be and remain FreschLaw's property. Notwithstanding that Work Product shall be FreschLaw's property, upon request by City, FreschLaw shall provide the entity with copies of any and all Work Product prepared in connection with services performed pursuant to this Agreement for that entity. In addition, electronic documents such as e-mail and documents prepared on FreschLaw's word processing system, but which have not been printed in hard copy, shall be and remain FreschLaw's property and shall not be considered part of the Client Files, but copies of any such documents or emails prepared in connection with services to the entity shall be provided to the entity upon request. FreschLaw may enact and implement reasonable retention policies for such electronic documents and FreschLaw has discretion to delete such documents. At the conclusion of this Agreement, the original Client Files for each entity (but not including the Work Product) shall be made available to that entity, and each entity shall have the right to take possession of its respective Client Files. FreschLaw will be entitled to make copies of the Client Files and each entity will be entitled to make copies of the Work Product prepared for the entity. At the conclusion of this Agreement, (whether or not any entity takes possession of the Client Files) City shall take possession of any and all original contracts, wills, stockholders certificates, and other such important documents that may be in the Client Files and FreschLaw shall have no further responsibility with regard to such documents. If any entity does not take possession of the Client Files at the conclusion of the Agreement, FreschLaw shall store such Client Files for a period of at least one (1) year. During the entire time that FreschLaw stores the Client Files, each entity shall have the right to take 12720-0001\119678W.doc 6 possession of its files at any time. At the conclusion of such one (1) year period, FreschLaw may send to the entities a notice, advising of FreschLaw's intention to dispose of the Client Files. The City shall have sixty (60) days from the date of such notice to take possession of the Client Files. If City does not take possession of the Client Files during that time, City agrees that FreschLaw may dispose of the Client Files without further notice. FreschLaw shall have no obligation to abide by any entity's document retention schedule or to take any steps except as outlined above or upon written direction from the City. Secton 10. Notice. Whenever it shall be necessary for any party to serve notice on another party respecting this Agreement, such notice shall be served personally, by overnight mail, or by certified mail addressed to City at: City Administrator of the City of Vernon, 4305 Santa Fe Avenue, Vernon, CA 90058; and addressed to FreschLaw at: Eric T. Fresch, Law Offices of Eric T. Fresch, Ltd., 33 New Montgomery, Sixth Floor, San Francisco, CA 94105, unless and until a different address may be furnished in writing by any party to the other, and such notice shall be deemed to have been served within seventy-two (72) hours after the same has been deposited in the United States Post Office by certified mail. This shall be valid and sufficient service of notice for all purposes. Secton 11. Extent of Agreement. This Agreement represents the entire and integrated Agreement between City and FreschLaw and supersedes any and all prior negotiations, representations or agreements, either written or oral. This Agreement may be amended only by written instrument signed by the parties affected by the amendment. Secton 12. Severability. Invalidation of any provision contained herein or the application thereof to any person or entity by judgment or court order shall in no way affect any of the other covenants, conditions, restrictions, or provisions hereof, or the application thereof to any other person or entity, and the same shall remain in full force and effect. Secton 13. Governing Law. This Agreement shall be interpreted in accordance with the laws of the State of California. 12720-0001 \11967880.doc 7 Secton 14. Independent Contractor. No employment relationship is created by this Agreement. FreschLaw shall be an independent contractor of City. No employee benefits shall be available to FreschLaw or its officers, employees, or agents in connection with the performance of this Agreement. Executed this VA day of 2010, at Vernon, California. CITY OF VERNON A California Charter City and Municipal Corporation By Mayor / Mayor Pro Tim of the City of Vernon, California ATTEST: )U'� //�"- (SEAL) ity Clerk LAW OFFICES OF ERIC T. FRESCH, LTD. By: 8z: �� ERIC T. FRE Title: 77 12720-0001\11967880.doc 8 Ah . . „ APPROVED JA IN; _: `t 0 113 TINY' (P0UNCI OEc 3 0 Haag L�RK�so�FtcE STAFF REPORT CITY CLERWS CITY ADMINISTRATION OFFICE DATE: December 30, 2009 TO: Honorable Mayor and Cif Council Y Y FROM: Donal O'Callaghan, City Administrator RE: Legal Services Engagement Agreement for Eric T. Fresch Please find attached a Legal Services Engagement Agreement for Eric T. Fresch. Also, attached with this Agreement is a letter from Eric T. Fresch dated December 27, 2009 proposing the terms for Legal Services Engagement Agreement to the Director of Light & Power, Donal O'Callaghan. Also, attached is a letter dated December 30, 2009 from Eric T. Fresch to the Honorable Mayor and City Council proposing the engagement of the Law Offices of Eric T. Fresch. Staff hereby submits these documents for Eric T. Fresch for City Council consideration. DO:rmt Attachments Dec,29.2009 11:10 PM PAGE. 1/ 1 ERIC T. rRl'S ,-H IIATHERINe" ,i, c!RAGSTREET De(.errtber 30, 2009 LAW ¢wr1C.E5 OF )J',RXC T. FIRES,(,'R, YI TD. 33 NEW MUNTGOMERY,: SIXTH FL00j4 SAN TrnAhrmjS(.U, CALIFOnNIA 0-41(315-11587 TELr.c-HONIN (r.lr}) 498-7760 9.rY85C17($cdrrl9A^aQ.1165 LOS ANGELES Orrlc.r II'TL`4b WILSHIRE BLVO'. SIXTH-ri3OOR LtDM ANGELES, CA QOOES-Qgcg (213) 392.0036 Honorable Mayor Larry Gonzales and City Council City of Vernon City Hall. 4305 Santa Fe Avenue Vernon, California 90058 Re: Proposed Law Firm Engagement Of Law Office; of. Eric T. Fr.esch Honorable Mayor Larry Gonzalo, and City C ounc..tl, I have submitted a proposal for legal services to the City A.dminist,rator to be per�formcd by my law firm for the C:ity's Light + Power, and C.as Departments, T respectfully request yoij consider the agreement submitted to You, that captures my proposal, which Yra,,, been prepared by the City Attorney. T believe t1iis agreement, which returns me back to where 1 started with the City so many year$ ago, will allow me to best serve the City's interests. Key pc>i nts in this agreement are my hourly rate of, $450 and the City,$ right to terminate me at the will and plea Sure of the G _ty Council. Thank you for your considerdta.Uzj.. Sincerely, ,�- 1rk Fxic Fresch cc: Donal O'Callaghan Laurence Wiener Dec.27.2009 10:40 PM PAGE. 1/ 2 LAW OFFICES or ERIc 7+, FRUSCI3, LTD, 33 NEW mONTOOMERY. SIXT14 r1.00A ERIC T. FRE3CH _ SAN FRAN0.11300. IrALIFOIRNIA fD lUv- IS y .1•0.4 ANGELES OFFICE KATHERINC -j. MRAo9TRIKET - - TCLeI+hiONE (hl S) +499.77r C1 117136 WILSHIRE BLVD. SIXTH r'LOUR - 604 ANOELE5, CA 91"J425•0ti�tl B.fl680h*C0R1Cd8t.n0t 12131 3OR-0930 - December 27, 2009 Mr. Donal O' Callaghan Director of Light & Power, Gas Departments Vernon Light & Power Department 4305 Santa Fe Avenue Vernon, California 90058 Re: Proposed Terms for Legal Services Engagement Agreement Dear Mr. O'Callaghan: My firm appreciates the opportunity to submit this proposal to provide legal services to the 'Light & Power and G&q Departments. Scope of Services. The Law Offices of Eric T. Fresch, Ltd. ("'FreschLaw") proposes to provide legal services in connection with the issuance and sale of bonds, all public finance matters concerning the current outstanding bonds, including disclosure statements, preparation ofcontinuing disclosure agreements, and issues concerning the tax-exempt status of the interest on the current outstanding bonds and any new issuances of bonds; issues concerning financial structuring; capital projects; mergers and/or acquisitions of Light & Power Department assets, or energy projects; construction and air quality licensing; of energy projects; power resource portfolio structuring issues; FERC matters concerning bight & Power high voltage transmission; Independent System Operator ("IS(?") matters; Public 'Utilities Commission matters; financial audit matters, including 3AAP/GASB compliances issues and such other legal services as the City Administrator may direct FreschLaw to undertake from time to time. Persons ResM,ib1e.. I propose to be the attorney primarily responsible for managing this engagement. Compensation:: and. RgiMborsements. FreschLaw shall be paid a fee for the services provided hereunder based on the amount of time expended by me and any other attorneys you authorize under this proposed Dec.27.2009 10:41 PM PAGE. 2/ 2 engagement. I propose to be paid $450 per hour. My firm's rates are normally increased in January of each calendar year. In addition to the compensation provided above, FreschLaw will be paid for costs and expenses (direct and indirect) incurred in connection with the FreschLaw services, including without limitation filing and publication, document reproduction and delivery, travel (for domestic flights, coach fare only, unless you authorize upgraded travel, plus reasonable meal and lodging charges) long distance telephone, telecopy, word processing/ computer research/ clerical file organization (all $50 per hour) and other similar expenses. FreschLaw shall be reimbursed for any consultants employed at your request in tho areas of electric generation projects, renewable energy projects, electric system finance, natural gas systems, and other energy related fields. Termination of Agreemc_n_ FreschLaw proposes that it's Legal Services Agreement may term, inated at any time by written notice from the City, with or without cause. If the foregoing proposed engagement is acceptable to you, please engage the City Attorney to draw up the appropriate agreement for approval by the City. 'thank you for the opportunity to work with you in the Light & Power, and Gas Departments. Sincerely, Eric Fresch cc Laurence Wiener City Attorney LAW OFFICES OF ERIC T. FRESCH, LTD. 33 NEW MONTGOMERY, SIXTH FLOOR ERIC T. FRESCH SAN FRANCISCO, CALIFORNIA 94105-4537 LOS ANGELES OFFICE KATHERINE J. BRAOSTREET TELEPHONE (415) 488-7760 11766 WILSHIRE BLVO. SIXTH FLOOR LOS ANGELES, GA 90025-6538 e.fresch@comcast.net (213) 392-0930 December 30, 2009 Honorable Mayor Larry Gonzales and City Council City of Vernon City Hall 4305 Santa Fe Avenue Vernon, California 90058 Re: Proposed Law Firm Engagement of Law Offices of Eric T. Fresch Honorable Mayor Larry Gonzales and City Council: I have submitted a proposal for legal services to the City Administrator to be performed by my law firm for the City's Light + Power, and Gas Departments. I respectfully request you consider the agreement submitted to you, that captures my proposal, which has been prepared by the City Attorney. I believe this agreement, which returns me back to where I started with the City so many years ago, will allow me to best serve the City's interests. Key points in this agreement are my hourly rate of $450 and the City's right to terminate me at the will and pleasure of the City Council. Thank you for your consideration. Sincerely, Eric Fr sch cc: Donal O'Callaghan Laurence Wiener LAW OFFICES OF ERIC T. rRESCH, LTD. 33 NEW MONTGOMERY, SIXTH FLOOR ERIC T. FRESCH SAN (:RANCISCO, CALII'`OXWIA 911105-4537 LOS ANGELES :OFFICE KATHERINE J. BRADSTREET TELEPHONE I4151 486-776O II766 WILSHIRE BLVD. SIXTH FLOOR LOS ANGELES. CA 90ORB-6538 0Jr.8.h@c0m0.0t.nel I213I 39A-0930 November 15, 2011 Carlos Fandino Director of the Light & Power Department of Light & Power, City of Vernon 4305 Santa Fe Avenue Vernon, CA 90058 Re: Notice to Terminate Contract for Legal Services, Law Offices of Eric T. Fresch Dear Carlos: I want to advise you that I will be ending my representation of the City's Light & Power Department, effective May 1, 2012. I believe by tendering my notice at this time it will enable you to help me wind down my participation in the various projects in which I am involved for Light & Power and provide an orderly transition to other firms. After you and I meet to review all of the matters in which I am involved, I will submit to you a total estimated budget for the remaining time of my service to the Department. Obviously the Department is free to end my services at any time if it so chooses. The Light & Power Department has been a client of mine since my days at Mudge Rose Guthrie Alexander & Ferdon in the 19801s. It has been a great honor to serve you, your Department, the City Administrator, and the City Council Light & Power Board. Thank you. Sincerely Eric FresW1 Cc: Honorable Mayor Larry Gonzales and Members of the City Council Mark Whitworth, City Administrator