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Resolution No. 2010-063RESOLUTION NO. 2010-63 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON ESTABLISHING ANNUAL TARGETS FOR ENERGY EFFICIENCY SAVINGS AND DEMAND REDUCTION FOR THE NEXT TEN YEARS AND AUTHORIZING THE SUBMISSION OF REPORTS RELATING TO ENERGY EFFICIENCY AND DEMAND REDUCTION IN ACCORDANCE WITH ASSEMBLY BILL 2021 WHEREAS, the City of Vernon ("City") is a chartered municipal corporation of the State of California that owns and operates a system for the generation, purchase, transmission, distribution and sale of electric capacity and energy; and WHEREAS, Assembly Bill 2021 (Levine) ("AB 2021") was signed by the Governor and thus enacted as law on September 26, 2006; and WHEREAS, AB 2021 requires all local publicly owned utilities to acquire all available energy efficiency and demand reduction resources that are cost effective, reliable, and feasible; and WHEREAS, AB 2021, codified in relevant part as California Public Utilities Code Section 9615, requires each local publicly owned utility, every three years, to identify all potentially achievable cost effective electricity efficiency savings and to establish annual targets for energy efficiency savings and demand reduction for the next ten year period; and WHEREAS, Section 9615(c) of the California Public Utilities Code requires each local publicly owned utility, within sixty days of establishing annual targets for energy efficiency savings and demand reduction, to report such annual targets to the State Energy Resources Conservation and Development Commission and the basis for establishing those targets; and WHEREAS, Section 9615(d) of the California Public Utilities Code requires each local publicly owned utility to submit annually to its customers and to the State Energy Resources Conservation and Development Commission a report related to energy efficiency and demand reduction; and WHEREAS, Section 9615(e) of the California Public Utilities Code also requires each local publicly owned utility to submit annually to the State Energy Resources Conservation and Development Commission a report describing the sources of funding for its investments in energy efficiency and demand reduction program investments, the methodologies and input assumptions used to determine cost effectiveness, and the results of an independent evaluation that measures and verifies the energy efficiency savings and reduction in energy demand achieved by its efficiency and demand reduction programs; and WHEREAS, the Light & Power Department retained the assistance of independent energy consultant Navigant Consulting ("Navigant") to develop an energy efficiency resource model for estimating efficiency savings potential; and WHEREAS, Navigant developed the California Publicly Owned Utility Efficiency Resource Assessment Model ("CalEERAM"), an energy efficiency potential model designed to estimate technical, economic and market energy efficiency potential; and WHEREAS, the model forecasts energy savings and demand reduction potential within the residential, commercial and industrial sectors for years 2011-2020; and WHEREAS, the Light & Power Department evaluated the City's electric distribution system and identified potential realistic, achievable energy savings as a result of system modifications and upgrades; and WHEREAS, using the data from the report by Navigant and from -2- the evaluation of the City's electric distribution system, the Light & Power Department was able to determine realistic, achievable energy savings targets for each of the next ten years, which are summarized in the chart attached as Exhibit A; and WHEREAS, the City Council has considered the report of the Light & Power Department staff regarding whether adoption of the energy savings targets for each of the next ten years presented by the Light & Power Department is in the best interest of the City; and WHEREAS, the City Council has concluded that it would be in the best interests of the City to adopt the energy savings targets for each of the next ten years presented by the Light & Power Department. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: SECTION 1: The City Council of the City of Vernon hereby finds and determines that the recitals contained hereinabove are true and correct. SECTION 2: The City Council of the City of Vernon hereby further finds and determines as follows: A. That adoption of the annual energy efficiency savings and demand reduction targets for the next tens years is necessary to allow the City to fully comply with California law as enacted by AB 2021; and B. The proposed annual energy efficiency savings and demand reduction targets for the next ten years will allow the City to improve its energy efficiency and reduce demand for energy on the City's electric system. SECTION 3: The City Council of the City of Vernon hereby adopts the annual energy efficiency savings and demand reduction targets for the next ten year period as presented by the Light & Power -3- Department in the chart attached as Exhibit A. SECTION 4: The City Council of the City of Vernon hereby authorizes the Light L Power Department to report the annual energy efficiency and demand reduction targets adopted hereby to the State Energy Resources Conservation and Development Commission, as required by AB 2021, and to prepare and distribute annually the reports required pursuant to Section 9615 of the California Public Utilities Code. SECTION 5: The City Council of the City of Vernon hereby authorizes the City Administrator, or his designee, to take whatever actions are deemed necessary or desirable for the purpose of implementing and carrying out the purposes of this Resolution and the actions herein approved or authorized. SECTION 6: The City Clerk of the City of Vernon shall certify to the passage, approval and adoption of this resolution, and the City Clerk of the City of Vernon shall cause this resolution and the City Clerk's certification to be entered in the File of Resolutions of the Council of this City. APPROVED AND ADOPTED this 24th day of May, 2010. Name: Hilario Gonzales Title: Mayor ATT T: Willard G. Y gu hi ity Clerk STATE OF CALIFORNIA ) ) ss COUNTY OF LOS ANGELES ) I, Willard G. Yamaguchi, City Clerk of the City of Vernon, do hereby certify that the foregoing Resolution, being Resolution No. 2010-63, was duly passed, approved and adopted by the City Council of the City of Vernon at a regular meeting of the City Council duly held on Monday, May 24, 2010, and thereafter was duly signed by the Mayor or Mayor Pro-Tem of the City of Vernon. Executed this e?6 day of May, 2010, at Vernon, California. C llard ma u hi, City Clerk (SEAL) -5- EXHIBIT A City of Vernon Exhibit A Energy EtWency Prapram TBrg@" uos6 eeue 4Aoo 2611 2.12 H1. 2414 201a xale 2017 2030 2619 2020A MWII 9" 7,063 7,932 6,455 . 9,766 10,716 9,4H BA73 6,967 6,007 %a11,0e4FOrewll 0.64% 0.61% 0.61%. OAG% 0.74% 0.80% 0.70% 0.59--A OM% 0.43%. Technical Potential Eaerp Fok.W (Mwb) -m11 2012 2013. i-. 2114` ; 1015- ; *919 ' - 2117 2019 .. - Deddladal 49 - 42 43 43 44 44 45 46 46 47 No.-DWd1atN1 298,4B6 30D,784 303" MAN 309,777 312,823 317,2T/ 322,036 326,8% 331,769 71ds1ARD.11,11mv 798035 3MA27 303" 3051l57 3UM21 312,867 317,322 322A81 3M932 331011 1p a tolU0lty Fw Lo 23.69% 23.49% 2333% 23.29% 23.42% 23.33-% 23.45% 2347-- 23.47Y. 23A7% Da"Od► les"(M) ill} 2032 2013 T+114 2015 2116 2017 ]918 -2119. - 2020 11"Madol 18 17 !8 18 18 18 )a 19 19 19 Nm-Rcddmslil 56,313 56AM 57,207 57,642 58,389 5,,963 59l01 00,700 61,610 6U35 7bhl AY D.nbap 56.331 56,712 57,224 57AN 58,407 58,982 59,111 $0,712 61,039 42AW hlcend Udlky F.Mmw 27.60% 27Z7%. 26.99% 26.94% 27.17% 27.06% 27.19% 2723% 27.15% 27.20% Economic Potential D.e.lp Pokadal WWI) 2011 2612 2023: 2014 : 2615. - 2616 : 2017 -. 201t An 2020 Relidladd 42 35 35 36 36 37 37 38 38 39 11e.-Reslde.d.l 291,529 293,776 296,430 298,688 302.$58 305,533 3M.U4 314,332 319,250 324.039 TWO All D611dlaw 291,631 2931811 2%466 293,723 30,095 305,78 3119,921 M4,469 319,= 314,M Tase.torRddty FOUM 23.14% 22.95% 22.78Y. 22,75% 22,97% 2210% 229D% 2292% 2297Y. 22.92% Dem"wl Poksd.l (kY.� 2111. 2612 2013 2014 1615 2016 2017 ton 2019 2628 - ALW11.111iN 9 8 8 8 a 8 8 9 9 9 NO. RVddead.l 54,868 55,226 55.725 56,149 56.rn 37,436 58.254 59.129 60,015 60,915 7.1.1 An "MO 54,877 55,2M 39,733 56,158 56,885 57,445 56,263 59,136 WJW 60,924 PeleralerDtwty I,—cw 26.09% 20,55% 26.29Y. 26,74% 26.46% 2635% 26.48% 26.52% 26.44% 2649% Market Potential -Recommended Target for Council Approval Seely Foleadal (MtV►) - .Srepy 2011 2012 2013 2024 2013 U16 2017 2018 2019 MW Dr21de tial 0 d, 0 0 0 0 0 0 0 0 No6-D4.W-w 8.020 7,863 7,992 9,655 9,766 1%716 9,468 8,073 6,962 6A87 7bul AN D.H4hw 8,020 7.163 7,992 61655 9,766 16,716 9t10 e,073 6.%2 f.007 pmal or valy Fs1e1m1 064% 0.61% 0.61% 066% 034% 0.80% 0.70% 0.59% OSO% 0.43% Delse6d FOkadl (IA1) Beefier 2a11 -.. 2012 2013 2014 2015 2914 2017 2018 20U 2670 Reddeodal 0 0 0 -0 0 0 0 0 0 0 N00-Reddeetlal 973 958 981 1,070 1,205 1,317 1,178 2,023 900 804 Thal All%Oldl.p 973 958 "1 1,070 1,705 1,317 1,178 1,%3 9w 864 Yqr torllddq• FOree617 0.48% 0.46% 0.46% 0.50% 0.56% 0.60% 454% 0A61A 0.40%035% Market Energy Potential 0 1011 2e12 2013 1014 201t 2010 2017 2016 2010 2M0 r Residenin.1 aN0n•RwWmgal t 70tal All Bundlnpt Ha►ket Demand Potential SAW T— S.w 1,600 - 1 soe z ,ON i y O03e 2012 2017 W14 .016 =16 2017 L16 20to Residan1,161 c Non-ResideMlai ft Ulal All Buildings CITY CLERK'S OFFICE INTEROFFICE MEMORANDUM DATE: May 25, 2010 TO: Donal O'Callaghan, City Administrator/Director of Light & Power FROM: Willard Yamaguchi, City Clerk 4T RE: Resolution No. 2010-63 — A Resolution of the City Council of the City of Vernon Establishing Annual Targets for Energy Efficiency Savings and Demand Reduction for the Next Ten Years and Authorizing the Submission of Reports Relating to Energy Efficiency and Demand Reduction in Accordance with Assembly Bill 2021 Transmitted herewith is a copy of Resolution No. 2010-63 referenced above, which was approved by City Council on May 24, 2010. Thank you. WY:dj c: Resolution No. 2010-63 RECEIVED u��� „ ,•4a flJ7U /3 J-. r STAFF REPORT LIGHT' & POWER DATE: May 17, 2010 (�R 4;;1 TO: Honorable Mayor and City Council MAY 2 0 2010 CITY CLERK'S OFFICE MAY t 7 2010 FROM: Donal O'Callaghan, Director of Light & Power RE: Electric Energy and Demand Savings First Triennial Update in Accordance with Assembly Dill AB-2021 for the 10-Year Period of 2011-2020 Purpose: Assembly Bill 2021 requires each publicly owned utility ("POU") to identify all potentially cost-effective energy efficiency saving and establish annual target for energy efficiency savings and demand reduction for the next 10-year period. The statue also requires POU's to initially report the adopted targets to the California Energy Commission by June 1st, 2007 and by June 1st of every third year thereafter. In compliance with AB 2021, in order to meet the triennial requirement for updating targets, California Municipal Utility Agency (CMUA), in partnership with Northern California Power Authority (NCPA) and Southern California Public Power Authority (SCPPA), initiated a collaborative framework for 36 publicly owned utilities including the City of Vernon to analyze market potential and update individual utility program targets. A consultant, Navigant Consulting (formerly Summit Blue Consulting), was hired to develop an energy, efficiency resource model for estimating efficiency saving potential. The consultant developed the California Publicly Owned Utility Efficiency Resource Assessment Model (CalEERAM), an energy efficiency potential model designed to estimate technical, economic and market energy efficiency potential. The model forecasts energy savings and demand reduction potential within the residential, commercial and industrial sectors for years 2011.2020. Customized versions of the model were created for each of the 36 publicly owned utilities. The analysis performed for the City of Vernon focused on the Market Potential energy efficiency savings which determined the annual electricity and demand reduction saving targets based on specific statistics mentioned in the forecast model. The recommended targets for the City of Vernon are attached to this staff report as Exhibit A. The Market Potential is an estimate of the portion of the economic energy efficiency potential that could be attributed to a utility energy efficiency program, recognizing the Date: To: From: INTEROFFICE���� Light & Power Department May 17, 2010 Donal O'Callaghan Director of Light and Power MEMORANDUM Abraham Alemu A -A— Electric Resources Planning & Development Manager SUBJECT: Electric Energy and Demand Savings First Triennial Update in Accordance with Assembly Bill AB-2021 for the 10-Year Period of 2011-2020 Assembly Bill 2021 requires each publicly owned utility ("POU") to identify all potentially cost-effective energy efficiency saving and establish an annual target for energy efficiency savings and demand reduction for the next 10-year period. The statue also requires POU's to initially report the adopted targets to the California Energy Commission by June 15t, 2007 and by June Vt of .every third year thereafter. Attached for City Council approval is Electric Energy and Demand Savings First Triennial Update in Accordance with Assembly Bill AB-2021 for the 10-Year Period of 2011-2020. The initial ten-year annual target was prepared by Marketable Engineered Projects, LLC ("MEP,LLC") in 2008 and approved by Resolution No. 9546. Staff requests a similar resolution to be prepared by the City Attorney's office. DO:AA Attachments c: Abraham Alemu Document Control ACI IVED MAY 1 7 2010 BY: 3:.� Staff Report- May 17, 2010 Mayor and City Council Page 2 effect of a limited set of market barriers. Market energy efficiency potential is modeled to vary with specific parameters, such as the magnitude of measure incentives and customer awareness and willingness to adopt energy efficient measures. Compared to the initial ten-year annual target prepared by Marketable Engineered Projects, LLC ("MEP, LLC") in 2008 and approved by Resolution No. 9546, the current analysis recommends higher energy and demand saving targets per year. The initial target prepared by Marketable Engineered Projects, LLC ("MEP, LLC') was based on historic energy audits conducted for businesses within the City limit. However, the analysis performed by Navigant Consulting is a comprehensive study employing updated statistics which resulted in higher energy & demand savings goals. Attached for references purposes is a description of the model developed by Navigant Consulting to estimate energy efficiency program targets. The results for the City of Vernon are labeled Exhibit A and are attached to the document. Recommendation: Staff recommends the following: a The City Council establish the recommended Electric Energy and. Demand Savings First Triennial Update prepared in accordance with Assembly Bill AB- 2021 for the 10-Year Period of 2011-2020 • The City Council authorize the L&P Department to submit to the CEC the resolution, the Staff Report, and Exhibit A to the Staff Report to the California Energy Commission Fiscal Impact: The program is funded as part of the Public Benefits Program. DO:AA:eo DRAFT RESOLUTION NO. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF VERNON ESTABLISHING ANNUAL TARGETS FOR ENERGY EFFICIENCY SAVINGS AND DEMAND REDUCTION FOR THE NEXT TEN YEARS AND AUTHORIZING THE SUBMISSION OF REPORTS RELATING TO ENERGY EFFICIENCY AND DEMAND REDUCTION IN ACCORDANCE WITH ASSEMBLY BILL 2021. WHEREAS, the City of Vernon ("City") is a chartered municipal corporation of the State of California that owns and operates a system for the generation, purchase, transmission, distribution and sale of electric capacity and energy; and WHEREAS, Assembly Bill 2021 (Levine) ("AB 2021") was signed by the Governor and thus enacted as law on September 26, 2006; and WHEREAS, AB 2021 requires all local publicly owned utilities to acquire all available energy efficiency and demand reduction resources that are cost effective, reliable, and feasible; and WHEREAS, AB 2021, codified in relevant part as California Public Utilities Code Section 9615, requires each local publicly owned utility, every three years, to identify all potentially achievable cost effective electricity efficiency savings and to establish annual targets for energy efficiency savings and demand reduction for the next ten year period; and WHEREAS, Section 9615(c) of the California Public Utilities Code requires each local publicly owned utility, within sixty days of establishing annual targets for energy efficiency savings and demand reduction, to report such annual targets to the State Energy Resources Conservation and Development Commission and the basis for establishing those targets; and WHEREAS, Section 9615(d) of the California Public Utilities Code requires each local publicly owned utility to submit annually to its customers and to the State Energy Resources Conservation and Development Commission a report related to energy efficiency and demand reduction; and WHEREAS, Section 9615(e) of the California Public Utilities Code also requires each local publicly owned utility to submit annually to the State Energy Resources Conservation and Development Commission a report describing the sources of funding for its investments in energy efficiency and demand reduction program investments, the methodologies and input assumptions used to determine cost effectiveness, and the results of an independent evaluation that measures and verifies the energy efficiency savings and reduction in energy demand achieved by its efficiency and demand reduction programs; and WHEREAS, the Light & Power Department retained the assistance of independent energy consultant Navigant Consulting ("Navigant") to develop an energy efficiency resource model for estimating efficiency savings potential; and WHEREAS, Navigant developed the California Publicly Owned Utility Efficiency Resource Assessment Model ("CalEERAM"), an energy efficiency potential model designed to estimate technical, economic and market energy efficiency potential; and WHEREAS, the model forecasts energy savings and demand reduction potential within the residential, commercial and industrial sectors for years 2011-2020; and WHEREAS, the Light &Power Department evaluated the City's electric distribution system and identified potential realistic, achievable energy savings as a result of system modifications and upgrades; and -2- WHEREAS, using the data from the report by Navigant and from the evaluation of the City's electric distribution system, the Light & Power Department was able to determine realistic, achievable energy savings targets for each of the next ten years, which are summarized in the chart attached as Exhibit A; and WHEREAS, the City Council has considered the report of the Light & Power Department staff regarding whether adoption of the energy savings targets for each of the next ten years presented by the Light & Power Department is in the best interest of the City; and WHEREAS, the. City Council has concluded that it would be in the best interests of the City to adopt the energy savings targets for each of the next ten years presented by the Light & Power Department. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF VERNON AS FOLLOWS: SECTION 1: The City Council of the City of Vernon hereby finds -and determines that the recitals contained hereinabove are true and correct. SECTION 2:' The City Council of the City of Vernon hereby further finds and determines as follows: A. That adoption of the annual energy efficiency savings and demand reduction targets for the next tens years is necessary to allow the City to fully comply with California law as enacted by AB 2021; and B. The proposed annual energy efficiency savings and demand reduction targets for the next ten years will allow the City to improve its energy efficiency and reduce demand for energy on the City's electric system. SECTION 3: The City Council of the City of Vernon hereby adopts the annual energy efficiency savings and demand reduction -3- targets for the next ten year period as presented by the Light & Power Department in the chart attached as Exhibit A. SECTION 4: The City Council of the City of Vernon hereby authorizes the Light & Power Department to report the annual energy efficiency and demand reduction targets adopted hereby to the State Energy Resources Conservation and Development Commission, as required by AB 2021, and to prepare and distribute annually the reports required pursuant to Section 9615(d) and (e) of the California Public Utilities Code. SECTION 5: The City Council of the City of Vernon hereby authorizes the City Administrator, or his designee, to take whatever actions are deemed necessary or desirable for the purpose of implementing and carrying out the purposes of this Resolution and the actions herein approved or authorized. SECTION 6: The City Clerk of the City of Vernon shall certify to the passage, approval and adoption of this resolution, and the City Clerk of the City of Vernon shall cause this resolution and the City Clerks certification to be entered in the File of Resolutions of the Council of this City. APPROVED AND ADOPTED this 24th day of May, 2010. Name: Title: Mayor / Mayor Pro-Tem ATTEST: Willard G. Yamaguchi, City Clerk STATE OF CALIFORNIA ) ) as COUNTY OF LOS ANGELES ) I, Willard G. Yamaguchi, City Clerk of the City of Vernon, do hereby certify that the foregoing Resolution, being Resolution No. was duly passed, approved and adopted by the City Council of the City of Vernon at a regular meeting of the City Council duly held on Monday, May 24, 2010, and thereafter was duly signed by the Mayor or Mayor Pro-Tem of the City of Vernon. Executed this day of May, 2010, at Vernon, California. (SEAL) Willard G. Yamaguchi, City Clerk 16'1 Exhibit A City of Vernon Energy Efflclency Program Targets 12,000 6,000 —rsrm�- 4,000. .. 2.000 _.. ` 2011 2012 2013 2014 =IS 2010 2017 2018 Wig 2020 MWR 9,020 i 7^3 7,992 9,655 0,766 10,716 9,468 9A73 6,962 6,087 %of Land FOreeasl 0.64% 0.61% 0.61% 0.66% 0.74% 0.8054 0.70% 0,59% OSO% 0:43% Technical Potential Energy PaRngal(1NWh) " SeciW I( 2011 2612 2013 ".._2014 i 2015.. 2016 32017 1 2018 2019 1:.2020 -; Residential 49 42 43 43 44 44 45 46 46 41 Non-Residendd 298,486 300,794 303.502 305.814 309,777 112,823 317,277 322,036 3AS66 331.769 Total All Buildings 298PS 300,827 303,545 305JU7 309,821 312,867 317,322 322.081 326912 331,816 Peraentuf U$lity Fa.ccast 23.69% 23.49% 23.33% 23.29% 23A2% 23.35% 23.45% 23.47% 23.47% 23,47% Demand Potential (M) " Sector .` 1,011 . 2012` 2813 1 '4114 2015 2016 2011 2018 2019 2610 ' Residential 18 17 Is 18 IS 18 18 1') 19 19 Non -Residential 36,313 56,694 57,207 57,642 58,389 58.963 59,803 60,700 61,610 62,535 Total All Baildinp 56,331 56,712 57,224 51,660 S8,407 59,982 59,821 60,719 61,629 62,553 Percentof Uglily Foreeast 21.60% 2727% 26.99% 26.94% 27.17% 27.06% 27.19% 27.23% 27.15% 27.WS Economic Potential Energy Potential 1MW id ... Seel or ,2011 2012+ 2013 :; 2014 2015`` 2016 2017" 2MB. 201l, 2020 -.'. Reddeatid 42 35 35 36 36 37 37 38 38 39 Non -Residential 291,589 293,776 296.430 298,698 302,SSS 305.533 309,084 314,532 519.250 324,039 Total All Buildinga 291,631 293All 296,466 298,723 302'995 305,570 389,921 314,569 319,788 324,077 Percent of Utility Fereeasl 23.14% 22.95% 22.78% 22,75% 22.97% 22.80% 22.90% 22.92% 2292% 22925, Demand Potential (Bid) Stator. 2011 2012 2013 2014 201S-2016 2017 2610 - 2019 (202D' Beddentiol 9 8 8 8 8 8 8 9 9 9 Non-Resldeadal 54,963 55,226 55725 56,149 56.877 57,436 18.254 59.129 60,015 60,915 Tout All Building,. 541077 55,234 S5,733 56,159 56AS3 51,445 59,263 59,136 60,023 40,924 Ferceatefulilily Forecast 26.89% 26.5P°/. 26.29% 26,24%. 26.461/6 26.35% 26,18% 26.52% 26,44% 26,49% Market Potential -Recommended Target for Council Approval Energy Potential (MWb) ' Sector = -.: -2011 2012 201J :2014 2013 2016 '2017 101& 2019 `_ 2020 Residential 0 0 0 0 0 0 0 0 0 0 Non-It"wengal 8.020 7,863 7,992 3,655 9,766 10,716 9,468 9,073 6,962 6.097 Told All Building. 8,020 7,863 7992 8.655 9,766 10,716 9068 8,073 6,962 6,087 Percentof Uglily Forecast 0.64% 0.61% "1% 0.66% 0.74% 090% 0.70% 0.59% 0.50°/a 043% Demand Potential (kW) Sour - 2011 2012'. 2013 `. 2014 201S-- 2ry16 -. t1017 2018 2019 2020-' Residential 0 0 0 0 0 0 0 0 0 0 Non-Residen1131 973 958 981 1.070 1,205 1,317 1,179 1,023 900 804 Total All Oulldings 973 959 991 1,070 1,305 I,)17 1,179 1,023 900 804 Percentof Utlllty Forecast 0.48% 0.46% 0.46-A 0.5036 0.56% 0.60% 0.54% 0,46% 0A0% 0.35% Market Energy Potential l7 000 10,000 6,000 1 6Aoa 4,000 2,000 o 2011 2012 2013 2014 2015 2018 2017.1 20Fe 2019 2020 $Residential ®NOn•Reeldentlal 0 Total All Buildings Energy Efficiency Program Targets CalEERAM is an Excel spreadsheet model based on the integration of energy efficiency measure impacts and costs, utility customer characteristics, utility load forecasts, and utility avoided costs and rate schedules. Excel is used as the modeling platform to provide transparency to the estimation process. Using Excel also allows the model to be customized to each client's unique characteristics and can accommodate their ability to provide specific model input data. The model utilizes a "bottoms -up" approach in that the starting points are the study area building stocks and equipment saturation estimates, forecasts of building stock decay and new construction, energy efficiency technology data, past energy efficiency program accomplishments, and decision maker variables that help drive the market scenarios. CalEERAM does not estimate annual market energy efficiency potential based on a diffusion curve, instead the model calculates market potential based on a decision maker adoption rate algorithm. CalEERAM estimates energy efficiency resource potential for three perspectives. Each perspective provides "net" estimates of resource potential: • Technical energy efficiency potential represents the amount of energy efficiency savings that could be achieved when not considering economic and market barriers to customers' installing energy efficiency measures. Technical potential is calculated as the product of the energy efficiency measures' savings per unit, the quantity of applicable equipment in each facility, the number of facilities in a utility's service area, and the measure's current market saturation. Technical potential estimates include energy efficiency measures that may not be cost effective, and technical potential does not consider market barriers such as customers' lack of awareness of or willingness to implement energy efficiency measures. Technical energy efficiency potential estimates, while not realistically obtainable, are used to establish the outer boundary of what can be achieved through energy efficiency programs. • Economic energy efficiency potential represents the portion of the technical energy efficiency potential that is "cost-effective," from a societal perspective, as defined by the Total Resource Cost (TRQ test. Economic potential does not consider market barriers that limit a voluntary utility efficiency program's success in encouraging customers to install energy efficiency measures. • Achievable energy efficiency (Market) potential is an estimate of the,portion of the economic energy efficiency potential that could be attributed to a utility energy efficiency program, recognizing the effect of a limited set of market barriers. Market energy efficiency potential is modeled to vary with specific parameters, such as the magnitude of measure incentives and customer awareness and willingness to adopt energy efficient measures. Within the achievable energy efficiency potential assessment, the individual measures are modeled by expected type of energy efficiency program design. Three program design options are included in CalEERAM: Replace on Burnout, Retrofit, and New Construction. Replace on Burnout (ROB) means that an energy efficiency measure is implemented only after the existing equipment fails. An example would be purchasing an energy efficient clothes washer after the existing clothes washer fails. Retrofit (RET) means that an energy efficiency measure could be implemented immediately. For instance, installing a low flow showerhead is usually implemented before the existing showerhead fails. Replacing incandescent lamps may be an RET but can be treated as a ROB because of the relatively short lifetime for incandescent bulbs. New Construction (New) means that a measure is installed when the building is first constructed. Baseline technologies for new construction measures may be different than those for RET, with different energy impacts and incremental technology costs. Additionally, the incremental implementation costs for new construction measures are often lower than RET because, in new construction, a technology is being installed, regardless of efficiency, and the incremental cost to install the efficient version is typically small. Within CaIEERAM, several financial tests and calculations are performed. The primary test is the Total Resource Cost (TRC) test. The present value of avoided costs (the benefits) is divided by the technology cost and the program administrative costs. A TRC value greater than or equal to 1.0 indicates that the resource is cost effective. CalEERAM utilizes the TRC test to identify which of the technically achievable measures are economically achievable. Measures with a TRC of 1.0 or higher are included in economic potential. The model allows for, under limited conditions, certain measures to be included (or excluded) in the economic potential regardless of its cost effectiveness. The model also calculates several additional cost effectiveness parameters: the Utility Cost Test, the Participant Cost Test, simple customer payback, and levelized measure costs. Simple customer payback is used in the model's decision maker adoption rate algorithm. The payback calculation takes measure cost less the incentive received and divides it by first year energy bill savings. The energy efficiency supply curves are based on the energy efficiency measure cost per kWh levelized over the lifetime of the measure. It is calculated by multiplying energy efficiency measure costs by the Capital Recovery Factor (CRF) then dividing by the first year kWh savings. CalEERAM Model Inputs and Outputs Figure 1 illustrates the flow of information in and out of CaIEERAM. The model can be segregated into three sections. • Utility Service Area Inputs: — Utility specific information on rates, avoided costs, load and building stock forecasts, and historical levels of DSM achievement. — Customer data including building/equipment characteristics, decision maker awareness of conservation measures and if aware, willingness to install. — Technology data including measure level impacts and costs, measure life, incentive levels, administrative costs, and net -to -gross estimates. • Model Calculations: — Develop Technical Potential based on the inputs above. 2 — Develop Economic Potential by screening Technical Potential with the TRC test. — Develop Market Potential based on available economic potential, calibration targets, and the decision adoption methodology, detailed in the sections below. • Model Outputs: — Tables and graphs on Technical, Economic, and Market Potentials. -- Both cumulative and incremental market potential estimates by planning year. The incremental values are used to define annual goals. — Both cumulative and incremental administrative and incentive cost estimates by measure and planning year — Market Potential supply curves. 3 0 f aUI RR !!alms 10 "HANS a x & - i j 19 N 0 T -ILI V 1 r. 6 In Utility Service Area Inputs Navigant relied on a number of data sources for model inputs. Input data are grouped as follows: e Rate schedules by sector — Rate schedules were provided by each utility. • Avoided costs — For most utilities, the avoided costs were taken from the 2010 version of the E3 Reporting Tool used by publicly owned utilities for reporting their energy efficiency programs. A few utilities provided their own estimates of avoided costs. • Energy and demand forecasts - Energy and demand forecasts were provided by each utility. Discount Rate Discount rates were provided by each utility. In general, the discount rates used are the same as used in the E3 Reporting Tool. • Inflation Rate —The average inflation rate from January 2000 to September 2009.as reported by the US Bureau of Labor Statistics. s Residential Housing Stock— Baseline estimates of residential building stocks were generally provided by each utility. For a few small utilities, estimates were based on an average use per dwelling from similar utilities in the same climate zone. Splitting housing stock between single family and multi -family varied by utility. Some utilities had baseline estimates, but most utilities did not. For those who did not, census data was used. • Non -Residential Building Stock — Only one utility had specific information of building square footage. For the remainder, the following technique was used: -- Shares of non-residential sales by building type were developed from the utility "Quarterly Fuels and Electricity Report" submittals to the California Energy Commission (CFC). These submittals had sales identified by the North American Industry Classification System (NAICS) code. — Average use per thousand square feet of floor space by building type and climate zone was obtained from the California Commercial End -Use Survey' (CEUS). — Dividing the sales per NAICS by the average use per thousand square feet created the baseline estimates of non-residential building floor space. e Residential Sector HVAC and Water Fuel Shares - Several utilities provided fuel share estimates. For the remaining utilities, the fuel share estimates were derived from the California Residential Appliance Saturation Survey. `The California Commercial End -Use Survey, prepared by Itron, Inc., prepared for the California Energy Commission, March 2006. 2 'California Statewide Residential Appliance Saturation Study', prepared by KEMA-Xenergy, prepared for the California Energy Commission, June 2004. 5 Estimates of Administrative Costs/kWh = A small number of utilities provided their own estimates. For the remaining, the estimates represent an average of the administrative casts/kWh as reported in the 2009 CMUA report3. • Utility Program Accomplishments in FY 2006, FY 2007, and FY 2008 — Based on the three previous versions of the CMUA report. This data was used for two purposes. First, the sum of FY 2006 through FY 2008 accomplishments was used to update the baseline densities of the efficient technologies. Second, the annual accomplishments provided guidance on appropriate 2011 target values. • Energy Efficiency Measure Impacts, Load Shapes, and Costs — Extracted from the 2010 version of the E3 Reporting Tool Baseline Estimates of Technology Density— For both the base technology and the energy efficient technology, the primary source were the input files used to develop the California Energy Efficiency Potential Study conducted by Itron for the State of California's Investor Owned Utilities (IOUs) in 20084. ,For the City of Alameda, some of these baseline densities were modified based on a combination of a telephone survey of customers, conducted by Navigant, and a detailed discussion regarding saturation estimates between Navigant and City of Alameda staff. e Baseline estimates of Decision Maker Awareness and Willingness -The primary source was the input files used to develop the California Energy Efficiency Potential Study conducted by Itron for the State of California's Investor Owned Utilities (IOUs) in 2008. • Net -to -Gross Values —The model accepts net -to -gross value inputs at the measure and building type level However, Navigant relied on the values for net -to -gross included in the E3 Reporting Tool as its source for net -to -gross values. Each utility has the option to modify this input if desired. • Calibration Targets — Navigant collected energy efficiency program results for 54 publicly owned utilities: 27 municipal utilities from California and 27 municipal and cooperatively owned utilities from Connecticut, Iowa, Minnesota, and Vermont. The analysis used publicly available data from primary utility DSM annual regulatory reports and EIA FERC Form 861 baseline sales Batas. We categorized incremental DSM program results and baseline data by major customer sector: residential and commercial and industrial (C&I). Incremental DSM results and expenditures were normalized overall and for the two major customer sectors by using baseline sales data to determine expenditures as a percentage of revenue, energy savings as percentage of sales, and peak demand savings as a percentage of peak demand. Navigant 3 'Energy Efficiency in California's Public Power Sector: A 2009 Status Report', prepared by the California Municipal Utility Association, March 2009. 4 `California Energy Efficiency Potential Study', by Itron, Inc. and Kema-Xenergy, for Pacific Gas and Electric, September 10, 2008. s Baseline and DSM data were used from 2007, as E:IA 2008 baseline data were not available. 6 also calculated costs of conserved energy ($/kWh) and demand ($/kW) on a first year basis. The median of normalized spending, savings, and cost of savings were identified. The median is used to identify best practice organizations —those with above median savings at median or below median cost of savings. To calibrate CalEERAM, Navigant used as a guideline the median energy savings, as a percentage of sales, of the best practice organizations of the reviewed POUs that are outside California, 0.96% for C&I and 0.93% for residential. Non -Residential Building Types Assessed The Navigant Energy Efficiency Potential Model (on which CalEERAM is based) has the capability of modeling a large number of different building types. For CalEERAM, the building types assessed included three residential building types, four commercial building types and,one industrial category type. The building types and categories include: • Residential new construction • Residential single family existing • Residential multi -family existing • The largest commercial sector building type by sales volume + The second largest commercial sector building type by sales volume + The third largest commercial sector building type by sales volume • The largest industrial category by sales volume + The remaining balance of sales include in the miscellaneous building type The three commercial sector building types and the single NAILS industrial category for each utility vary. The determination of which to include in CalEERAM was based on the shares of non-residential sales by building type as identified from the utility "Quarterly Fuels and Electricity Report" submittals to the CEC. These submittals have sales identified by NAICS code. The non-residential sales were sorted and the three largest commercial building types, along with the largest NAICs industrial type, were identified and specifically included in the model. The balance of non-residential sales was categorized into the miscellaneous building type. Table 3 identifies the building types and shares of non-residential sales for each of the utilities. Some of the smaller utilities don't have information available from the CEC because either they did not make the submittal (very small utilities are not required to) or some of the sales data cannot be sufficiently masked to prevent identification of specific customers. For most utilities, the largest sales were to commercial sector buildings with the most common being office buildings. Retail non-food and retail food stores were the next most common. For the industrial sector, the food manufacturing industrial type was the most common followed by computer and electronics manufacturing. 7 Table XXX: The Largest Non -Residential Building Types by Sales Volume by Utility Utility Bldg type #1 Sales % #1 Bldg Type #2 Sales %#2 Bldg Type #3 Sales %#3 Largest Industrial Largest Industrial sales % Miscellaneous Sales % Alameda Office 49.8% Retail - Non Food 5.9% Restaurant 5.3% Computers & Electronics 1.51% 37.6% Anaheim Office 12.01% Retail - Non Food 8.4% Hotels 6.1% Computers & Electronics 22 6% 50.8% Azusa School 13.4% Office 10.9% Retail - Non Food 9.5% Food 11.6% 54.6% Banning Retail - Food 7.7% Restaurant 7.5% Office 6.9% Computers & Electronic 13.8'9A 64.2% Biggs Retail -Non Food 2.0% Retail - Food 1.5% Office 1.0% Food 95.0% 0.5% Burbank Office 18.2% Medical Care 9.81% Retail - Non Food 9.0% Motion Picture & Broadcasting 34.996 28 0,9 Colton Office 1 17.4% Retail - Non Food 10.V 1 Retail - Food 5.69/6 Food 24.4% 41.7% Corona Office 19.2% Restaurant 7.9% Retail - Non Food 7.3% None 0.0% 65.6% Glendale Office 39.0% Retail - Non Food 14.2% Medical Care 8.4% Food 1.5% 36.9% Gridley Retail - Food 21,5% Office 21.11% Retail - Non Food 15.41 Food 14.7% 27.4% Healdsburg Office 21.8% Retail - Food 16.8% Restaurant 10.2% Food 8.11/6 43.2% Hercules Notavailable Notavailable Notavailable Notavailable 100.0% Imperial Office 21.5% Retail - Non Food 10.2% School 6.9% Food 3.4% 58.0% Lassen School 10.0% Office 8.0'1 Retail - Food 8,G1% None 0.0•� 74.0% Lad! Office 8.7% Retail - Non Food 7.9% Retail - Food 5.8% Food 20.3% 57.3% Lompoc Retail - Non Food 31.4% Office 16.1% Restaurant 9.3% Food 0.7% 42.5% Merced Office 10.5% School 9.6% Retail - Non Food 8.1% Food 46.491 25.4% Modesto Office 11.0% Retail -Non Food 9.191. Restaurant 3.9% Food 34.4% 41.651. MorenoValley Office 50.4% Restaurant 37.5% Retail - Non Food 4.0•O6 None 0.0'1 8.1916 Needles Office 32.2% Hotels 18.93A Restaurant 18.0% None 0.0% 30.9% Palo Alto Office 43.0'� Medical Care 10.8% Retail -Food 4.2% Computers & Electronics 16.8% 25.2% Pasadena Office 36.2% School 13.3% Medical Care 8.5% Information 5.5% 1 36.5% Plumas-Sierra Office 60.1% Hotels 2,7% Restaurant 1.9% Machinery 0.91. 1 34.491. Portof Oakland None 0.0% None 0.0% None 0.0% Transportation Support 93.0°/u 7.0% Rancho Cucamon a Retail - Non Food 42.69/6 Restaurant 10.7% Office 4.2% None 0.0% 42.5% Redding Retail - Non Food 36.9% Office 24.176 Restaurant 8.9% Telecommunications 2.6% 27.5% Riverside Office 27.5% School 14.61/6 Retail - Non Food 11.7% Plastics & Rubber 10.5% 35.7% Roseville Office 22,9% Retail - Non Food 16.1% Medical Care 7.9% Computers & Electronics 26.0% 27.1% Shasta Lake Not available Not available Not available Not available 100.01Y. Silicon Valley Power Office 37.551. Retail - Non Food 2.1% School 2,0% Computers & Electronics 46.3% 12.1% Trinity Notavailable Notavallable Notavailable Notavallable 100.0% Truckee -Donner Notavailable Notavailable Notavailable Notavailable 100.0•OA Turlock Retail -Non Food 6.9% Office 5.0% School 4.6% food 33.2% 50.4% Ukiah Office 32.3% Retail - Non Food 18.4% Reta!I - Food 11.1% None 0.0•� 88.2% Vernon Office 1.6% Restaurant 0.3% Retail - Non Food 0.2% Food 76.7% 1 21.2% Model Calculations CalEERAM's "bottom's up" approach uses the input data listed in the previous section to calculate Technical, Economic, and Market Potentials. Calculating the estimates of Technical and Economic Potential is relatively straightforward: the estimates are the product of available building stocks, technology densities, and measure impacts. For Technical Potential, it is assumed that all measures can be implemented in all available applications at the same time. Technical potential changes by small amounts over time to reflect changes in the amount of building stocks over time caused by new construction. Economic Potential is the subset of Technical Potential that includes only the efficient technologies that pass the TRC screen. Calculating Market Potential is unlike calculating Technical and Economic Potential. Calculating Market Potential relies on a calibrated decision adoption methodology and an accounting system that adjusts for F] potential double counting and for recurring participation of efficient technologies once measure life is passed. Decision Adoption Methodology One of the key features of CalEERAM is use of a decision maker based energy efficiency measure adoption rate algorithm (DEEMARA). DEEMARA simulates consumer choice based on simple measure payback and other decision components. For each measure, by building type and by year, the algorithm estimates the number of measures implemented. The algorithm has two parts with the overall formula having the following form: Number of measures implemented = total available measure units * binary logit function * market factor * decision maker measure awareness and willingness to install the measure The first part of the algorithm includes the first three of the four variables identified in the formula above. The "total available measure units" is a variable that changes with each forecast year and has the form: Total available measure units = Available building stock * (maximum density for the competing technologies — base year efficient technology density) — running sum of previous years of efficient technology units installed The "binary logit function" identifies the share of the efficiency measures implemented each year. The logit function has the form: Share of Efficiency Measures Implemented = Exp (0.0 -- Beta Constant * Measure Payback) Where: • The Beta constant represents the average influence of all excluded (non -payback) factors. 0 The Beta constant is allowed to be modified at the end use level (within bounds): — Larger number representing influences that speed up adoption. -- Lower number representing influences slowing down adoption (such as a recession). • Measure payback is simple measure payback and is calculated for each measure, each forecast year. The "market factor" is a calibration constant that is computed in the first simulation year to adjust computed participation shares to equal the calibration targets. The calibration target needs to be a value that can be reasonably expected to occur given incentive levels, the cost effectiveness of the measure, and the available resource. Navigant estimates calibration targets at the measure level based on a combination of the estimates of economic potential by measure, past program accomplishments by the utility in providing this or a similar measure, and a review of other similar type utilities to see what level of accomplishments they are achieving. The second part of the algorithm includes the "decision maker measure awareness and willingness to install the measure" function. It is an exponential curve function based on the forecast year and the two input variables of decision maker awareness of a measure and corresponding willingness to purchase. Awareness is the percentage of decision makers who are aware that a specific energy efficient technology exists. Willingness is the subset of the aware group who are willing to install the energy efficient measure. The initial values for decision maker Awareness and Willingness by measure were taken from the California Energy Efficiency Potential Study conducted by Itron for the State of California's Investor Owned Utilities (IOUs) in 20086. These Itron estimates of decision maker Awareness and Willingness are based on a combination of consumer research performed for Northern States Power in Minnesota in the mid to late 1990's by Itron's predecessor,company, Regional Economic Research and more recent consumer research performed by California utilities. CalEERAM assumes that the initial estimates of awareness and willingness are not static, but improve over time as consumers become both more aware of energy efficiency and more willing to purchase as technology improves. The speed by which these variables approach 100% is determined by the starting values for Awareness and Willingness and a decision maker curve function. The decision maker curve function takes the form: The Decision Maker Curve = Min(1, Awareness * Willingness + (1tEXP(curve midpoint in years -years into the forecast))^ -I) Where: o Decision Maker Awareness = The baseline percent of the population of eligible consumers who are aware of the technology o Decision Maker Willingness = The baseline percent of the population of eligible consumers who are both aware of the technology and willing to purchase it o Program year = The number of years after the start of the forecast o Adoption curve tipping point year = Within a measure's lifetime, the point of time on an "S" curve where the curve is at its midpoint. The "S" curve diffusion portion of the algorithm is based on changing consumer awareness and willingness over time. Where a measure is along the curve depends on its baseline estimates of consumer awareness and willingness. If a measure is well known and with a high level of willingness to install, then the starting point is very high on the curve with little change overtime expected from this portion of the decision maker algorithm. However, if both awareness and willingness are low, then this portion of the decision maker algorithm will experience change over time. The current assumption is that over time, every 6 'California Energy Efficiency Potential Study', by Itron, Inc. and Kema-Xenergy, for Pacific Gas and Electric, September 10, 2008. 10 measure will reach 100% consumer awareness and willingness. It is possible to modify at the measure level the maximum value for consumer awareness and willingness. The change over time and the speed of that change depend on the initial baseline estimates and the curve midpoint year. For new technologies, both awareness and willingness are typically low, simply because the technology is new. A program can be designed not only to provide incentives but also to increase awareness and promote the technology's reliability and superiority. Such a program typically has low initial participation that ramps up over time before leveling out. In contrast, a mature technology typically ha's high initial willingness and awareness, and, thus, participation that follows a flatter trend over time. Figure 2 illustrates the shape of the "S" curve over the ten year forecast period using different curve midpoint years. The Figure 2 illustration shows the curves for midpoint years of 2, 5, and 8 years. Note in this example that the curve with the earliest midpoint year achieves saturation near year 8 where the curves with later midpoint years do not achieve saturation by year 10. 11 Figure 2. Decision Maker "S" Curve for Midpoint Years 2, 5, and 8 The following example illustrates the year to year impacts of the decision maker measure awareness and willingness factors on DEEMARA: o Baseline awareness =50% • Baseline willingness = 80% • Base year adjustment due to awareness and willingness = 50% * 80% = 40% • The five year midpoint "S" curve has the following values in its first four years: — Year 1= 0.7% — Year 2 =1,8% — Year 3=4.7% — Year 4 =11.9% • Each forecast year adjustment due to awareness and willingness is the previous year's awareness and willingness value plus the "S" curve value. — Base Year = 40% -- Year 1= 40% + 0.7% = 40.7% — Year 2 = 40.7 % + 1.8% = 42.5% — Year 3 = 42.5% + 4.7% = 47.2% — Year 4 = 47.2% + 11.9% = 59.1% 12 The function has a maximum value of 100%, when the measure achieves total saturation. Interactive Effects and Mutual Exclusivity Double counting savings is often an unintended consequence in modeling potential estimates. This section describes the nature of this problem and CalEERAM's two approaches to avoid this error. Double counting savings can occur two ways within a modeling structure. The first is through failing to account for interactive affects between measures; here the sum of the individual measure savings may be more or less than the effective savings of the interactive measures. The second is not accounting for mutual exclusivity between measures. The first issue between two or more non -mutually exclusive measures has been a long standing point of discussion in the development of the DEER database. An example of this kind of double counting involves lighting measures. For cooled homes, efficient lighting reduces air-conditioning load because of the efficient lighting's reduced waste heat discharge. For the same reason, efficient lighting increases electric space heating loads. The energy impacts reported in the 2005 DEER did not account for interactive effects. However, the 2008 DEER did account for interactive effects. Reviewing the 2010 version of the E3 Reporting Tool indicates that measure impacts are not differentiated by heating fuel type and cooling applicability. However, the reporting tool's energy impacts represent a reduced form of values included in DEER. That is, many represent weighted averages of the different combinations of vintages and building types within a climate zone. It is uncertain if the weighting also included end -use fuel type. The energy impacts used in CaIEERAM are from the 2010 E3 Reporting Tool and are representative of the weighting method used to develop the reporting tool values. As much as reporting tool accommodates these effects, CaIEERAM accommodates these effects. The second issue for double counting savings involves failing to account for mutually exclusive measures. An example would be different SEER levels for energy efficient air conditioning. There are at least two methods to address this issue. The first method is to distribute the shares of a competition group total (a set of mutually exclusive measures) among the competing technologies so that the sum equals the maximum applicability of the total. For example, consider a competition group consisting of a SEER 14, a SEER 15, and a SEER16+ technology options for central air conditioning. For this example, assume the total applicability of central air conditioning (the competition group as a whole) is 90% (i.e., 90% of all customers have central AC). Then each technology within the competition group would have a share of the 90% applicability, for example, 60% SEER 14, 25% SEER 15, and 5% SEER 16+. Another method is to model only the most efficient of the competing technologies; in the example above, only SEER16+. From a conservation potential perspective, this method identifies a larger, but still realistic, potential. CaIEERAM uses this approach to prevent this kind of double counting. Either of these approaches could have been used within the model, but the second method was selected to identify the true level of market potential. Distributing among an array of mutually exclusive measures 13 with widely varying energy savings could have misrepresented the potential as being lower than actual potential Recurring Participation Each measure included in the analysis has an expected measure life. Some of these measure life estimates extend beyond the ten years of the planning horizon while others end within the ten year period. The model assumes that each measure implemented will be replaced at the end of its measure life by another technology at least as efficient as the originally installed efficiency measure. Given that the replacement technologies are not known, it is assumed that the replacement technology is the same as the current efficient technology. These assumptions result in accounting for the continuation of the originally installed energy efficient impacts throughout the ten year planning horizon. This is unlike other models that assume that, at the end of measure life, all or a portion of all installations return to the original baseline technology. The impact of this assumption affects Market Potential results in two ways. First, the cumulative Market Potential does not fall at the end of measure life. Second, future year incentive and administrative costs are affected significantly. At the end of measure life, the model assumes that original participants re - participate. Thus cumulate energy and demand impacts are sustained with no increase in incremental impacts. Re -participation, however, incurs incentive and administrative costs. Therefore, for measures with measure life less than ten years, such as CFLs, the total incentive and administrative costs will rise more quickly than the incremental energy impacts. Appliance re -cycling is handled in a special manner. At the end of an appliance recycling measure life, the energy savings does disappear from cumulative potential and there are no re -Curing incentive and administrative costs. The appliance cannot be re -cycled more than once. Model Output For compliance reporting purposes, the primary model outputs are found in the "Report to the CEC" tab of the spreadsheet. Data is provided on Technical and Economic Potential for'both energy and peak demand as well as incremental annual energy and demand Market Potential estimates for the ten year planning horizon. Other tables and graphs are also provided by the model, for use by utility program planners. Figure 3 identifies the various output data that is available. This information can also be found in the "Introduction" tab of the model Figure 3: CaIEERAM Output Information Years 14 Caveats and Limitations Energy efficiency potential models are invaluable tools for utility program planners to use when establishing efficiency program targets. They provide a credible and technically rigorous approach to estimating the potential energy efficiency savings attributable to a utility's energy efficiency program. However, it is understood that there are many limitations to utilizing a technical model to forecast real world results'. In particular, customer willingness and awareness assumptions in potential models do not sufficiently explain consumer behavior, lifestyle, or decision -making styles that ultimately drive the success of voluntary efficiency programs. Such limitations create uncertainty that utility program planners must consider when setting realistic yet aggressive goals for efficiency programs tailored to the communities they serve. In addition to behavioral barriers, the following issues are also worth noting: • Emerging technologies. The potential models do not include the incremental potential associated with emerging or yet to be discovered energy efficient technologies. In particular, utility program planners are very interested in the potential for solid state lighting. However, the development of uniform product specifications and affordable pricing will take time, and so it is not expected that solid state lighting will significantly Contribute to utility program potential in the near future. Even so, utility planners wishing to aggressively promote emerging technologies may account for the market potential by adopting a more aggressive potential scenario, as allowed for by the model. • Policy -driven changes. The potential model does not include future changes to codes and standards for buildings and appliances (with one exception: 2012 national standards for incandescent lighting). As policy makers continue to raise the bar for minimum levels of energy Behavioral Assumptions in Energy Efficiency Potential Studies, California Institute for Energy and Environment, May, 2009 15 efficiency through the adoption of codes and standards, they correspondingly reduce the efficiency potential attributable to utility programs, It is certain that some of the market potential currently identified by the potential models will not be realized by the utility, but instead will be attributed to future changes in codes and standards. • Slow economic recovery. The economic recession creates a significant hurdle for the continued success of utility efficiency programs. Potential models do not directly attempt to gauge the impact of economic recession. Utility planners must assess the impact of the economy on their community, and adjust their program expectations accordingly. • Erosion of energy savings potential due to intrusion of investor owned utility programs. Retail point of sale and product give-away programs (e.g. CFLs, consumer electronics) offered by investor owned utilities often spill over into publicly owned utility service territories. Chain stores often distribute IOU -subsidized products in stores located within public power communities. POU customers often shop at big box retailer locations outside of the POU utility service territory. The energy efficient products that are purchased and installed end up being attributed to IOU programs. For example, the new IOU statewide upstream program, the Business Consumer Electronics Program, targets energy efficient computers, televisions, and computer monitors at the retail and distributer level. Many of these products will be sold to POU customers, yet the savings will be attributed to IOU programs. Although IOU statewide and upstream programs can be a very effective means for capturing energy savings, they effectively remove a portion of the energy savings potential from POU programs. 16