Resolution No. 2010-049RESOLUTION NO. 2010-49
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
VERNON AUTHORIZING AND APPROVING THE TERMINATION OF
INTEREST RATE SWAP TRANSACTIONS; APPROVING THE
RELATED TERMINATION AGREEMENTS; AND AUTHORIZING
CERTAIN OTHER MATTERS RELATING THERETO
WHEREAS, the City of Vernon (the "City") is a municipal
corporation and a chartered city of the State of California organized
and existing under its Charter and the Constitution of the State of
California; and
WHEREAS, pursuant to an Indenture of Trust, dated as of
December 1, 2004 between the City and The Bank of New York Trust
Company, N.A., as trustee (the "Prior Trustee"), as amended by the
First Supplemental Indenture of Trust, the Second Supplemental
Indenture of Trust, the Third Supplemental Indenture of Trust and the
Fourth Supplemental Indenture of Trust, each dated as of
December 1, 2004, and each between the City and the Prior Trustee, the
City previously issued its Electric System Revenue Bonds, 2004 Series
A, 2004 Series B, 2004 Series C and'2004 Taxable Series D
(collectively, the 112004 Revenue Bonds"); and
WHEREAS, the City and Morgan Stanley Capital Services Inc.
("Morgan Stanley") have entered into certain interest rate swap
transactions relating to the City's 2004 Revenue Bonds and amendments
thereto with respect to some of such transactions (the "Morgan Stanley
Transactions") and
WHEREAS, the City has determined that it is in the public
interest to terminate each of the Morgan Stanley Transactions, which
terminations may be executed on one date or on different dates; and
WHEREAS, in connection with the termination of each Morgan
Stanley Transaction, the City may enter into a Termination Agreement
with Morgan Stanley (each such Termination Agreement, in substantially
the form attached as Exhibit A, with such changes, insertions and
deletions as are made pursuant to this Resolution, being referred to
herein as a "Morgan Stanley Termination Agreement"); and
WHEREAS, the Vernon Natural Gas Financing Authority (the
"Authority") has been established as a separate entity under the
California Joint Exercise of Powers Act to undertake projects and
programs that promote economic development within the City; and
WHEREAS, pursuant to the Natural Gas Purchase Agreement,
dated as of June 1, 2006, between the Authority and the City (the
"Supply Agreement"), the Authority has sold a supply of natural gas to
the City; and
WHEREAS, in connection with the financing of the gas to be
supplied under the Supply Agreement, the Authority and Citibank, N.A.
("Citibank") have entered into five interest rate swap transactions
(the "Citibank Transactions") under the ISDA Master Agreement, the
Schedule to the ISDA Master Agreement, the ISDA Credit Support Annex
and five Amended and Restated Confirmations, each between the
Authority and Citibank, each originally dated as of June 27, 2006 and
each amended and restated as of May 13, 2009; and
WHEREAS, pursuant to the Supply Agreement all payment
obligations of the Authority under the transactions are to be paid by
the City and the Authority has agreed to terminate a Citibank
Transaction when requested to do so by the City; and
WHEREAS, the City has determined that it is in the public
interest to terminate each of the Citibank Transactions as provided
herein, which terminations may be made on one date or on different
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dates; and
WHEREAS, in connection with the termination of each Citibank
Transaction the Authority may enter into a Termination Agreement with
Citibank (each such Termination Agreement being referred to herein as
a "Citibank Termination Agreement"); and
WHEREAS, pursuant to an Indenture of Trust, dated as of
September 1, 2008 between the City and The Bank of New York Mellon
Trust Company, N.A., as supplemented by the First Supplemental
Indenture of Trust (the "First Supplemental Indenture"), dated as of
September 1, 2008, between the City and The Bank of New York Mellon
Trust Company, N.A., the City has issued its Electric System Revenue
Bonds, 2008 Taxable Series A (the 112008 Revenue Bonds"); and
WHEREAS, a portion of the proceeds of the 2008 Revenue Bonds
were to be applied to make termination payments in connection with the
termination of interest rate swap transactions; and
WHEREAS, there have been prepared and submitted to the City
Council drafts of the following:
(1) the Morgan Stanley Termination Agreement;. and
(2) the Citibank Termination Agreement.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF VERNON, AS FOLLOWS:
Section 1: The City Council of the City of Vernon hereby
finds and determines that the recitals contained hereinabove are true
and correct.
Section 2: The termination of each of the Morgan Stanley
Transactions is hereby approved and authorized. The City
Administrator of the City (the "City Administrator") is hereby
authorized, in the name of and on behalf of the City, to terminate
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each of the Morgan Stanley Transactions, on a single date or on
different dates, on the terms and conditions deemed by the City
Administrator to be in the best interest of the City and to make any
payments due from the City in connection with such terminations;
provided that the City Administrator shall not terminate any Morgan
Stanley Transaction or request the Authority to terminate any
Citibank Transaction if the termination payment required to be paid
as a result of such termination, plus the termination payments
(which shall not include any amounts accrued to the date on which
the termination payments are determined) paid in connection with
prior terminations of Morgan Stanley Transactions and Citibank
Transactions, would be in excess of Sixty Million Dollars.
Section 3: The Morgan Stanley Termination Agreement, in
substantially the form attached hereto as Exhibit A and made a part
hereof as though set forth in full herein, is hereby approved. In
connection with the termination of each Morgan Stanley Transaction,
the City Administrator is hereby authorized, in the name of and on
behalf of the City, to execute and deliver a Morgan Stanley
Termination Agreement, in substantially the form attached hereto
with such changes, insertions and deletions as may be approved by
the City Administrator, as consistent with the intent of the City
Council, his execution thereof being conclusive evidence of such
approval, and the City Clerk is hereby authorized to attest thereto.
Section 4: The termination of each of the Citibank
Transactions is hereby approved and authorized. The Authority is
hereby requested to take such action as may be necessary or
convenient to terminate each of the Citibank Transactions, on a
single date or on different dates, when requested to do so by the
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City Administrator; ,provided that the City Administrator shall not
terminate any Morgan Stanley Transaction or request the Authority to
terminate any Citibank Transaction if the termination payment
required to be paid as a result of such termination, plus the
termination payments (which shall not include any amounts accrued to
the date on which the termination payments are determined) paid in
connection with prior terminations of Morgan Stanley Transactions
and Citibank Transactions, would be in excess of Sixty Million
Dollars.
Section 5:
The Citibank Termination Agreement, in
substantially the form attached hereto as Exhibit B and made a part
hereof as though set forth in full herein, is hereby approved.
Section 6:
VNGFA Resolution No. VNGFA-0021 (the "VNGFA
Resolution"), and all transactions, documents and actions approved
or authorized by the VNGFA Resolution, and the performance of
VNGFA's obligations under, the transactions, documents and
instruments approved or authorized by the VNGFA Resolution and the
other actions contemplated by the VNGFA Resolution are hereby
authorized, approved, ratified, and confirmed. The City
Administrator is hereby authorized to request the VNGFA and its
officers to take whatever action is necessary or convenient to
terminate the Citibank Transactions as provided herein.
Section 7:
All moneys held pursuant to the First
Supplemental Indenture shall be applied as provided in the First
Supplemental Indenture and any moneys withdrawn from the 2008
Capital Improvements Fund established under the First Supplemental
Indenture as a reimbursement to the City for capital improvements
paid for by the City and not previously reimbursed from bond
- 5 -
proceeds may be applied to termination payments in connection with
the termination of one or more Morgan Stanley Transactions and/or
Citibank Transactions.
Section 8:
The Mayor, the Mayor Pro Tem, the City
Administrator, the Treasurer, the City Clerk and the City Attorney
of the City, and any other proper official, officer or employee of
the City, acting singly, is hereby authorized to execute and deliver
any and all documents and instruments (except that only the City
Administrator is authorized to execute and deliver a Morgan Stanley
Termination Agreement) and to do and cause to be done any and all
acts and things necessary or convenient in carrying out the actions
authorized by this Resolution and the transactions contemplated by
the documents and instruments approved or authorized by this
Resolution.
Section 9:
The City Clerk of the City of Vernon shall
certify to the passage, approval and adoption of this resolution,
and the City Clerk of the City of Vernon shall cause this resolution
and the City Clerk's certification to be entered in the File of
Resolutions of the Council of this City.
APPROVED AND ADOPTED this 6th day of April, 2010.
Name: Hilario Gonzales
Title: Mayor /-Waw-nZ pro-T n�
ATT T:
Willard G Y ch', City Clerk
STATE OF_CALIFORNIA )
ss
COUNTY OF LOS ANGELES )
I, Willard G. Yamaguchi, City Clerk of the City of Vernon, do
hereby certify that the foregoing Resolution, being Resolution
No. 2010-49, was duly passed, approved and adopted by the City Council
of the City of Vernon at a special meeting of the City Council duly
held on Tuesday, April 6, 2010, and thereafter was duly signed by the
Mayor or Mayor Pro-Tem of the City of Vernon.
Executed this day of April, 2010, at Vernon, California.
killarG. a c i, City Clerk
(SEAL)
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EXHIBIT A
Morgan Stan [e.1 Municipal Capital Markets
p p
Date:
April [_], 2010
To:
City of Vernon
From:
Morgan Stanley Capital Services Inc.
Attn:
Contact:
NY Deriv Client Services
Fax:
323-826-1439
Fax:
212-404-4726
Tel:
323-583-8811, ext 175
Tel:
212-761-2996
E-mail:
E-mail:
Municonfirms_In@morganstanley.com
Re: Unwind of Transaction MSCS Ref. No. (the "Original Transaction')
The purpose of this letter agreement is to confirm the terms and conditions of the unwind of the
Original Transaction. This letter agreement constitutes a "Confirmation" as referred to in the ISDA Master
Agreement below.
The definitions and provisions contained in the 2006 ISDA Definitions (as published by the
International Swaps and Derivatives Association, Inc.) (the "Definitions") are incorporated into this Confirmation.
In the event of any inconsistency between the Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of, and is subject to, the ISDA Master
Agreement dated as of December 2, 2004, as amended and supplemented from time to time (the "Agreement')
between you and us. All provisions contained in the Agreement govern this Confirmation except as expressly
modified below.
2. The terms of the unwind of the Original Transaction to which this Confirmation relates
are as follows:
Party A:
Party B:
Original Transaction Trade Date:
Original Transaction Termination Date:
Unwind Trade Date:
Party B Unwind Payment:
Unwind Settlement Date:
3. Account Details:
Payments to Party A:
Morgan Stanley Capital Services Inc.
City of Vernon
March 16, 2006
April 1, 2018
April [_], 2010
Party B shall pay USD [ ] to Party A.
Citibank, New York
ABA No. 021 000 089
For: Morgan Stanley Capital Services Inc.
Account No. 4072 4601
USActive 13982243.2
Morgan St a n [eJ Municipal Capital Markets
Party A Operations Contact: Municipal Operations
Tel: 410-534-1436
Fax: 410-534-1990
E-mail: MuniOperations@MorganStanley.com
Party B Operations Contact:
Tel:
Fax:
A. Craig Underwood, President
BondLogistix, LLC
Tel: 213-612-2463
Fax:213-612-2499
E-mail: cnderwood@bondlogistix.com
4. Each of Party A and Party B hereby confirms that (i) with effect from and including the
Unwind Trade Date, the Original Transaction is unwound, and (ii) upon payment of the Party B Unwind Payment on
the Unwind Settlement Date, Party A and Party B each will be released and discharged from further obligations to
each other under the Original Transaction and their respective rights against each other under the Original
Transaction are terminated; provided, that such release and discharge will not affect any obligations or rights of
Party A or Party B under the Original Transaction with respect to payments or other obligations due and payable or
due to be performed on or prior to the Unwind Trade Date and all such payments and obligations shall be paid or
performed by Party A or Party B in accordance with the terms of the Original Transaction.
5. Each of Party A and Party B hereby agrees that each representation made by Party A or
Party B in the Agreement as of the Original Transaction Trade Date will be deemed repeated by such party as of the
date of this Confirmation as if such representation were set forth in this Confirmation.
USActive 13982243.2 -2-
Morgan Stanley Municipal Capital Markets
Please confirm that the foregoing correctly sets forth the terms of our agreement MSCS Ref. No.
by executing this Confirmation and returning it to us promptly.
Best regards,
MORGAN STANLEY CAPITAL SERVICES INC.
By:
Name:
Title:
ACKNOWLEDGED AND AGREED as of the date first written:
CITY OF VERNON
By:
Name:
Title:
USActive 13982243.2 -3-
EXHIBIT B
TERMINATION AGREEMENT
Termination Agreement (this "Termination Agreement") dated as of April [_], 2010
among CITIBANK, N.A. ("Party A") and VERNON NATURAL GAS FINANCING
AUTHORITY ("Party B").
WHEREAS, Party A and Party B are parties to an ISDA Master Agreement, dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Master Agreement"), a
Schedule to the Master Agreement and an ISDA Credit Support Annex thereto, each dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Schedule" and collectively
with the Master Agreement, the "Agreement");
WHEREAS, in accordance with the terms of the Master Agreement, Party A and Party B
have heretofore entered into a Transaction pursuant to a Confirmation (Reference No.
MS06713), dated June 27, 2006, as amended and restated as of May 13, 2009 (the
"Confirmation"), with an initial Notional Amount equal to USD 230,845,000 and a Termination
Date of August 1, 2021 ( the "Transaction"); and
WHEREAS, the parties have agreed to terminate their obligations under the Transaction;
NOW, THEREFORE, in consideration of the foregoing and other valuable consideration,
it is hereby agreed as follows:
1. Payment and Termination. The Transaction is hereby terminated as of April [_],
2010 (the "Termination Date"), and neither Party A nor Party B shall have any obligations
thereunder following the Termination Date except for the obligation of Party B to pay the
Termination Amount to Party A as specified herein. In full consideration of this Termination
Agreement and in complete satisfaction of all obligations of all of the parties in respect of the
Transaction, Party B shall pay to Party A on April [_], 2010 the amount of USD [ ] (the
"Termination Amount") (which includes all accrued but unpaid regularly scheduled payments
under the Transaction). The parties hereby acknowledge and agree that the Transaction is hereby
terminated and Party B shall pay the Termination Amount to Party A notwithstanding Paragraph
5 of the Confirmation, which provides that the Termination Amount shall be determined
pursuant to Section 6 of the Agreement.
2. Insurer Consent. By its execution hereof, National Public Finance Guarantee
Corporation, on behalf of itself and as agent for MBIA Insurance Corporation, consents to the
termination of the Transaction on the terms and conditions set forth herein.
3. Representations. Each party hereto represents to the other party hereto that:
(a) it is duly organized and validly existing under the laws of the jurisdiction
of its organization or incorporation;
(b) it has the power and authority to execute and deliver this Termination
Agreement;
(c) the person executing this Termination Agreement on its behalf is duly
authorized to do so;
1
Ref. MS06713
NYK 1172756-6.071371.0010
(d) its execution, delivery and performance of this Termination Agreement do
not violate or conflict with any law applicable to it, any provision of its constitutional
documents, any order or judgment of any court or other agency of government applicable to it or
any of its assets or any contractual restriction binding on or affecting it or any of its assets;
(e) it has obtained all governmental and other consents, if any, that it is
required to obtain in connection with its execution and delivery of this Termination Agreement,
all such consents are in full force and effect and all conditions of any such consents have been
complied with;
(f) its obligations under this Termination Agreement constitute its legal, valid
and binding obligations, enforceable in accordance with their respective terms (subject to
applicable bankruptcy, reorganization, insolvency, moratorium or similar laws affecting
creditors' rights generally and subject, as to enforceability, to equitable principles of general
application, regardless of whether enforcement is sought in a proceeding in equity or in law); and
(g) it has made its own independent decision to enter into this Termination
Agreement based upon its own judgment and upon advice from such advisors as it has deemed
necessary and no other party is acting as a fiduciary for or as an advisor to it in respect of this
Termination Agreement.
4. Documents to be Delivered.
(a) The following documents shall be delivered by Party B to Party A promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party B with respect to the enforceability of this
Termination Agreement against Party B; and
(ii) evidence reasonably satisfactory to Party A of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party B to execute
the same.
(b) The following documents shall be delivered by Party A to Party B promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party A with respect to the enforceability of this
Termination Agreement against Party A; and
(ii) evidence reasonably satisfactory to Party B of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party A to execute
the same.
5. Governing Law. This Termination Agreement shall be governed by and construed
in accordance with the laws of the State of New York, without reference to choice of law
doctrine.
6. Counterparts. This Termination Agreement may be executed in counterparts,
each of which shall be deemed an original.
2
Ref. MS06713
NYK 1172756-6.071371.0010
IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
VERNON NATURAL GAS FINANCING AUTHORITY
I:
Acknowledged and Agreed:
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION,
as agent for MBIA Insurance Corporation
WE
3
Ref. MS06713
NYK 1172756-6.071371.0010
CITY CLERK'S OFFICE
INTEROFFICE MEMORANDUM
DATE: April 22, 2010
TO: Donal O'Callaghan, City Administrator/Director of Light & Power
FROM: Willard Yamaguchi, City Clerk -
RE: Resolution No. 2010-49 — A Resolution of the City Council of the City of Vernon
Authorizing and Approving the Termination of Interest Rate Swap'Transactions; Approving
the Related Termination Agreements; and Authorizing Certain Other Matters Relating
Thereto
Transmitted herewith is a copy of the original agreement and Resolution No. 2010-49 referenced above,
which was approved by City Council on April 6, 2010.
Thank you.
WY:dj
c: Rory Burnett
Masami Higa
Alex Kung
Joaquin Leon
Resolution No. 2010-49, 9915, 9923, VNGFA-0002
VNGFA-0013, VNGFA-0015, VNGFA-0021
Agreement File No. 10-025, 09-062, 09-070
CERTIFICATE
STATE OF CALIFORNIA )
) ss
COUNTY OF LOS ANGELES)
I, Willard Yamaguchi, City Clerk of the City of Vernon,
County of Los Angeles, State of California, hereby certify that
the attached is a full and complete copy of:
RESOLUTION NO. 2010-49 -A Resolution of the City Council of
the City of Vernon Authorizing and Approving the Termination.
of Interest Rate Swap Transactions; Approving the Related
Termination Agreements; and Authorizing Certain Other Matters
Relating Thereto
IN WITNESS WHEREOF, I have hereunto set my hand and affixed
the official Seal of the City o Vernon, County of Los Angeles,
State of California, on this day of April 2010.
SEAL:
P
Willard Y g ch'
City Cler
:•i
April 8, 2010
Jeffrey R. Higgins
Managing Director
Bond Logistix LLC
777 South Figueroa Street, Suite 3200
Los Angeles, CA 90017
Re: SWAP Termination Documents— Morgan Stanley and Citibank
Dear Mr. Higgins:
Please find enclosed the following original documents, approved by the City Council of the City of
Vernon and the Board of Directors of the Vernon Natural Gas Financing Authority on April 6, 2010,
through Resolution Nos. VNGFA-0021 and 2010-49:
1. Letter Agreement Confirmation of Unwind of Original Transaction between the City of Vernon
and Morgan Stanley.
2. Termination Agreement between Citibank and Vernon Natural Gas Financing Authority.
3. Certificates in connection with the VNGFA Termination Agreement as follows:
a. Signature and Incumbency Certificate of Authority
b. Certificate of the City Administrator
C. Certificate of the City Clerk
d. Certificate of the Secretary
As discussed with Sean Baxter, he will compile a transcript for the City with the remaining originals once
everything is complete. Please ensure that the transcript is returned to the attention of the undersigned.
If you have any questions regarding this matter, please call Mr. Donal O'Callaghan at (323) 583-8811 ext.
834.
Surs,. Y AUC I
WY:dj
c: Donal O'Callaghan
Resolution Nos. 2010-49, VNGFA-0021
SIGMA 'VRK AND JNC1 MBU%N CYXYHXATEOF TBt AUTHOJUTY
1, Wiffiwd G. Yamagmbi, Executime Dimtzorr ofthe Vdmmorm Nat weal Gas, Financing
Authority (d* "Au mity )� HEREBY CERTIFY as fo s
L. that the nwtnmlvrs of tlh%- Bourd of Victors: of dw Authority wem on AprHl D,
2011, 0and contme as sutr, h mmiemmirurs as of tby—, date bucef'as fogows
Hilaariio Gouaa es
WillDii@= Y- Datvi2
lRid wd Y- Maimm
ref D- Nowmrdure
2- that the Msons Mdhng &e• folllowni g offices and Wsihocts and dltw y a oinn>1ted1
tboeto and' aefin tb=einl were cc Ap6l 1 r 201 K and eovvftm ac to hold such offices and positions
as oaf ttbe "e hereof, as, fol ows::
Namw frndre
Hda rio, Gowa�hes Chainum
w.. huc l McCormick Vice Cbekmum a
Wig Eam L DlQviis ' Secretary
Wi+lllwd G. Yamagudhi Execu ivo l]&eettor
3.. that tide signaftwes set forth owe ice res} tivre names of the following
d'osigmatedl offers of dike Aud�miity aw nnrarnnwaall speemmeas of ti ww signalize.
Namw dire Si Ube
Hill wio, Ales Cam
'illphainnm A IDbwviis Sec re t2sy
WiNardi G eeuw ivr Hyinreetorr
Y=nlhn)
ON& Wes;260892aa A
IN WITNESS WHEREOF, I have hereunto set my hand this I2th day of Awl 2011k
CMIUMICATIE: OF THIS CITY ADMINISTRATOR
I,. ]Db,> I Off alll � City Adimmuimriist rateir oft Ake City oaf . V im (dw "City"), HEREBY
CERTIFY as fob s :
k that I bwe dineted Hiillamw Cioszaks�, Chairram of dw Vernon Natural Gas
Fia Bing Au6orky ,(tom '.A ") Va smgnm ammd enter iamfto dDe Temimtiiomm Agreement, dated
a& of Alumidl ?„ a i1@1 (tke "Temaimtiws Apee ") hem Ciibiltramnik, N.A. and the Authority,
a9a bedtl lbmto,,aam�
2.. ; that temnfimfioim Faym=bs dww mder the Tenmirmfion Agreement, made by the
City on bekaff of tFw Ai &@ff*, together wiibb any ammmmhs poid as, a resallh of the termination of
iinterest raft- swalp,.+ wiffi Morgan ftmley Cwpiiball Services. I=., do wt exceed the sum of Sixty'
WNW•_ll JIWI. 11 ffivs-
lit Wd:: ApriM IZ Z@3b@j
Dorona f'Calllla
City Administrator, City of Vernon
CERTIFICATE OF" CYTY CLERK
1, WilTaardi G. Yamaguchi, City Clerk of the. City of-`Vemnon ( «City» )�. M EREBY
CERTIFY that attacked'hereto, its a trw and eomWllet<e copy of Resollf¢onmt No,.. Z041049), '
adopted by the City Couumeil oafl'tt he City at a meeting dim eaMedl, miottieedl aamdl lied on A016.
2010," at whit meeting a qqm was
as: present and, aefing throughout chi nresolbo1n1 has, notbeen mmodifiedl, amen&d or, repealed and is in fivuffl force and, , effect in ffir %mist aduc hedf hereto,..
IN NESS WHEREOF, I haute hereunto) set my hwd and affniedl the seall ofl hey City
this b2h day of Ap iI 20lk
:.
$a rdl" .. Y
City CbffIL o, City of velmoml
E SIEAL11
ONS West260992411.1
CERTIFICATE OF SECRETARY
I, William J. Davis, Secretary of the Vernon Natural Gas Financing Authority (the
"Authority"), HEREBY CERTIFY that attached hereto is a true and complete copy of Resolution
No. VNGFA-0021, duly adopted by the Board of Directors of the Authority at a meeting duly
called, noticed and held on April 6, 2010, at which meeting a quorum was present and acting
throughout. Such resolution has not been modified, amended or repealed and is in full force and
effect in the form attached hereto.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the
Authority this 12th day of April, 2010.
By
William J. d4vis
Secretary of the
Vernon Natural Gas Financing Authority
[SEAL]
OHS West:260892411.1
Morgan Stan ley Municipal Capital Markets
Date:
April 7, 2010
EXECUTION COPY
To:
City of Vernon
From:
Morgan Stanley Capital Services Inc.
Attn:
Donal O'Callaghan, City Administrator
Contact:
NY Deriv Client Services
Fax:
323-826-1408
Fax:
212-404-4726
Tel:
323-583-8811 x561
Tel:
212-761-2996
E-mail:
docallaghan@ci.vernon.ca.us
E-mail:
Municonfmns_In@morganstanley.com
Re: Unwind of Transaction MSCS Ref. No. AUE37 (the "Original Transaction")
The purpose of this letter agreement is to confirm the terms and conditions of the unwind of the
Original Transaction. This letter agreement constitutes a "Confirmation" as referred to in the ISDA Master
Agreement below.
The definitions and provisions contained in the 2006 ISDA Definitions (as published by the
International Swaps and Derivatives Association, Inc.) (the "Definitions") are incorporated into this Confirmation.
In the event of any inconsistency between the Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of, and is subject to, the ISDA Master
Agreement dated as of December 2; 2004,.as amended and supplemented from time to time (the "Agreement")
between you and us. All provisions contained in the Agreement govern this Confirmation except as expressly
modified below.
2. The terms of the unwind of the Original Transaction to which this Confirmation relates
are as follows:
Party A:
Party B:
Original Transaction Trade Date:
Original Transaction Termination Date:
Unwind Trade Date:
Party B Unwind Payment:
Unwind Settlement Date:
3. Account Details:
Morgan Stanley Capital Services Inc.
City of Vernon
March 16, 2006
April 1, 2018
April 7, 2010
Party B shall pay USD 4,700,000 to Party A.
April 12, 2010
Payments to Party A: Citibank, New York
ABA No. 021 000 089
For: Morgan Stanley Capital Services Inc.
Account No. 4072 4601
USActive 13982243.3
Morgan Stan le J Municipal Capital Markets
Party A Operations Contact: Municipal Operations
Tel: 410-534-1436
Fax: 410-534-1990
E-mail: MuniOperations@MorganStanley.com
Party B Operations Contact: Donal O'Callaghan, City Administrator
Tel: 323-583-8811 x561
Fax: 323-826-1408
E-mail: docallaghan@ci.vernon.ca.us
A. Craig Underwood, President
BondLogistix, LLC
Tel: 213-612-2463
Fax:213-612-2499
E-mail: cnderwood@bondlogistix.com
4. Each of Party A and Party B hereby confirms that (i) with effect from and including the
Unwind Trade Date, the Original Transaction is unwound, and (ii) upon payment of the Party B Unwind Payment on
the Unwind Settlement Date, Party A and Party B each will be released and discharged from further obligations to
each other under the Original Transaction and their respective rights against each other under the Original
Transaction are terminated; provided, that such release and discharge will not affect any obligations or rights of
Party A or Party B under the Original Transaction with respect to payments or other obligations due and payable or
due to be performed on or prior to the Unwind Trade Date and all such payments and obligations shall be paid or
performed by Party A or Party B in accordance with the terms of the Original Transaction.
5. Each of Party A and Party B hereby agrees that each representation made by Party A or
Party B in the Agreement as of the Original Transaction Trade Date will be deemed repeated by such party as of the
date of this Confirmation as if such representation were set forth in this Confirmation.
USActive 13982243.3 -2-
Morgan Stanley Municipal Capital Markets
Please confirm that the foregoing correctly sets forth the terms of our agreement MSCS Ref. No.
AUE37 by executing this Confirmation and returning it to us promptly.
Best regards,
MORGAN STANLEY CAPITAL SERVICES INC.
L-5
Name:
Title:
ACKNOWLEDGED AND AGREED as of the date first written:
CITY OF VERNON
Name: Donal O'Callaghan
Title: City Administrator
Att t:
W' lard G. famaKryity C r
USActive 13982243.3 -3-
Execution Copy
TERMINATION AGREEMENT
Termination Agreement (this "Termination Agreement") dated as of April 7, 2010 among
CITIBANK, N.A. ("Party A") and VERNON NATURAL GAS FINANCING AUTHORITY
("Party B").
WHEREAS, Party A and Party B are parties to an ISDA Master Agreement, dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Master Agreement"), a
Schedule to the Master Agreement and an ISDA Credit Support Annex thereto, each dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Schedule" and collectively
with the Master Agreement, the "Agreement");
WHEREAS, in accordance with the terms of the Master Agreement, Party A and Party B
have heretofore entered into five Transactions pursuant to (i) a Confirmation (Reference No.
MS06709), dated June 27, 2006, as amended and restated as of May 13, 2009 ("Confirmation
1"), with an initial Notional Amount equal to USD 50,000,000 and a Termination Date of August
1, 2021 ( "Transaction 1"); (ii) a Confirmation (Reference No. MS06710), dated June 27, 2006,
as amended and restated as of May 13, 2009 ("Confirmation 2"), with an initial Notional
Amount equal to USD 50,000,000 and a Termination Date of August 1, 2021 ("Transaction 2");
(iii) a Confirmation (Reference No. MS06711), dated June 27, 2006, as amended and restated as
of May 13, 2009 ("Confirmation 3"), with an initial Notional Amount equal to USD 50,000,000
and a Termination Date of August 1, 2021 ("Transaction 3"); (iv) a Confirmation (Reference No.
MS06712), dated June 27, 2006, as amended and restated as of May 13, 2009 ("Confirmation
4"), with an initial Notional Amount equal to USD 50,000,000 and a Termination Date of August
1, 2021 ("Transaction 4"); and (v) a Confirmation (Reference No. MS067,13), dated June 27,
2006, as amended and restated as of May 13, 2009 ("Confirmation 5" and, collectively with
Confirmation 1, Confirmation 2, Confirmation 3 and Confirmation 4, the "Confirmations"), with
an initial Notional Amount equal to USD 230,845,000 and a Termination Date of August .1, 2021
("Transaction 5" and, collectively with Transaction 1, Transaction 2, Transaction 3 and
Transaction 4, the "Transactions");
WHEREAS, the parties have agreed to terminate their obligations under the Transactions;
NOW, THEREFORE, in consideration of the foregoing and other valuable consideration,
it is hereby agreed as follows:
1. Payment and Termination. The Transactions are hereby terminated as of April 7,
2010 (the "Termination Date"), and neither Party A nor Party B shall have any obligations
thereunder following the Termination Date except for the obligation of Party B to pay the
Termination Amount to Party A as specified herein. In full consideration of this Termination
Agreement and in complete satisfaction of all obligations of all of the parties in respect of the
Transactions, Party B shall pay to Party A on April 12, 2010 the amount of USD 33,406,000
(the "Termination Amount") (which includes all accrued but unpaid regularly scheduled
payments under the Transactions). The parties hereby acknowledge and agree that the
Transactions are hereby terminated and Party B shall pay the Termination Amount to Party A
notwithstanding Paragraph 5 of the Confirmations, which provides that the Termination Amount
shall be determined pursuant to Section 6 of the Agreement.
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
2. Representations. Each party hereto represents to the other party hereto that:
(a) it is duly organized and validly existing under the laws of the jurisdiction
of its organization or incorporation;
(b) it has the power and authority to execute and deliver this Termination
Agreement;
(c) the person executing this Termination Agreement on its behalf is duly
authorized to do so;
(d) its execution, delivery and performance of this Termination Agreement do
not violate or 'conflict with any law applicable to it, any provision of its constitutional
documents, any order or judgment of any court or other agency of government applicable to it or
any of its assets or any contractual restriction binding on or affecting it or any of its assets;
(e) it has obtained all governmental and other consents, if any, that it is
required to obtain in connection with its execution and delivery of this Termination Agreement,
all such consents are in full force and effect and all conditions of any such consents have been
complied with;
(f) its obligations under this Termination Agreement constitute its legal, valid
and binding obligations, enforceable in accordance with their respective terms (subject to
applicable bankruptcy, reorganization, insolvency, moratorium or similar laws affecting
creditors' rights generally and subject, as to enforceability, to equitable principles of general
application, regardless of whether enforcement is sought in a proceeding in equity or in law); and
(g) it has made its own independent decision to enter into this Termination
Agreement based upon its own judgment and upon advice from such advisors as it has deemed
necessary and no other party is acting as a fiduciary for or as an advisor to it in respect of this
Termination Agreement.
3. Additional Representation of Party B. Party B hereby represents and warrants to
Party A that the sum of (a) the Termination Amount required to be paid by Party B to Party A
hereunder (less any accrued but unpaid regularly scheduled payments under the Transactions
included therein), plus (b) the termination payment or termination payments required to be paid
by Party B to Morgan Stanley Capital Services Inc. in connection with the termination of the
Morgan Stanley Transactions (as such term is defined in Resolution No. 2010-49 of the City
Council of the City of Vernon adopted April 6, 2010) (not including accrued but unpaid regularly
scheduled payments under the Morgan Stanley Transactions) shall not exceed USD 60,000,000.
4. Documents to be Delivered.
(a) The following documents shall be delivered by Party B to Party A promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party B with respect to the enforceability of this
Termination Agreement against Party B; and
►A
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371,0010
(ii) evidence reasonably satisfactory to Party A of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party B to execute
the same.
(b) The following documents shall be delivered by Party A to Party B promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party A with respect to the enforceability of this
Termination Agreement against Party A; and
(ii) evidence reasonably satisfactory to Party B of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party A to execute
the same.
5. Governing Law. This Termination Agreement shall be governed by and construed
in accordance with the laws of the State of New York, without reference to choice of law
doctrine.
6. CounteEparts. This Termination Agreement may be executed in counterparts,
each of which shall be deemed an original.
3
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
LE
VERNON NATURAL GAS FINANCING AUTHORITY
By: 94 I�_ ` ZL"74
Hilario Gonzales, Chairman
ATTEST: r
e
William Davis, Secretary
4
Ref. MS06709, MS06710., MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
RESOLUTION NO. VNGFA-0021
A RESOLUTION OF THE BOARD OF DIRECTORS OF THE
VERNON NATURAL GAS FINANCING AUTHORITY AUTHORIZING
AND APPROVING THE TERMINATION OF INTEREST RATE SWAP
TRANSACTIONS; APPROVING THE RELATED TERMINATION
AGREEMENTS; AND AUTHORIZING CERTAIN OTHER MATTERS
RELATING THERETO
WHEREAS, the Vernon Natural Gas Financing Authority (the
"Authority") has been established as a separate entity under the
California Joint Exercise of Powers Act to undertake projects and
programs that promote economic development within the City of Vernon
(the "City"); and
WHEREAS, pursuant to the Natural Gas Purchase Agreement,
dated as of June 1, 2006, between the Authority and the City (the
"Supply Agreement"), the Authority has sold a supply of natural gas to
the City; and
WHEREAS, in connection with the financing of the gas to be
supplied under the Supply Agreement, the Authority and Citibank, N.A.
("Citibank") have entered into five interest rate swap transactions
(the "Transactions") under the ISDA Master Agreement, the Schedule to
the ISDA Master Agreement, the ISDA Credit Support Annex and five
Amended and Restated Confirmations, each between the Authority and
Citibank, each originally dated as of June 27, 2006 and each amended
and restated as of May 13, 2009; and
WHEREAS, pursuant to the Supply Agreement, all payment
obligations of the Authority under the transactions are to be paid by
the City and the Authority has agreed to terminate the Transactions
when requested to do so by the City; and
WHEREAS, pursuant to a resolution adopted by the City
Council of the City on the date hereof (the "City Resolution"), the
City has requested the actions authorized and approved by this
Resolution; and
WHEREAS, pursuant to the Supply Agreement and the City
Resolution, the Authority will terminate the Transactions as requested
by the City Administrator of the City (the "City -Administrator") and
in connection therewith enter into one or more Termination Agreements
with Citibank, N.A. (each such Termination Agreement, in substantially
the form attached as Exhibit A with such changes, insertions and
deletions as are made pursuant to this Resolution, being referred to
herein as a "Termination Agreement") and to make any payments due from
the Authority in connection with the Termination Agreement with funds
provided by the City pursuant to the Supply Agreement.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF
THE VERNON NATURAL GAS FINANCING AUTHORITY, AS FOLLOWS:
Section 1: This Board of Directors hereby finds and
determines that the recitals contained hereinabove are true and
correct.
Section 2: The termination of each of the Transactions,
on a single date or on different dates, is hereby authorized and
approved when requested by the City Administrator. The Termination
Agreement, in substantially the form attached hereto as Exhibit A and
made a part hereof as though set forth in full herein, is hereby
approved. In connection with the termination of each Transaction,
when requested by the City Administrator, the Chairman of this Board
and the Executive Director of the Authority (each an "Authorized
Authority Representative"), acting singly, is hereby authorized to
execute a Termination Agreement, in the name of and on behalf of the
-2-
Authority, and deliver such Termination Agreement to Citibank in
substantially the form attached as Exhibit A with such changes,
insertions and deletions, including the details of the Transaction or
Transactions being terminated and the amount of any termination
payments to be made by the Authority in connection with such
terminations(s), as may be approved by the Authorized Authority
Representative executing the same as consistent with the intent of the
Authority Board, said execution being conclusive evidence of such
approval. Any payments required to be paid by the Authority in
connection with the termination of the Transactions and the
Termination Agreements entered into by the Authority shall be special
obligations payable only from amounts made available to the Authority
for such payments by the funds supplied by the City pursuant to the
Supply Agreement.
Section 3: The Chairman of this Board of Directors, the
Executive Director of the Authority, the Attorney for the Authority,
the Secretary, and any other proper official, officer or employee of
the Authority, acting singly, is hereby authorized to execute and
deliver any and all documents and instruments (except that only an
Authorized Authority Representative is authorized to execute and
deliver a Termination Agreement) and to do and cause to be done any
and all acts and things necessary or convenient in carrying out the
actions contemplated by this Resolution and the documents and
instruments approved or authorized by this Resolution.
Section 4: All actions heretofore taken by any committee
of this Board of Directors, or any official, officer, employee,
representative or agent of the Authority, in connection with the
actions, documents and instruments approved or authorized by this
-3-
Resolution and the other actions contemplated by this Resolution, are
hereby ratified, approved and confirmed.
Section 5 The Secretary of the Authority shall certify
to the passage, approval and adoption of this Resolution, and the
Secretary of the Authority shall cause this Resolution and the
Secretary's certification to be entered in the File of Resolutions of
the Board of the Authority.
APPROVED AND ADOPTED this 6th day of April, 2010.
r
AC-7IPJC sr-*Cr�6-r-A(?-y
Name: Hilario Gonzales
Title: Chair
IMAN
STATE OF CALIFORNIA )
) ss
COUNTY OF LOS ANGELES )
I, William Davis, Secretary of the Vernon Natural Gas Financing
Authority, do hereby certify that the foregoing Resolution, being
Resolution No. VNGFA-0021, was duly passed, approved and adopted by the
Board of Directors of the Vernon Natural Gas Financing Authority at a
special meeting of the Board of Directors duly held on Tuesday,
April 6, 2010, and thereafter was duly signed by the Chair or Vice
Chair of the Authority.
Executed this 1•rE► day of Apr' , 2010, at Vernon, California.
Iry i t. t. A 0 !� i^� A v era i
/�C-T-IM G S5-cifC-FA1?-y
(SEAL)
1.7C
EXHIBIT A
TERMINATION AGREEMENT
Termination Agreement (this "Termination Agreement") dated as of April [_], 2010
among CITIBANK, N.A. ("Party A") and VERNON NATURAL GAS FINANCING
AUTHORITY ("Party B").
WHEREAS, Party A and Party B are parties to an ISDA Master Agreement, dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Master Agreement"), a
Schedule to the Master Agreement and an ISDA Credit Support Annex thereto, each dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Schedule" and collectively
with the Master Agreement, the "Agreement");
WHEREAS, in accordance with the terms of the Master Agreement, Party A and Party B
have heretofore entered into a Transaction pursuant to a Confirmation (Reference No.
MS06713), dated June 27, 2006, as amended and restated as of May 13, 2009 (the
"Confirmation"), with an initial Notional Amount equal to USD 230,845,000 and a Termination
Date of August 1, 2021 ( the "Transaction"); and
WHEREAS, the parties have agreed to terminate their obligations under the Transaction;
NOW, THEREFORE, in consideration of the foregoing and other valuable consideration,
it is hereby agreed as follows:
1. Payment and Termination. The Transaction is hereby terminated as of April [_],
2010 (the "Termination Date"), and neither Party A nor Party B shall have any obligations
thereunder following the Termination Date except for the obligation of Party B to pay the
Termination Amount to Party A as specified herein. In full consideration of this Termination
Agreement and in complete satisfaction of all obligations of all of the parties in respect of the
Transaction, Party B shall pay to Party A on April [_], 2010 the amount of USD [ ] (the
"Termination Amount") (which includes all accrued but unpaid regularly scheduled payments
under the Transaction). The parties hereby acknowledge and agree that the Transaction is hereby
terminated and Party B shall pay the Termination Amount to Party A notwithstanding Paragraph
5 of the Confirmation, which provides that the Termination Amount shall be determined
pursuant to Section 6 of the Agreement.
2. Insurer Consent. By its execution hereof, National Public Finance Guarantee
Corporation, on behalf of itself and as agent for MBIA Insurance Corporation, consents to the
termination of the Transaction on the terms and conditions set forth herein.
3. Representations. Each party hereto represents to the other party hereto that: .
(a) it is duly organized and validly existing under the laws of the jurisdiction
of its organization or incorporation;
(b) it has the power and authority to execute and deliver this Termination
Agreement;
(c) the person executing this Termination Agreement on its behalf is duly
authorized to do so;
1
Ref. MS06713
NYK 1172756-6.071371.0010
(d) its execution, delivery and performance of this Termination Agreement do
not violate or conflict with any law applicable to it, any provision of its constitutional
documents, any order or judgment of any court or other agency of government applicable to it or
any of its assets or any contractual restriction binding on or affecting it or any of its assets;
(e) it has obtained all governmental and other consents, if any, that it is
required to obtain in connection with its execution and delivery of this Termination Agreement,
all such consents are in full force and effect and all conditions of any such consents have been
complied with;
(f) its obligations under this Termination Agreement constitute its legal, valid
and binding obligations, enforceable in accordance with their respective terms (subject to
applicable bankruptcy, reorganization, insolvency, moratorium or similar laws affecting
creditors' rights generally and subject, as to enforceability, to equitable principles of general
application, regardless of whether enforcement is sought in a proceeding in equity or in law); and
(g) it has made its own independent decision to enter into this Termination
Agreement based upon its own judgment and upon advice from such advisors as it has deemed
necessary and no other party is acting as a fiduciary for or as an advisor to it in respect of this
Termination Agreement.
4. Documents to be Delivered.
(a) The following documents shall be delivered by Party B to Party A promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party B with respect to the enforceability of this
Termination Agreement against Party B; and
(ii) evidence reasonably satisfactory to Party A of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party B to execute
the same.
(b) The following documents shall be delivered by Party A to Party B promptly upon
execution of this Termination Agreement:
G) an opinion of counsel to Party A with respect to the enforceability of this
Termination Agreement against Party A; and
(ii) evidence reasonably satisfactory to Party B of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party A to execute
the same.
5. GoverninLaw. This Termination Agreement shall be governed by and construed
in accordance with the laws of the State of New York, without reference to choice of law
doctrine.
6. Counterparts. This Termination Agreement may be executed in counterparts,
each of which shall be deemed an original.
2
Ref. MS06713
NYK 1172756-6.071371.0010
IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
By:
VERNON NATURAL GAS FINANCING AUTHORITY
LIM
Acknowledged and Agreed:
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION
By:
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION,
as agent for MBIA Insurance Corporation
M.
3
Ref. MS06713
NYK 1172756-6.071371.0010
CITY CLERK'S OFFICE
INTEROFFICE MEMORANDUM
DATE: April 22, 2010
TO: Donal O'Callaghan, City Administrator/Director of Light & Power
FROM: Willard Yamaguchi, City Clerk I ,,jh
RE: Resolution No. VNGFA-0021 — A Resolution of the Board of Directors of the Vernon
Natural Gas Financing Authority Authorizing and Approving the Termination of Interest
Rate Swap Transactions; Approving the Related Termination Agreements; and Authorizing
Certain Other Matters Relating Thereto
Transmitted herewith is a copy of the original agreement and Resolution No. VNGFA-0021 referenced
above, which was approved by City Council on April 6, 2010.
Thank you.
WY:dj
c: Rory Burnett
Masami Higa
Alex Kung
Joaquin Leon
Resolution No. 2010-49, 9915, 9923, VNGFA-0002
VNGFA-0013, VNGFA-0015, VNGFA-0021
Agreement File No. 10-025, 09-062, 09-070
CERTIFICATE
STATE OF CALIFORNIA )
) ss
COUNTY OF LOS ANGELES)
I, Willard Yamaguchi, City Clerk of the City of Vernon,
County of Los Angeles, State of California, hereby certify that
the attached is a full and complete copy of:
RESOLUTION NO. VNGFA-0021 - A Resolution of the Board of
Directors of the Vernon Natural Gas Financing Authority
Authorizing and Approving the Termination of Interest Rate
Swap Transactions; Approving the Related Termination
Agreements; and Authorizing Certain Other Matters Relating
Thereto
IN WITNESS WHEREOF, I have hereunto set my hand and affixed
the official Seal of the City of Vernon, County of Los Angeles,
State of California, on this ? day of April 2010.
SEAL:
w
WillarA Yama u i
City Clerk
V
ORRICK
April 20, 2010
VIA FEDERAL EXPRESS
Donal O'Callaghan, City Administrator
City of Vernon
4305 Santa Fe Avenue
Vernon, California 90058
Re: Termination of Interest Rate Swap Transactions
Dear Donal:
ORRICK, HERRINGTON & SUTCLIFFE LLP
777 SOUTH FIGUEROA STREET
SUITE 3200
LOS ANGELES, CALIFORNIA 90017-5855
tel +1-213-629.2020
fax +1-213-612-2499
WWW.ORRICK.COM
Sean J. Baxter
(213) 612-2171
sbaxter@orrick.com
In connection with the above -referenced transactions, enclosed please find a full transcript of
original documents for the City's records. We have retained copies of the documents in our records
and have also provided BLX with a full transcript.
Please do not hesitate to call me at (213) 612-2171 if you have any questions.
Very truly yours,
J,&� aa�4-
Sean J. Baxter
Enclosures
OHS West:260900184.1
42797-2
E " °
A P P
CITY OF VERNON AND VERNON NATURAL GAS FINANCING AUTHORITY
C TERMINATION OF INTEREST RATE SWAP TRANSACTIONS
Termination Date: April 12, 2010
PARTIES
City of Vernon (the "City")
Vernon Natural Gas Financing Authority (the "Authority")
Morgan Stanley Capital Services Inc. ("Morgan Stanley")
Citibank, N.A. ("Citibank")
Orrick, Herrington & Sutcliffe LLP ("Authority Counsel")
Eugene Kwon, Esq. ("Citibank Counsel")
SCHEDULE OF TRANSCRIPT DOCUMENTS
1. Resolution No. 2010-49 of the City, certified by the City Clerk of the City.
2. Resolution No. VNGFA-0021 of the Authority, certified by the Secretary of the
Authority.
1 Signature and Incumbency Certificate of the Authority.
4. Certificate of Incumbency of Citibank.
5. Certificate of the City Administrator.
6. Letter Agreement Confirmation of Unwind of Morgan Stanley Transaction, dated April
7, 2010, executed by Morgan Stanley and the City. -
7. Termination Agreement, dated as of April 7, 2010, between Citibank and.the Authority.
8. Opinion of Authority Counsel.
9. Opinion of Citibank Counsel.
OHS West:260900148.1
42797-2
CERTIFICATE OF CITY CLERK
I, Willard G. Yamaguchi, City Clerk of the City of Vernon (the "City"), HEREBY
CERTIFY that attached hereto is a true and complete copy of Resolution No. 201049, duly
adopted by the City Council of the City at a meeting duly called, noticed and held on April 6,
2010, at which meeting a quorum was present and acting throughout. Such resolution has not
been modified, amended or repealed and is in full force and effect in the form attached hereto.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the City
this 12th day of April, 2010.
LM
[SEAL]
OHS West:260892411.1
CERTIFICATE
RESOLUTION NO. 2010-49
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
VERNON AUTHORIZING AND APPROVING THE TERMINATION OF:
INTEREST RATE SWAP TRANSACTIONS; APPROVING THE
RELATED TERMINATION AGREEMENTS; AND AUTHORIZING
CERTAIN OTHER MATTERS RELATING THERETO
WHEREAS, the City of Vernon (the "City") is a municipal
corporation and a chartered city of the State of California organized
and existing under its Charter and the Constitution of the State of
California; and
WHEREAS, pursuant to an Indenture of Trust dated as of
December 1, 2004 between the City and The Bank of New York Trust
Company, N.A., as trustee (the "Prior Trustee"), as amended by the
First Supplemental Indenture of Trust, the Second Supplemental
r Indenture of Trust, the Third Supplemental Indenture of Trust and the
Fourth Supplemental Indenture of Trust, each dated as of
December 1, 2004, and each between the City and the Prior Trustee, the
City previously issued its Electric System Revenue Bonds, 2004 Series
A, 2004 Series B, 2004 Series C and 2004 Taxable Series D
(collectively, the 112004 Revenue Bonds"); and
WHEREAS, the City and Morgan Stanley Capital Services Inc
("Morgan Stanley") have entered into certain interest rate swap
transactions relating to the City's 2004 Revenue -Bonds and amendments
thereto with respect to some of such transactions (the "Morgan Stanley
Transactions"); and
WHEREAS, the City has determined that it is in the public
interesttoterminate each of the Morgan Stanley Transactions; which'
terminations may be executed on one date or on different dates; and
CWHEREAS, in connection with the termination of each Morgan
Stanley Transaction, the City may enter into a Termination Agreement
with Morgan Stanley (each such Termination Agreement, in substantially
the form attached as Exhibit A, with such changes, insertions and
deletions as are made pursuant to this Resolution, being referred to
herein as a "Morgan Stanley Termination Agreement"); and
WHEREAS, the Vernon Natural Gas Financing Authority (the
"Authority") has been established as a separate entity under the
California Joint Exercise of Powers Act to undertake projects and
programs that promote economic development within the City; and
WHEREAS, pursuant to the Natural Gas Purchase Agreement,
dated as of June 1, 2006, between the Authority and the City (the
"Supply Agreement"), the Authority has sold a supply of natural gas to
the City; and
WHEREAS, in connection with the financing of the gas to be
supplied under the Supply Agreement, the Authority and Citibank, N.A.
("Citibank") have entered into five interest rate swap transactions
(the "Citibank Transactions") under the ISDA Master Agreement, the
Schedule to the ISDA Master Agreement, the ISDA Credit Support Annex
and five Amended and Restated Confirmations, each between the
Authority and Citibank, each originally dated as of June 27, 2006 and
each amended and restated as of May 13, 2009 and
WHEREAS, pursuant to the Supply Agreement all payment
obligations of the Authority under the transactions are to be paid by
the City and the Authority has agreed to terminate a Citibank
Transaction when requested to do so by the City; and
WHEREAS, the City has determined that it is in the public
interest to -terminate each of the Citibank Transactions as provided
herein, which terminations may be made on one date or on different
- 2 -
dates; and
WHEREAS, in connection with the termination of each Citibank
Transaction the Authority may.enter into a Termination Agreement with
Citibank (each such Termination Agreement being referred to herein as
a "Citibank Termination Agreement"); and
WHEREAS, pursuant to. an Indenture of Trust, dated as of
September 1, 2008 between the City and The Bank of New York Mellon
.Trust Company, N.A., as supplemented by the First Supplemental
Indenture of Trust (the "First Supplemental Indenture"), dated as of
September 1, 20G8, between the City and The Bank of New York Mellon
Trust Company, N.A.; the City has issued its Electric System Revenue
Bonds, 2008 Taxable Series A (the 112008 Revenue Bonds"); and
WHEREAS, a portion of the proceeds of the 2008 Revenue Bonds
were to be applied.to make termination payments in connection with the
termination of interest rate swap transactions; and
WHEREAS, there have been prepared and submitted to the City
Council drafts of the following
(1) the Morgan Stanley Termination Agreement; and
(2) the Citibank Termination Agreement.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF VERNON, AS FOLLOWS:
Section 1: The City Council of the City of Vernon hereby
finds and determines that the recitals contained hereinabove are true
and correct.
Section 2: The termination of each of the Morgan Stanley
Transactions is hereby approved and authorized. The City
Administrator of the City (the "City Administrator"), is hereby
authorized, in the name of and on behalf of the City, to terminate
-3-
each of the Morgan Stanley Transactions, on a single date or on
different dates, on the terms and conditions deemed by the City
Administrator to be in the best interest of the City and to make any
payments due from the City in connection with such terminations;
provided .that the City Administrator, shall not terminate any Morgan
Stanley Transaction or request the Authority to terminate any
Citibank Transaction if the termination payment required to be paid
as a result of such termination, plus the termination payments
(which shall not include any amounts accrued to the date on which
the termination payments are determined) paid in connection with
prior terminations of Morgan Stanley Transactions and Citibank
Transactions, would be in excess of Sixty Million Dollars.
Section 3: The Morgan Stanley Termination Agreement, in
substantially the form attached hereto as Exhibit A and made a part
hereof as though set forth in full herein; is hereby approved, in
connection with the termination of each Morgan Stanley Transaction,
the City Administrator is hereby authorized, in the name of and on
behalf of the City, to execute and deliver a Morgan Stanley
Termination Agreement, in substantially the form attached hereto
with such changes, insertions and deletions as may be approved by
the City Administrator, as consistent with the intent of the City
Council, his execution thereof being conclusive evidence of such
approval, and the City Clerk is hereby authorized to attest thereto.
Section 4: The termination of each of the Citibank
Transactions is hereby approved and authorized. The Authority is
hereby requested to take such 'action as may be necessary or
convenient to terminate each of the Citibank Transactions, on a
single date or on different dates, when requested to do so by the
-4-
City Administrator; provided that the City Administrator shall not
terminate any Morgan Stanley Transaction or request the Authority to
terminate any Citibank Transaction if the termination payment
required to be paid as a result of such termination, plus the
termination payments (which shall not include any amounts accrued to
the date on which the termination payments are determined) paid in
connection with prior terminations of Morgan Stanley Transactions
and Citibank Transactions, would be in excess of Sixty Million
Dollars.
Section 5: The Citibank Termination Agreement, in
substantially the form attached hereto as Exhibit B and made a part
hereof as though set forth in full herein, is hereby approved.
Section 6: VNGFA Resolution No. VNGFA-0021 (the "VNGFA
Resolution"), and all transactions, documents and actions approved
or authorized by the VNGFA Resolution, and the performance of
VNGFA's obligations under, the transactions, documents and
instruments approved or authorized by the VNGFA Resolution and the
other actions contemplated by the VNGFA Resolution are hereby
authorized, approved, ratified, and confirmed. The City
Administrator is hereby authorized. to request the VNGFA and its
officers to take whatever action is necessary or convenient to
terminate the Citibank Transactionsas provided herein.
Section'7: All moneys held pursuant to the First
Supplemental Indenture shall be applied as provided in the First.
Supplemental Indenture and any moneys withdrawn from the 2008
Capital Improvements Fund established under the First Supplemental
Indenture as a reimbursement to the City for capital improvements
paid for by the City and not previously reimbursed from bond
-s-
Date:
April 2010
To:
City of Vernon
From:
Morgan Stanley Capital Services Inc.
Attn:
Contact:
NY Deriv Client Services
Fax:
323-826-1439
Fax:
212-404-4726
Tel:
323-583-8811, ext 175
Tel:
212-761-2996
E-mail:
E-mail:
Municonfirms_In@morganstanley.com
Re: Unwind of Transaction MSCS Ref. No. (the "Original Transaction")
The purpose of this letter agreement is to confirm the terms and conditions of the unwind of the
Original Transaction. This letter agreement constitutes a "Confirmation" as referred to in the ISDA Master
Agreement below.
The definitions and provisions contained in the 2006 ISDA Definitions (as published by the
International Swaps and Derivatives Association, Inc.) (the "Definitions") are incorporated into this Confirmation.
In the event of any inconsistency between the Definitions and this Confirmation, this Confirmation will govern. .
1. This Confirmation supplements, forms part of, and is subject to, the ISDA Master
Agreement dated as of December 2, 2004, as amended and supplemented from time to time (the "Agreement")
between you and us. All provisions contained in the Agreement govern this Confirmation except as expressly
Cmodified below.
2. The terms of the unwind of the Original Transaction to which this Confirmation relates
are as follows:
Party A: Morgan Stanley Capital Services Inc.
Party B: City of Vernon
Original Transaction Trade Date: March 16, 2006
Original Transaction Termination Date: April 1, 2018
Unwind Trade Date: April [_], 2010
Party B Unwind Payment: Party B shall pay USD [ ] to Party A.
Unwind Settlement Date:
3. Account Details:
Payments to Party A: Citibank, New York
ABA No. 021 000 089
For: Morgan Stanley Capital Services Inc.
Account No. 4072 4601
USActive 13982243.2
M o rg a n Stan ley al Munici Capital Markets
p p
Party A Operations Contact: Municipal Operations
Tel: 410-534-1436
Fax: 410-534-1990
E-mail: MuniOperations@MorganStanley.com
Party B Operations Contact:
Tel:
Fax:
A. Craig Underwood, President
BondLogistix, LLC
Tel: 213-612-2463
Fax:213-612-2499
E-mail: cunderwood@bondlogistix.com
4. Each of Party A and Party B hereby confirms that (i) with effect from and including the
Unwind Trade Date, the Original Transaction is unwound, and (ii) upon payment of the Party B Unwind Payment on
the Unwind Settlement Date, Party A and Party B each will be released and discharged from further obligations to
each other under the Original Transaction and their respective rights against each other under the Original
Transaction are terminated; provided, that such release and discharge will not affect any obligations or rights of
Party A or Party B under the Original Transaction with respect to payments or other obligations due and payable or
due to be performed on or prior to the Unwind Trade Date and all such payments and obligations shall be paid or
performed by Party A or Party B in accordance with the terms of the Original Transaction.
5. Each of Party A and Party B hereby agrees that each representation made by Party A or
Party B in the Agreement as of the Original Transaction Trade Date will be deemed repeated by such party as of the
date of this Confirmation as if such representation were set forth in this Confirmation.
l
USActive 13982243.2 -2- J
Morgan Stanley Municipal pa Capital Markets
Please confirm that the foregoing correctly sets forth the terms of our agreement MSCS Ref. No.
by executing this Confirmation and returning it to us promptly.
Best regards,
MORGAN STANLEY CAPITAL SERVICES INC.
By:
Name:
Title:
ACKNOWLEDGED AND AGREED as of the date first written:
CITY OF VERNON
By:
Name:
/ Title:
TERMINATION AGREEMENT
Termination Agreement (this "Termination Agreement") dated as of April 2010
among CITIBANK, N.A. ("Party A") and VERNON NATURAL GAS FINANCING
AUTHORITY ("Party B").
WHEREAS, Party A and Party B are parties to an ISDA Master Agreement, dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Master Agreement"), a
Schedule to the Master Agreement and an ISDA Credit Support Annex thereto, each dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Schedule" and collectively
with the Master Agreement, the "Agreement");
WHEREAS, in accordance with the terms of the Master Agreement, Party A and Party B
have heretofore entered_ into a Transaction pursuant to a Confirmation (Reference . No.
MS06713), dated June 27, 2006, as amended and restated as of, May 13, 2009 (the
"Confirmation"), with an initial Notional Amount equal to USD 230,845,000 and a Termination
Date of August 1, 2021 ( the "Transaction"); and
WHEREAS, the parties have agreed to terminate their obligations under the Transaction;
NOW, THEREFORE, in consideration of the foregoing and other valuable consideration,
it is hereby agreed as follows::
1. Payment and Termination. The Transaction is hereby terminated as of April [_],
2010 (the "Termination Date"), and neither Party A nor. Party B shall have any obligations
thereunder following the Termination Date except for the obligation of Party B to pay the
Termination Amount to Party A as specified herein. In full consideration of this Termination
Agreement and in complete satisfaction of all obligations of all of the parties in respect of the
Transaction, Party B shall pay to Party A on April [_], 2010 the amount of USD [ ] (the
"Termination Amount") (which includes all accrued but unpaid` regularly scheduled payments
under the Transaction). The parties hereby acknowledge and agree that the Transaction is hereby
terminated and Party B shall pay the Termination Amount to Party A notwithstanding Paragraph
5 of the Confirmation, which provides that the Termination Amount "shall be determined
pursuant to Section 6 of the Agreement.
2. Insurer Consent. By its execution hereof, National Public Finance Guarantee
Corporation, on behalf of itself and as agent for MBIA Insurance Corporation, consents to the
termination of the Transaction on the terms and conditions set forth herein.
3. Representations. Each party hereto represents to the other party hereto that:
(a) it is duly organized and validly existing under the laws of the jurisdiction
of its organization or incorporation;
(b) it has the power and authority to execute and deliver this Termination
Agreement;
(c) the person executing this Termination Agreement on its behalf is duly
authorized to do so;
1
Ref. MS06713
NYK 1172756-6.071371.0010
/ (d) its execution, delivery and performance of this Termination Agreement do
not violate or conflict with any law applicable to it, any provision of its constitutional
documents, any order or judgment of any court or other agency of government applicable to it or ;
any of its assets or any contractual restriction binding on or affecting it or any of its assets;
(e) it has obtained all governmental and other consents, if any, that it is
required to obtain in connection with its execution and delivery of this Termination Agreement,
all such consents are in full force and effect and all conditions of any such consents have been
complied with;
(f) its obligations under this Termination Agreement constitute its legal, valid
and binding obligations, enforceable in accordance with their respective terms (subject to
applicable bankruptcy, reorganization, insolvency, moratorium or similar,"
imilar. laws affecting
creditors' rights generally and subject, as to enforceability, to equitable principles of general
application, regardless of whether enforcement is sought in proceeding in equity or in law) and
(g) it has made its own independent decision to enter into this Termination
Agreement based upon its own judgment and upon advice from such advisors as it has deemed
necessary and no other party, is acting as _a fiduciary for or as an advisor to it in respect of this
Termination Agreement.
4. Documents to be Delivered.
(a) The following documents shall be delivered by Party B to Party A promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party B with respect to the enforceability of this
Termination Agreement against Party B; and
(ii) evidence reasonably satisfactory to Party A of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party B to execute
the same.
(b) The following documents shall be delivered by Party A to Party B promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party A with respect to the enforceability of this
Termination Agreement against Party A; and
(ii) evidence reasonably satisfactory to Party B of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party A to execute
the same
5. Governing Law. This Termination Agreement shall be governed by and construed
in accordance with the laws of the State of New York, without reference to choice of law
doctrine.
6. Counterparts. This Termination Agreement may be executed in counterparts,
each of which shall be deemed an original.
2
Ref. MS06713
NYK 1172756-6.071371.00IO
C IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
By:
VERNON NATURAL GAS FINANCING AUTHORITY
By: `
Acknowledged and Agreed:
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION
By:
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION,
as agent for MBIA Insurance Corporation
By:
3
Ref. MS06713
NYK 1172756-6.071371,0010
CERTIFICATE OF SECRETARY.
I, William J. Davis, Secretary of the Vernon Natural Gas Financing Authority (the
"Authority"), HEREBY CERTIFY that attached hereto is a true and complete copy of Resolution
No. VNGFA-0021, duly adopted by the Board of Directors of the Authority at a meeting duly
called, noticed and held on April 6, 2010, at which meeting a quorum was present and acting
throughout. Such resolution has not been modified, amended or repealed and is in full force and
effect in the form attached hereto..
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the
Authority this 12th day of April, 2010.
Ix
William J. Davi
Secretary of the
Vernon Natural Gas Financing Authority
[SEAL]
OHS West:260892411.1
RESOLUTION NO. VNGFA-0021
A RESOLUTION OF THE BOARD OF DIRECTORS OF THE
VERNON NATURAL GAS FINANCING AUTHORITY AUTHORIZING
AND APPROVING THE TERMINATION OF INTEREST RATE SWAP
TRANSACTIONS; APPROVING THE RELATED TERMINATION
AGREEMENTS; AND AUTHORIZING CERTAIN OTHER MATTERS
RELATING THERETO
WHEREAS, the Vernon Natural Gas Financing Authority (the
"Authority") has been established as a separate entity under the
California Joint Exercise of Powers Act to undertake projects and
programs that promote economic development within the City of Vernon
(the "City") and
WHEREAS, pursuant to the Natural Gas Purchase Agreement,
dated as of June 1, 2006, between the Authority and the City (the
"Supply Agreement"), the Authority has sold a supply of natural gas to
the City; and
WHEREAS, in connection with the financing of the gas to be.
supplied under the Supply Agreement, the Authority and Citibank, N.A.
("Citibank") have entered into five interest rate swap transactions
(the "Transactions") under the ISDA Master_ Agreement, the Schedule to
the ISDA Master Agreement, the ISDA Credit Support Annex and five
Amended and Restated Confirmations, each between the Authority and
Citibank, each originally dated as of June 27, 2006 and each amended .
and restated as of May 13, 2009 and
WHEREAS, pursuant to the Supply Agreement, all payment
obligations of the Authority under the transactions are to be paid by
the City and the Authority has.agreed to terminate the Transactions
when requested to do so by the City; and
WHEREAS, pursuant to a resolution adopted by the City
Council of the City on the date hereof (the "City Resolution"), the
City has requested the actions authorized and approved by this
Resolution; and
WHEREAS, pursuant to the Supply Agreement and the City
Resolution, the Authority will terminate the Transactions as requested
by the City Administrator of the City (the "City Administrator") and
in connection therewith enter into one or more Termination Agreements
with Citibank, N.A. (each such Termination Agreement, in substantially
the form attached as Exhibit A with such changes, insertions and
deletions as are made pursuant to this Resolution, being referred to
herein as a "Termination Agreement") and to make any payments due from
the Authority in connection with the Termination Agreement with funds
provided by the City pursuant to the Supply Agreement.
Ii NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF
THE VERNON NATURAL GAS FINANCING AUTHORITY, AS FOLLOWS:
Section 1: This Board of Directors hereby.finds and
determines that the recitals contained hereinabove are true and
correct.
Section 2 The termination ,of each of the Transactions,
on a single date or on different dates, is hereby authorized and
approved when requested by the City.Administrator. The Termination
Agreement, in substantially the form attached hereto as Exhibit A and
made a part hereof as though set forth in full herein, is hereby
approved In connection with the termination of each Transaction,
when requested by the City Administrator, the Chairman of this Board
.and the Executive Director of the Authority (each an "Authorized
Authority Representative"), acting singly, is hereby authorized to
\ execute a Termination Agreement, in the name of and on behalf of the
-2-
Authority, and deliver such Termination Agreement to Citibank in
substantially the form attached as Exhibit A with such changes,
insertions and deletions, including the details of the Transaction or
Transactions being terminated and the amount of any termination
payments to be made by the Authority in connection with such
terminations(s), as may be approved by the Authorized Authority
Representative executing the same as consistent with the intent of the
Authority Board, said execution being conclusive evidence of such
approval. Any payments required to be paid by the Authority in
connection with the termination of the Transactions and the
- Termination Agreements entered into by the Authority shall be.special
obligations payable only from amounts made available to'the Authority
for such payments by the funds supplied by the City pursuant to the
Supply Agreement.
Section 3: The Chairman of this Board of Directors .the
Executive Director of the Authority, the Attorney for the Authority,
the Secretary, and any other proper official, officer or employee of
the Authority, acting singly, is hereby authorized to execute and
deliver any and all documents and instruments (except that only an
Authorized Authority Representative is authorized to execute and
deliver a Termination Agreement) and to do and cause to be done any
and all acts and things necessary or convenient in carrying out the
.actions contemplated by this Resolution and the documents and
instruments approved or authorized bythisResolution.
Section 4: All actions heretofore taken by any committee
of this Board of Directors, or any official, officer, employee,
representative or agent of the Authority, in connection with the
actions, documents and instruments approved or authorized by this
-3-
Resolution and the other actions contemplated by this Resolution, are
l
TERMINATION AGREEMENT
Termination Agreement (this "Termination Agreement") dated as of April [_], 2010
among CITIBANK, N.A. ("Party A") and VERNON NATURAL GAS FINANCING
AUTHORITY ("Party B").
WHEREAS, Party A and Party B are parties to an ISDA Master Agreement, dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Master Agreement"), a
Schedule to the Master Agreement and an ISDA Credit Support Annex thereto, each dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Schedule" and collectively
with the Master Agreement, the "Agreement");
WHEREAS, in accordance with the terms of the Master Agreement, Party A and Party B
have heretofore entered into a Transaction pursuant to a Confirmation (Reference No.
MS06713), dated June 27, 2006, as amended and restated as of May 13, 2009 (the
"Confirmation'), with an initial Notional Amount equal to USD 230,845,000 and a Termination
Date of August 1, 2021 ( the "Transaction"); and
WHEREAS, the parties have agreed to terminate their obligations under the Transaction;
NOW, THEREFORE, in consideration of the foregoing and other valuable consideration,
it is hereby agreed as follows:
1. Payment and Termination. The Transaction is hereby terminated as of April [_],
2010 (the "Termination Date"), and neither Party A nor Party B shall have any obligations
thereunder following the Termination Date except for the obligation of Party B to pay the
Termination Amount to Party A as specified herein. In full consideration of this Termination
Agreement and in complete satisfaction of all obligations of all of the parties in respect of the
Transaction, Party B shall pay to Party A on April [_], 2010 the amount of USD [ ] (the
"Termination Amount") (which includes all accrued but unpaid regularly scheduled payments
under the Transaction). The parties hereby acknowledge and agree that the Transaction is hereby
terminated and Party B shall pay the Termination Amount to Party A notwithstanding Paragraph
5 of the Confirmation, which provides that the Termination Amount shall be determined
pursuant to Section 6 of the Agreement.
2. Insurer Consent. By its execution hereof, National Public Finance Guarantee
Corporation, on behalf of itself and as agent for MBIA Insurance Corporation, consents to the
termination of the Transaction on the terms and conditions set forth herein.
3. Representations. Each party hereto represents to the other party hereto that: .
(a) it is duly organized and validly existing under the laws of the jurisdiction
of its organization or incorporation;
(b) it has the power and authority to execute and deliver this Termination
Agreement;
(c) the person executing this Termination Agreement on its behalf is duly
authorized to do so;
Ref. MS06713
NYK 1172756-6,071371.0010
1
C' (d) its execution; delivery and performance of this Termination Agreement do
not violate or conflict with any law applicable to it, any provision of its constitutional
documents, any order or judgment of any court or other agency of government applicable to it or
any of its assets or any contractual restriction binding on or affecting it or any of its assets;
(e) it has obtained all governmental and other consents, if any, that it is
required to obtain in connection with its execution and delivery of this Termination Agreement,
all such consents are in full force and effect and all conditions of any such consents have been
complied with;
(f)its obligations under this Termination Agreement constitute its legal, valid
and binding obligations, enforceable in accordance . with their respective terms (subject to
applicable bankruptcy, reorganization, insolvency, moratorium or similar laws affecting
creditors' rights generally and subject, as to enforceability, to equitable principles of general
application, regardless of whether enforcement is sought in a proceeding in equity or in law); and
(g) it has made its own independent decision to enter into this Termination
Agreement based upon its own judgment and upon advice from such advisors as it has deemed
necessary and no other party is acting as a fiduciary for or as an advisor to it in respect of this
Termination Agreement.
4. Documents to be Delivered.
(a) The following documents shall be delivered by Party B to Party A promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party B with respect to the enforceability of this
Termination Agreement against Party B; and
(ii) evidence reasonably satisfactory to Party A of the authority and genuine
signature of the individual signing this. Termination Agreement on behalf of Party B to execute
the same.
(b) The following documents shall be delivered by Party A to Party B promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party A with respect to the enforceability of this
Termination Agreement against Party A; and
(ii) evidence reasonably satisfactory to Party B of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party A to execute
the same.
5. Governing Law. This Termination Agreement shall be governed by and construed
in accordance with the laws of the State of New York, without reference to choice of law
doctrine.
6. Counterparts, This Termination Agreement may be executed in counterparts,
each of which shall be deemed an original.
2
Ref. MS0671.3
NYK 1172756-6.071371.0010
IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
By:
VERNON NATURAL GAS FINANCING AUTHORITY
By:
Acknowledged and Agreed:
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION
By:
NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION,
as agent for MBIA Insurance Corporation
By:
3
Ref. MS06713
NYK 1172756-6.071371,0010
SIGNATURE AND INCUMBENCY CERTIFICATE OF THE AUTHORITY
I, Willard G. Yamaguchi, Executive Director of the Vernon Natural Gas Financing
Authority (the "Authority"), HEREBY CERTIFY as follows:
1. that the members of the Board of Directors of the Authority were on April 1,
2010, and continue as such members as of the date hereof as follows:
Hilario Gonzales
W. Michael McCormick
William J. Davis
Richard J. Maisano
Daniel D. Newmire
2. that the persons holding the following offices and positions and duly appointed
thereto and acting therein were on April 1, 2010, and continue to hold such offices and positions
as of the date hereof, as follows:
Name Office
Hilario Gonzales Chairman
W. Michael McCormick Vice Chairman
William J. Davis Secretary
Willard G. Yamaguchi Executive Director
3. that the signatures set forth opposite the respective names of the following
designated officers of the Authority are manual specimens of their signature:
Name Office Signature
Hilario Gonzales Chairman
William J. Davis Secretary
Willard G. Executive Director
Yamaguchi
OHS West:260892411.1
IN WITNESS WHEREOF, I have hereunto set my hand this 12th day of April 2010.
The undersigned hereby certifies that the above signature of Willard G. Yamaguchi is the
true and lawful specimen signature of Willard G. Yamaguchi, Executive Director of the
Authority.
William J. Davis
Secretary
OHS West:260892411.1
CERTIFICATE OF INCUMBENCY
CITIBANK, N.A.
I, Paula F. Jones, Assistant Secretary of Citibank, N.A. having its main office at 3900 Paradise
Road, Las Vegas, Nevada and its principal place of business at 399 Park Avenue, New York,
NY, DO HEREBY CERTIFY that the following is a true and correct copy of Section 2 of Article X
of the existing By -Laws of CITIBANK, N.A. in full force and effect as of the date hereof:
"Execution of Instruments. All agreements, indentures, mortgages, deeds,
conveyances, transfers, certificates, declarations, receipts, discharges, releases,
satisfactions, settlements, petitions, schedules, accounts, affidavits, bonds,
undertakings, proxies and other instruments or documents, may be signed
executed, acknowledged, verified, delivered or accepted in behalf of the
Association by the Chairman, the Chief Executive Officer, the President, any Vice
Chairman, or any Executive Vice President, or the Chairman Credit Policy
Committee, or any Senior Vice President, or the Secretary, or the Chief Auditor, or
any Vice President, or anyone holding a position equivalent to the foregoing
pursuant to provisions of these By -Laws, or, if in connection with the exercise of
any of the fiduciary powers of the Association, by any of said officers or by any
Senior Trust Officer. Any such instruments may also be executed, acknowledged,
verified, delivered or accepted in behalf of the Association in such other manner
and by such other officers as the Board of Directors may from time to time direct.
The provisions of this Section 2 are supplementary to any other provisions of these
By -Laws."
I FURTHER CERTIFY that Jerrold Abrahams is a Vice President of CITIBANK, NA., duly
constituted as such, and that the specimen signature set below is a true and genuine signature:
Abrahams, Jerrold
Vice President
In WITNESS WHEREOF, I have hereunto affixed my official signature and seal of the said Bank
in the City of New York on this 91" day of April, 2010.
Paula F. nes
C(77BAMOW
i
CERTIFICATE OF THE CITY ADMINISTRATOR
I, Donal O'Callaghan, City Administrator of the City of Vernon (the "City"), HEREBY
CERTIFY as follows:
1. that I have directed Hilario Gonzales, Chairman of the Vernon Natural Gas
Financing Authority (the "Authority") to sign and enter into the Termination Agreement, dated
as of April 7, 2010 (the "Termination Agreement") between Citibank, N.A. and the Authority,
attached hereto; and
2. that termination payments due under the Termination Agreement, made by the
City on behalf of the Authority, together with any amounts paid as a result of the termination of
interest rate swaps with Morgan Stanley Capital Services Inc., do not exceed the sum of Sixty
Million Dollars ($60,000,000).
Dated: April 12, 2010
Donal O' Callag
City Administrator, City of on
Execution Copy
TERMINATION AGREEMENT
Termination Agreement (this "Termination Agreement") dated as of April 7, 2010 among
CITIBANK, N.A. ("Party. A") and VERNON NATURAL GAS FINANCING AUTHORITY
("Party B").
WHEREAS, Party A and Party B are parties to an ISDA Master Agreement, dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Master Agreement"), a
Schedule to the Master Agreement and an ISDA Credit Support Annex thereto, each dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Schedule" and collectively
with the Master Agreement, the "Agreement");
WHEREAS, in accordance with the terms of the Master Agreement, Party A and Party B
have heretofore entered into five Transactions pursuant to (i) a Confirmation (Reference No.
MS06709), dated June 27, 2006, as amended and restated as of May 13, 2009 ("Confirmation
1"), with an initial Notional Amount equal to USD 50,000,000 and a Termination Date of August
1, 2021 ( "Transaction 1"); (ii) a Confirmation (Reference No. MS06710), dated June 27, 2006,
as amended and restated as of May 13, 2009 ("Confirmation 2"), with an initial Notional
Amount equal to USD 50,000,000 and a Termination Date of August 1, 2021 ("Transaction 2");
(iii) a Confirmation (Reference No. MS06711), dated June 27, 2006, as amended and restated as
of May 13, 2009 ("Confirmation 3"), with an initial Notional Amount equal to USD 50,000,000
and a Termination Date of August 1, 2021 ("Transaction 3"); (iv) a Confirmation (Reference No.
MS06712), dated June 27, 2006, as amended and restated as of May 13, 2009 ("Confirmation
4"), with an initial Notional Amount equal to USD 50,000,000 and a Termination Date of August
1; 2021 ("Transaction 4"); and (v) a Confirmation (Reference No. MS06713), dated June 27,
2006, as amended and restated as of May 13, 2009 ("Confirmation 5" and, collectively with
Confirmation 1, Confirmation 2, Confirmation 3 and Confirmation 4, the "Confirmations"), with
an initial Notional Amount equal to USD 230,845,000 and a Termination Date of August 1, 2021
("Transaction 5" and, collectively with Transaction 1, Transaction 2, Transaction 3 and
Transaction 4, the "Transactions");
WHEREAS, the parties have agreed to terminate their obligations under the Transactions;
NOW, THEREFORE, in consideration of the foregoing and other valuable consideration,
it is hereby agreed as follows:
1. Payment and Termination. The Transactions are hereby terminated as of April 7,
2010 (the "Termination Date"), and neither Party A nor Party B shall have any obligations
thereunder following the Termination Date except for the obligation of Party B to pay the
Termination Amount to Party A as specified herein. In full consideration of this Termination
Agreement and in -complete satisfaction of all obligations of all of the parties in respect of the
Transactions, Party B shall pay to Party A on April 12, 2010 the amount of USD 33,406,000
(the "Termination Amount") (which includes all accrued but unpaid regularly scheduled
payments under the Transactions). The parties hereby acknowledge and agree that the
Transactions are hereby terminated and Party B shall pay the Termination Amount to Party A
notwithstanding Paragraph 5 of the Confirmations, which provides that the Termination Amount
shall be determined pursuant to Section 6 of the Agreement.
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
2. Representations. Each party hereto represents to the other party hereto that:
(a) it is duly organized and validly existing under the laws of the jurisdiction
of its organization or incorporation;
(b) it has the power and authority to execute and deliver this Termination
Agreement;
(c) the person executing this Termination Agreement on its behalf is duly
authorized to do so;
(d) its execution, delivery and performance of this Termination Agreement do
not violate or conflict with any law applicable to it, any provision of its constitutional
documents, any order or judgment of any court or other agency of government applicable to it or
any of its assets or any contractual restriction binding on or affecting it or any of its assets;
(e) it has obtained all governmental and other consents, if any, that it is
required to obtain in connection with its execution and delivery of this Termination Agreement,
all such consents are in full force and effect and all conditions of any such consents have been
complied with;
(f) its obligations under this Termination Agreement constitute its legal, valid
and binding obligations, enforceable in accordance with their respective terms' (subject to
applicable bankruptcy, reorganization, insolvency, moratorium or similar laws affecting
creditors' rights generally and subject, as to enforceability, to equitable principles of general
application, regardless of whether enforcement is sought in a proceeding in equity or in law); and
(g) it has made its own independent decision to enter into this Termination
Agreement based upon its own judgment and upon advice from such advisors as it has deemed
necessary and no other party is acting as a fiduciary for or as an advisor to it in respect of this
'Termination Agreement.
3. Additional Representation of Party'B. Party B hereby represents and warrants to
Party A that the sum of (a) the Termination Amount required to be paid by Party B to Party A
hereunder (less any accrued but unpaid regularly scheduled payments under the Transactions
included therein), plus (b) the termination payment or termination payments required to be paid
by Party B to Morgan Stanley Capital Services Inca in connection with the termination of the
Morgan Stanley Transactions (as such term is defined in Resolution No. 2010-49 of the City
Council of the City of Vernon adopted April 6, 2010) (not including accrued but unpaid regularly
scheduled payments under the Morgan Stanley Transactions) shall not exceed USD 60,000,000.
4. Documents tote Delivered.
(a) The following documents shall be.delivered by Party B to Party A promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party B with respect to the enforceability of this
Termination Agreement against Party B; and
2
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
(ii) evidence reasonably satisfactory to Party A of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party B to execute
the same.
(b) The following documents shall be delivered by Party A to Party B promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party A with respect to the enforceability of this
Termination Agreement against Party A; and
(ii) evidence reasonably satisfactory to Party B of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party A to execute
the same.
5. Governing Law. This Termination Agreement shall be governed by and construed
in accordance with the laws of the State of New York, without reference to choice of law
doctrine.
6. Counterparts. This Termination Agreement may be executed in counterparts,
each of which shall be deemed an original.
3.
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371,0010
IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
By:
VERNON NATURAL GAS FINANCING AUTHORITY
By:
Hilario Gonzales, Chairman
ATTEST:
William Davis, Secretary
4
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
By:
VERNON NATURAL GAS FINANCING AUTHORITY
4
B y:
Hilario Gonzales, hairman
ATTEST:
r
William Davis, Secretary
4
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
Morgan Stan ley Municipal Capital Markets
Date:
April 7, 2010
EXECUTION COPY
To:
City of Vernon
From:
Morgan Stanley Capital Services Inc.
Attn:
Donal O'Callaghan, City Administrator
Contact:
NY Deriv Client Services
Fax:
323-826-1408
Fax:
212-404-4726
Tel:
323-583-8811 x561
Tel:
212-761-2996
E-mail:
docallaghan@ci.vemon.ca.us
E-mail:
Municonfirms_In@morganstanley.com
Re: Unwind of Transaction MSCS Ref, No. AUE37 (the "Original Transaction")
The purpose of this letter agreement is to confirm the terms and conditions of the unwind of the
Original Transaction. This letter agreement constitutes a "Confirmation" as referred to in the ISDA Master
Agreement below.
The definitions and provisions contained in the 2006 ISDA Definitions (as published by the
International Swaps and Derivatives Association, Inc.) (the "Definitions") are incorporated into this Confirmation.
In the event of any inconsistency between the Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of, and is subject to, the ISDA Master
Agreement dated as of December 2, 2004, as amended and supplemented from time to time (the "Agreement")
between you and us. All provisions contained in the Agreement govern this Confirmation except as expressly
modified below.
2. The terms of the unwind of the Original Transaction to which this Confirmation relates
are as follows:
Party A:
Party B:
Original Transaction Trade Date:
Original Transaction Termination Date:
Unwind Trade Date:
Party B Unwind Payment:
Unwind Settlement Date:
3. Account Details:
Payments to Party A:
Morgan Stanley Capital Services Inc.
City of Vernon
March 16, 2006
April 1, 2018
April 7, 2010
Party B shall pay USD 4,700,000 to Party A.
April 12, 2010
Citibank, New York
ABA No. 021 000 089
For: Morgan Stanley Capital Services Inc.
Account No. 4072 4601
USActive 13982243.3
Morgan Stanley Municipal Capital Markets
Party A Operations Contact:
Party B Operations Contact:
Municipal Operations
Tel: 410-534-1436
Fax: 410-534-1990
E-mail: MuniOperations@MorganStanley.com
Donal O'Callaghan, City Administrator
Tel: 323-583-8811 x561
Fax: 323-826-1408
E-mail: docallaghan@ci.vernon.ca.us
A. Craig Underwood, President
BondLogistix, LLC
Tel:213-612-2463
Fax:213-612-2499
E-mail: cnderwood@bondlogistix.com
4. Each of Party A and Party B hereby confirms that (i) with effect from and including the
Unwind Trade Date, the Original Transaction is unwound, and (ii) upon payment of the Party B Unwind Payment on
the Unwind Settlement Date, Party A and Party B each will be released and discharged from further obligations to
each other under the Original Transaction and their respective rights against each other under the Original
Transaction are terminated; provided, that such release and discharge will not affect any obligations or rights of
Party A or Party B under the Original Transaction with respect to payments or other obligations due and payable or
due to be performed on or prior to the Unwind Trade Date and all such payments and obligations shall be paid or
performed by Party A or Party B in accordance with the terms of the Original Transaction.
5. Each of Party A and Party B hereby agrees that each representation made by Party A or
Party B in the Agreement as of the Original Transaction Trade Date will be deemed repeated by such party as of the
date of this Confirmation as if such representation were set forth in this Confirmation.
USActive 13982243.3 -2-
Morgan Stanley
Municipal Capital Markets
Please confirm that the foregoing correctly sets forth the terms of our agreement MSCS Ref. No.
AUE37 by executing this Confirmation and returning it to us promptly.
Best regards,
MORGAN STANLEY CAPITAL SERVICES INC.
By: 9— �
Name:
Title: Kevin Schwartz
Vice President
ACKNOWLEDGED AND AGREED as of the date first written:
CITY OF VERNON
By:
Name: Donal O'Callaghan
Title: City Administrator
Attest:
Willard G. Yamaguchi, City Clerk
USActive 13982243.3 -3-
Morgan S `a n 1e.1 Municipal Capital Markets
i
Please confirm that the foregoing correctly sets forth the terms of our agreement MSCS Ref. No.
AUE37 by executing this Confirmation and returning it to us promptly.
Best regards,
MORGAN STANLEY CAPITAL SERVICES INC.
By:
Name:
Title:
ACKNOWLEDGED AND AGREED as of the date first written:
CITY OF VERNON
By:
Name: Donal O'Callaghan
Title: City Administrator
Atte
ill rd G. Yamaguc ity ler
l
USActive 13982243.3 -3-
Execution Copy
TERMINATION AGREEMENT
Termination Agreement (this "Termination Agreement") dated as of April 7, 2010 among
CITIBANK, N.A. ("Party A") and VERNON NATURAL GAS FINANCING AUTHORITY
("Party B").
WHEREAS, Party A and Party B are parties to an ISDA Master Agreement, dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Master Agreement"), a
Schedule to the Master Agreement and an ISDA Credit Support Annex thereto, each dated as of
June 27, 2006 and amended and restated as of May 13, 2009 (the "Schedule". and collectively
with the Master Agreement, the "Agreement");
WHEREAS, in accordance with the terms of the Master Agreement, Party A and Party B
have heretofore entered into five Transactions pursuant to (i) a Confirmation (Reference No.
MS06709), dated June 27, 2006, as amended and restated as of May 13, 2009 ("Confirmation
1"), with an initial Notional Amount equal to USD 50,000,000 and a Termination Date of August
1, 2021 ( "Transaction 1"); (ii) a Confirmation (Reference No. MS06710), dated June 27, 2006,
as amended ° and restated as of May 13, 2009 ("Confirmation 2"), with an initial Notional
Amount equal to USD 50,000,000 and a Termination Date of August 1, 2021 ("Transaction 2");
(iii) a Confirmation (Reference No. MS06711), dated June 27, 2006, as amended and restated as
of May 13, 2009 ("Confirmation 3"), with an initial Notional Amount equal to USD 50,000,000
and a Termination Date of August 1, 2021 ("Transaction 3"); (iv) a Confirmation (Reference No.
MS06712), dated June 27, 2006, as amended and restated as of May 13, 2009 ("Confirmation
4"), with an initial Notional Amount equal to USD 50,000,000 and a Termination bate of August
1, 2021 ("Transaction 4"); and (v) a Confirmation (Reference No. MS06713), dated June 27,
2006, as amended and restated as of May 13, 2009 ("Confirmation 5" and, collectively with
Confirmation 1, Confirmation 2, Confirmation 3 and Confirmation 4, the "Confirmations"), with
an initial Notional Amount equal to USD 230,845,000 and a Termination Date of August 1, 2021
("Transaction 5" and, collectively with Transaction 1, Transaction 2, Transaction 3 and
Transaction 4, the "Transactions");
WHEREAS, the parties have agreed to terminate their obligations under the Transactions;
NOW, THEREFORE, in consideration of the foregoing and other valuable consideration,
it is hereby agreed as follows:
1. Payment and Termination. The Transactions are hereby terminated as of April 7,
2010 (the "Termination Date"), and neither Party A nor Party B shall have any obligations
thereunder following the Termination Date except for the obligation of Party B to pay the
Termination Amount to Party A as specified herein. In full consideration of this Termination
Agreement and in complete satisfaction of all obligations of all of the parties in respect of the
Transactions, Party B shall pay to Party A on April 12, 2010 the amount of USD 33,406,000
(the "Termination Amount") (which includes all accrued but unpaid regularly scheduled
payments under the Transactions). The parties hereby' acknowledge and agree that the
Transactions are hereby terminated and Party B shall pay the Termination Amount to Party A
notwithstanding Paragraph 5 of the Confirmations, which provides that the Termination Amount
shall be determined pursuant to Section 6 of the Agreement.
1
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
2. Representations, Each party hereto represents to the other party hereto that:
(a) it is duly organized and validly existing under the laws of the jurisdiction
of its organization or incorporation;
(b) it has the power and authority to execute and deliver this Termination
Agreement;
(c) the person executing this Termination Agreement on its behalf is duly
authorized to do so;
(d) its execution, delivery and performance of this Termination Agreement do
not violate or conflict with any law applicable to it, any provision of its constitutional
documents, any order or judgment of any court or other agency of government applicable to it or
any of its assets or any contractual restriction binding on or affecting it or any of its assets;
(e) it has obtained all governmental and other consents, if any, that it is
required to obtain in connection with its execution and delivery of this Termination Agreement,
all such consents are in full force and effect and all conditions of any such consents have been
complied with;
(f) its obligations under this Termination Agreement constitute its legal, valid
and binding obligations, enforceable in accordance with their respective terms (subject to
applicable bankruptcy, reorganization, insolvency, moratorium or similar laws affecting
creditors' rights generally and subject, as to enforceability, to equitable principles of general
application, regardless of whether enforcement is sought in a proceeding in equity or in law); and
(g) it has made its own independent decision to enter into this Termination
Agreement based upon its own judgment and upon advice from such advisors as it has deemed
necessary and no other party is acting as a fiduciary for or as an advisor to it in respect of this
Termination Agreement.
3. _Additional Representation of Party B. Party B hereby represents and warrants to
Party A that the sum of (a) the Termination Amount required to be paid by Party B to Party A
hereunder (less any accrued but unpaid regularly scheduled payments under the Transactions
included therein), plus (b) the termination payment or termination payments required to be paid
by Party B to Morgan Stanley Capital Services Inc. in connection with the termination of the
Morgan Stanley Transactions (as such term is defined in Resolution No. 2010-49 of the City
Council of the City of Vernon adopted April 6, 2010) (not including accrued but unpaid regularly
scheduled payments under the Morgan Stanley Transactions) shall not exceed USD 60,000,000.
4. Documents to be Delivered.
(a) The following documents shall be delivered by Party B to Party A promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party B with respect to the enforceability of this
Termination Agreement against Party B; and
2
Ref. MS06709, MS06710, MS06711, MS0671.2, and MS06713
NYK 1172756-8.071371.0010
(ii) evidence reasonably satisfactory to Party A of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party B to execute
the same.
(b) The following documents shall be delivered by Party A to Party B promptly upon
execution of this Termination Agreement:
(i) an opinion of counsel to Party A with respect to the enforceability of this
Termination Agreement against Party A; and
(ii) evidence reasonably satisfactory to Party B of the authority and genuine
signature of the individual signing this Termination Agreement on behalf of Party A to execute
the same.
5. Governing Law. This Termination Agreement shall be governed by and construed
in accordance with the laws of the State of New York, without reference to choice of law
doctrine.
6. Counterparts. This Termination Agreement may be executed in counterparts,
each of which shall be deemed an original.
3
Ref. MS06709, MS06710, MS06711, MS06712, and MS06713
NYK 1172756-8.071371.0010
j IN WITNESS WHEREOF, the parties have executed this Termination Agreement as of
the date first above written.
CITIBANK, N.A.
By:
VERNON NATURAL GAS FINANCING AUTHORITY
By:
Hilario Gonzales, Chairman
ATTEST:
William Davis, Secretary
4
Ref. MS06709, MS06710, MS0671 1, MS06712, and MS06713
NYK 1172756-8.071371.0010
(' O
ORRICK
April 12, 2010
Citibank, N.A.
New York, New York
Ladies and Gentlemen:
ORRICK, HERRINGTON & SUTCLIFFE LLP
777 SOUTH FIGUEROA STREET
SUITE 3200
LOS ANGELES, CALIFORNIA 90017-5855
tel +1-213-6292020
fax +1-213-612-2499
WWW.ORRICK.COM
We have acted as counsel to the Vernon Natural Gas Financing Authority (the
"Authority") in connection with the execution and delivery of the Termination Agreement, dated
as of April 7, 2010, between the Authority and Citibank, N.A. (the "Termination Agreement").
This letter is being delivered pursuant to Section 4(a)(i) of the Termination Agreement.
Capitalized terms not otherwise defined herein shall have the meanings ascribed thereto in the
Termination Agreement.
In such connection, we have reviewed the Termination Agreement, certificates of the
C- Authority, and such other documents, opinions and matters to the extent we deemed necessary to
render the opinion set forth herein.
The opinion expressed herein is based on an analysis of existing laws, regulations, rulings
and court decisions and covers certain matters not directly addressed by such authorities. Such
opinion may be affected by actions taken or omitted or events occurring after the date hereof.
We have not undertaken to determine, or to inform any person, whether any such actions _are
taken or omitted or events do occur or any other matters come to our attention after the date
hereof. Accordingly, this opinion speaks only as of its date and is not intended to, and may not,
be relied upon in connection with any such actions, events or matters. We have assumed the
genuineness of all documents and signatures presented to us (whether as originals or copies) and
the due and legal execution and delivery thereof by, and validity against, any parties other than
the Authority. We have assumed without undertaking to verify the accuracy of the factual
matters represented, warranted or certified in the documents referred to in the second paragraph
hereof. We call attention to the fact that the rights and obligations under the Termination
Agreement, and its enforceability, may be subject to bankruptcy, insolvency, reorganization,
arrangement, fraudulent conveyance, moratorium and other laws relating to or affecting
creditors' rights, to the application of equitable principles, to the exercise of judicial discretion in
appropriate cases, and to the limitations on legal remedies against public entities in the State of
California. We express no opinion with respect to choice of law provisions contained in the
Termination Agreement.
OHS West:260892172.1
O
O R R I C K
Citibank, N.A.
April 12, 2010
Page 2
Based on and subject to the foregoing, and in reliance thereon, as of the date hereof, we
are of the opinion that the Termination Agreement has been duly executed and delivered by, and
constitutes the valid and binding obligation of, the Authority.
This letter is furnished by us as counsel to the Authority. No attorney -client relationship
has existed or exists between our firm and you in connection with the Termination Agreement or
by virtue of this letter. Our engagement with respect to the Termination Agreement has
concluded with its execution and delivery. We disclaim any obligation to update this letter. This
letter is delivered to the you as the counterparty to the Termination Agreement, is solely for your
benefit as such, and is not to be used, circulated, quoted or otherwise referred to or relied upon
by you for any other purpose or by any person to whom it is not specifically addressed.
Very truly yours,
C/✓GCCC� � •Gca '4' G�" CCIJ
ORRICK, HERRINGTON & SUTCLIFFE LLP
OHS West: 260892172. 1
April 7, 2010
Vernon Natural Gas Financing Authority
4305 Santa Fe Avenue
Vernon, CA 90058
Ladies and Gentlemen:
I have acted as counsel to Citibank, N.A. ("Citibank") in connection with the execution
and delivery by Citibank of the Termination Agreement dated as of April 7, 2010, (the "Termination
Agreement") relating to the Confirmations of Transaction, Reference Nos. MS06709, MS06710,
MS06711, MS06712 and MS06713 dated June 27, 2006, as amended and restated as of May 13, 2009,
(the "Confirmations"), entered into pursuant to an ISDA Master Agreement dated as of June 27, 2006 and
amended and restated as of May 13, 2009 (the "Master Agreement"), each between Vernon Natural Gas
Financing Authority (the "Counterparty") and Citibank.
In such capacity I have examined a copy of the Termination Agreement, the Master
Agreement and the Confirmations. I have also reviewed certain corporate proceedings of Citibank and I
have examined originals, or copies certified or otherwise identified to my satisfaction, of such corporate
records of Citibank, certificates of public officials and of officers and representatives of Citibank, and
such other documents as I have deemed necessary as a basis for the opinions hereinafter expressed. In
such examination, I have assumed the authenticity of all documents submitted to me as originals and the
conformity with the originals of all documents submitted to me as certified or otherwise satisfactorily
identified copies. I have also assumed that the Agreement and the Confirmations have been duly
executed and delivered by Counterparty pursuant to appropriate corporate authority. The opinions given
below are limited to matters concerning the laws of the United States of America and the State of New
York and the General Corporation Law of the State of Delaware.
Based upon the foregoing and having regard for such legal considerations as I deem
relevant, I am of the opinion that:
1. Citibank is a corporation duly existing under the laws of the State of Delaware.
2. Citibank has full corporate power to execute and deliver the Termination Agreement
and to perform its obligations thereunder.
3. Such actions have been duly authorized by all necessary corporate action and do not
violate, and are not in conflict with, any provision of law or of the Restated Certificate of Incorporation or
By-laws of Citibank.
4. No authorizations of, exemptions by or filings with any governmental or other
authority are required to be obtained or made in connection with Citibank's execution, delivery and
performance of the Termination Agreement.
5. The Termination Agreement has been duly executed and delivered by Citibank, and
constitutes a legal, valid and binding obligation of Citibank, enforceable against Citibank in accordance
Page 1 of 2
with its terms (subject to applicable bankruptcy, insolvency, fraudulent transfer, reorganization,
moratorium or other laws affecting creditors' rights generally from time to time in effect). The
enforceability of Citibank's obligations is also subject to general principles of equity (regardless of
whether such enforceability is considered in a proceeding in equity or at law).
I am furnishing this opinion to you, solely for your benefit and no other person is entitled
to rely hereon. This opinion is not to be used, circulated, quoted or otherwise referred to for any other
purpose.
Very truly yours,
Eugene Kwon
Page 2 of 2
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