Resolution No. 2013-065RESOLUTION NO. 2013-65
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
VERNON APPROVING THE ISSUANCE OF REVENUE BONDS BY
THE CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT
AUTHORITY IN AN AGGREGATE PRINCIPAL AMOUNT NOT TO
EXCEED $7,000,000, FOR THE PURPOSE OF REFINANCING
CERTAIN FOOD PROCESSING FACILITIES OWNED OR
OPERATED BY 3450 VERNON AVENUE, LLC, OR AN
AFFILIATE THEREOF, AND PAYING CERTAIN COSTS OF
ISSUANCE, AND OTHER RELATED MATTERS
WHEREAS, pursuant to Chapter 5 of Division 7 of Title 1 of
the Government Code of the State of California (the "Act"), certain
public agencies (the "Members"), have entered into a Joint Exercise of
Powers Agreement (the "Agreement"), in order to form the California
Statewide Communities Development Authority (the "Authority"), for
the purpose of promoting economic, cultural and community development,
and in order to exercise any powers common to the Members, including
the issuance of bonds, notes or other evidences of indebtedness; and
WHEREAS, the Authority is authorized to issue and sell
revenue bonds, including industrial development revenue bonds, for the
purpose, among others, of financing or refinancing the acquisition
and/or construction of capital projects such as the Project (defined
below), within the jurisdiction of its Members; and
WHEREAS, the City of Vernon (the "City"), is a Member of the
Authority; and
WHEREAS, 3450 Vernon Avenue, LLC, or another affiliate
thereof (the "Borrower"), has requested that the Authority issue and
sell recovery industrial development revenue bonds in the maximum
principal amount of $7,000,000 (the "Bonds"), for the purpose of
making a loan to the Borrower, to enable the Borrower to refinance an
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approximately 42,000 square foot food processing facility (including
equipment), owned or operated by the Borrower and located at
3450/3470 E. Vernon Avenue in the City (the "Project"); and
WHEREAS, the proposed loan financing will be tax exempt
income to investors and the effective interest rate will therefore be
demonstrably lower for the borrower than if the loan were obtained
without the tax exempt status; and
WHEREAS, undertaking the project in a timely fashion will
cause employment benefits, both due to the temporary construction and
installation jobs, and to the permanent expansion of the facility; and
WHEREAS, in order for the interest on the Bonds to be
tax-exempt, Section 147(f) of the Internal Revenue Code of 1986, as
amended (the "Code"), requires that an "applicable elected
representative" of the governmental unit, the geographic jurisdiction
of which contains the site of facilities to be financed with the
proceeds of the Bonds, hold a public hearing on the issuance of the
Bonds and approve the issuance of the Bonds following such hearing;
and
WHEREAS, the Authority has determined that the City Council
is an "applicable elected representative," for purposes of holding
such hearing and approving such issuance; and
WHEREAS, as a condition to issuing bonds to assist in the
financing or refinancing of capital projects, the Agreement requires
the approval of the Member within the jurisdiction of which the
project is situated; and
WHEREAS, the Authority has requested that the City Council
approve the issuance of the Bonds by the Authority in order to satisfy
the public approval requirement of Section 147(f) of the Code, and the
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070213800
requirements of the Agreement; and
WHEREAS, notice of such public hearing has been duly given
as required by the Code, and this City Council has heretofore held
such public hearing at which all interested persons were given an
opportunity to be heard on all matters relative to the financing of
the Project and the Authority's issuance of the Bonds therefor; and
WHEREAS, it is in the public interest and for the public
benefit that the City Council approve the issuance of the Bonds by the
Authority for the aforesaid purposes.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF VERNON AS FOLLOWS:
SECTION 1: The City Council of the City of Vernon hereby
finds and determines that the above recitals are true and correct.
SECTION 2: The City Council of the City of Vernon finds
that this action is exempt under the California Environmental Quality
Act (CEQA), in accordance with Section 15061(b)(3), the general rule
that CEQA only applies to projects that may have an effect on the
environment.
SECTION 3: The City Council of the City of Vernon hereby
approves the issuance of the Bonds by the Authority. It is the
purpose and intent of the City Council that this Resolution constitute
approval of the issuance of the Bonds, (a) by the "applicable elected
representative" of the governmental unit having jurisdiction over the
area in which the Project is or is to be located in accordance with
Section 147(f) of the Code, and, (b) by the City Council in accordance
with the Agreement.
SECTION 4: The issuance of the Bonds shall be subject to
the approval of the Authority of all financing documents relating
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thereto to which the Authority is a party. The City shall have no
responsibility or liability whatsoever with respect to the Bonds.
SECTION 5: The adoption of this Resolution shall not
obligate the City or any department thereof to, (i) provide any
financing to acquire or construct the Project or any refinancing of
the Project; (ii) approve any application or request for or take any
other action in connection with any planning approval, permit or other
action necessary for the acquisition, rehabilitation or operation of
the Project; (iii) make any contribution or advance any funds
whatsoever to the Authority; or (iv) take any further action with
respect to the Authority or its membership therein.
SECTION 6: The executing officers, the Interim City Clerk
and all other proper officers and officials of the City are hereby
authorized and directed to execute such other agreements, documents
and certificates, and to perform such other acts and deeds, as may be
necessary or convenient to effect the purposes of this Resolution and
the transactions herein authorized.
SECTION 7: This resolution shall take effect immediately
upon its passage.
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SECTION 8: The Interim City Clerk, or Deputy City Clerk, of
the City of Vernon shall certify to the passage, approval and adoption
of this resolution., and the Interim City Clerk, or Deputy City Clerk,
of the City of Vernon shall cause this resolution and the Interim City
Clerk's, or Deputy City Clerk's, certification to be entered in the
File of Resolutions of the Council of this City.
APPROVED AND ADOPTED this 2nd day of July, 2013.
ATTEST
�Rdkna Reed V
Interim City Clerk /
Name: W. Michael McCormick
Title: Mayor /
APPROVED AS
TO FORM:
Scott E. Porter, Deputy City Attorney
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STATE OF CALIFORNIA )
) ss
COUNTY OF LOS ANGELES )
I, Dana Reed I Interim City Clerk 4_�C't; Cl- r'.._ f
the City of Vernon, do hereby certify that the foregoing Resolution,
being Resolution No. 2013-65, was duly passed, approved and adopted by
the City Council of the City of Vernon at a regular meeting of the City
Council duly held on Tuesday, July 2, 2013, and thereafter was duly
signed by the Mayor r Mayor Pro-Tem of the City of Vernon.
Executed this day of July, 2013, at Vernon, California.
(SEAL)
Dfia Reed
Interim City Clerk /
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CITY CLERK'S OFFICE
INTEROFFICE MEMORANDUM
DATE: July 8, 2013
TO: William Fox, Finance Director
Masami Higa, Assistant Finance Director
Joaquin Leon, Deputy City Treasurer
FROM: Deborah Juarez, Records Management Assistant
RE: Resolution No. 2013-65 — A Resolution of the City Council of the City of Vernon
Approving the Issuance of Revenue Bonds by the California Statewide Communities
Development Authority in an Aggregate Principal Amount not to Exceed $7,000,000, for the
Purpose of Refinancing Certain Food Processing Facilities Owned or Operated by 3450
Vernon Avenue, LLC, or an Affiliate Thereof, and Paying Certain Costs of Issuance, and
Other Related Matters
Transmitted herewith is a copy of Resolution No. 2013-65 referenced above, which was approved by the
City Council on July 2, 2013.
Thank you.
Attachment
c: Resolution No. 2013-65
RECEIVED RECEIVED
JUN 2 6 2013
JUN 2 7 2013 CITY ADMINISTRATION
CfIY CLERK'S OFFICE
STAFF REPORT
Finance Department
DATE: July 2, 2013
TO: Honorable Mayor and City Council
FROM: William Fox, Finance Director W1
RE: Hearing and Resolution regarding the Issuance of Industrial Development
Revenue Bonds by the California Statewide Communities Development
Authority
Recommendation
It is recommended that the City Council:
1. Find that adoption of the resolution proposed in this staff report for the issuance of the
Bonds required for the financing, refinancing, acquisition, and capital projects
implementation, which are exempt under the California Environmental Quality Act
(CEQA) in accordance with Section 15061(b)(3), the general rule that CEQA only
applies to projects that may have an effect on the environment. Subsequent construction
activity could be subject to CEQA.
2. Approve the attached resolution which would allow 3450 Vernon Avenue, LLC or
related affiliate entity, also known as Golden West Trading Company, Inc., to issue and
sell Bonds with a maximum principal amount of $7,000,000.
Background
On June 13, 2013 proper Public Notice was made in the Vernon Sun announcing a Public
Hearing as required by Section 147(f) of the Internal Revenue Code of 1986, with respect to the
proposed issuance of Bonds by the California Communities Development Authority in an
amount not to exceed $7 million.
State law allows for tax-exempt securities to be issued in amounts up to $10 million by a
governmental entity to provide money for the acquisition, construction, rehabilitation and
equipping of manufacturing and processing facilities for private companies. The proceeds from
the Bonds are governed by both federal and state laws and regulations. The following are some
of the key requirements:
• Manufacturing Facility. The project financed by the Bonds must be a facility used for the
manufacturing, production or processing of tangible property (including the processing
resulting in the change of such property). No more than 25% of the Bond proceeds can be
applied to ancillary office, warehouse or other space.
• Qualifying Costs. At least 95% of the Bond proceeds must be spent on qualifying costs.
Qualifying costs are generally capital expenditures such as land, building and equipment and
other depreciable property (and can also include capitalized interest during construction).
• Land. No more than 25% of the Bond proceeds can be used to acquire land.
• Acquisition of Existing Manufacturing Facilities. The acquisition of an existing facility
can be financed if at least 15% of the portion of the Bond amount used to purchase the
facility is spent on rehabilitation of the building within a two-year period.
• Used Equipment. If Bond proceeds are used to acquire used equipment, 100% of the cost
must be spent on rehabilitation of the equipment within a two-year period.
• Maturity. The average maturity of the Bonds cannot exceed 120% of the average economic
life of the assets financed.
• No Working Capital or Inventory. Bond proceeds cannot be used to finance working
capital or inventory.
• $20,000,000 Capital Expenditure Limitation. The capital expenditures for the project,
when added to the company's other capital expenditures in the same public jurisdiction as the
project for the three years immediately preceding and three years following the closing of the
financing of the project, cannot exceed $20,000,000.
• $40,000,000 Aggregate Limitation. A borrower and certain users may not be the beneficiary
of more than $40,000,000 of certain tax-exempt Bonds regardless of the location of the
projects; during a three year period after the facility being financed is placed in service.
• Public Benefits. The project financed by the Bonds must meet certain public benefit criteria
established by the California Debt Limit Allocation Committee (CDLAC), which include,
among other things, the creation or retention of jobs.
Prevailing Wage. The prevailing wage must be paid to workers involved in the construction
or renovation of a facility financed with IDBs in compliance with California Labor Code.
• Credit Requirements. The borrower must generally secure a letter of credit in the amount of
the Bonds from a bank with a long-term credit rating of at least "AY from Moody's
Investors Service, or an "A-" from Standard & Poor's or Fitch Ratings.
Fiscal Impact
There is no fiscal impact to the City of Vernon for the approval of the resolution. This allows the
petitioner the opportunity to obtain attractive rate Bond financing under the jurisdiction of the
California Statewide Communities Development Authority. There is not any recourse or
financial obligation to the City of Vernon as a result of the Bond financing. The transaction will
provide financial benefit since capital will be infused into the City of Vernon through job
creation and business expansion.